Act of Settlement 1701

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Act of Settlement
12 & 13 Will. 3. c. 2
Territorial extent 
Dates
Commencement
6 February 1701
Other legislation
Amended by
Various
Relates toBill of Rights 1689
Status: Amended
Text of statute as originally enacted
Revised text of statute as amended

The Act of Settlement is an Act of the

Hanoverian dynasty
in Britain.

The Act of Supremacy 1558 had confirmed the independence of the Church of England from Roman Catholicism under the English monarch. One of the principal factors which contributed to the Glorious Revolution was the perceived assaults made on the Church by King James II, a Roman Catholic, who was deposed in favour of his Protestant daughter Mary II and her husband William III. The need for this Act of Settlement was prompted by the inability of William and Mary, as well as of Mary's Protestant sister (the future Queen Anne), to produce any surviving children, and by the perceived threat posed by the pretensions to the throne by remaining Roman Catholic members of the House of Stuart.

Facsimile of the Act of Settlement sent to Electress Sophia of Hanover

The Act played a key role in the formation of the

Scottish monarchs
long before they became English. Moreover, the Act also placed limits on both the role of foreigners in the British government and the power of the monarch with respect to the Parliament of England, though some of those provisions have been altered by subsequent legislation.

Along with the

absolute primogeniture
.

Background

Anne and her son embrace against a Baroque garden background
Princess Anne with Prince William, Duke of Gloucester, whose death in 1700 was the predicate for the Act

Following the Glorious Revolution, the line of succession to the English throne was governed by the Bill of Rights 1689, which declared that the flight of James II from England to France during the revolution amounted to an abdication of the throne and that James's daughter Mary II and her husband/cousin, William III (William of Orange, who was also James's nephew), were James's successors. The Bill of Rights also provided that the line of succession would go through Mary's Protestant descendants by William and any possible future husband should she outlive him, then through Mary's sister Anne and her Protestant descendants, and then to the Protestant descendants of William III by a possible later marriage should he outlive Mary. During the debate, the House of Lords had attempted to append Sophia and her descendants to the line of succession, but the amendment failed in the Commons.[7]

Mary II died childless in 1694, after which William III did not remarry. In 1700, Prince William, Duke of Gloucester, who was Anne's only child to survive infancy, died of what may have been smallpox at the age of 11.[8] Thus, Anne was left as the only person in line to the throne. The Bill of Rights excluded Catholics from the throne, which ruled out James II and his children (as well as their descendants) sired after he converted to Catholicism in 1668. However, it did not provide for the further succession after Anne. Parliament thus saw the need to settle the succession on Sophia and her descendants, and thereby guarantee the continuity of the Crown in the Protestant line.

With religion and lineage initially decided, the ascendancy of William of Orange in 1689 would also bring his partiality to his foreign favourites that followed. By 1701 English jealousy of foreigners was rampant, and action was considered necessary.[9]

The Act

The Act of Settlement provided that the throne would pass to the

Church of Rome
or shall profess the Popish Religion or shall marry a Papist". Thus, those who were Roman Catholics, and those who married Roman Catholics, were barred from ascending the throne.

Conditional provisions

The Act contained eight additional provisions that were to only come into effect upon the death of both William and Anne:[10]

Firstly, the monarch "shall join in communion with the Church of England". This was intended to ensure the exclusion of a Roman Catholic monarch. Along with James II's perceived despotism, his religion was the main cause of the Glorious Revolution, and of the previous linked religious and succession problems which had been resolved by the joint monarchy of William III and Mary II.

Second, if a person not native to England comes to the throne, England will not wage war for "any dominions or territories which do not belong to the Crown of England, without the consent of Parliament". This would become relevant when a member of the

Salic Laws
of the German-speaking states.

Third, no monarch may leave "the dominions of

Brunswick-Lüneburg within the Holy Roman Empire; because of this, and also for personal reasons, he wished to visit Hanover from time to time.[11]

Fourth, all government matters within the jurisdiction of the Privy Council were to be transacted there, and all council resolutions were to be signed by those who advised and consented to them. This was because Parliament wanted to know who was deciding policies, as sometimes councillors' signatures normally attached to resolutions were absent. This provision was repealed early in Queen Anne's reign, as many councillors ceased to offer advice and some stopped attending meetings altogether.[11]

Fifth, no foreigner ("no Person born out of the Kingdoms of England Scotland or Ireland or the Dominions thereunto belonging"), even if naturalised or made a denizen (unless born of English parents), can be a Privy Councillor or a member of either House of Parliament, or hold "any Office or Place of Trust, either Civill [sic] or Military, or to [sic] have any Grant of Lands, Tenements or Hereditaments from the Crown, to himself or to any other or others in Trust for him".[9] Subsequent nationality laws (today primarily the British Nationality Act 1981) made naturalised citizens the equal of those native born, and excluded Commonwealth citizens from the definition of foreigners, and citizens of the Irish Republic from the definition of aliens, but otherwise this provision still applies. It has however been disapplied in particular cases by a number of other statutes.

Sixth, no person who has an office under the monarch, or receives a pension from the Crown, was to be a Member of Parliament. This provision was inserted to avoid unwelcome royal influence over the House of Commons. It remains in force, but with several exceptions; ministers of the Crown were exempted early on before Anne's death in order to continue some degree of royal patronage, but

Manor of Northstead.[12]

Seventh, Judges' commissions are valid quamdiu se bene gesserint (during good behaviour) and if they do not behave themselves, they can be removed only by both Houses of Parliament (or in other Commonwealth realms the one House of Parliament, depending on the legislature's structure). This provision was the result of various monarchs influencing judges' decisions, and its purpose was to assure judicial independence. This patent was used prior to 1701 but did not prevent Charles I from removing Sir John Walter as Chief Baron of the Exchequer.

Eighth, that "no Pardon under the

Great Seal of England be pleadable to an Impeachment by the Commons in Parliament". This meant in effect that no pardon by the monarch was to save someone from being impeached
by the House of Commons.

Family tree

Opposition

The Tory administration that replaced the Whig Junto in 1699 took responsibility for steering the Act through Parliament. As a result, it passed with little opposition, although five peers voted against it in the House of Lords, including the Earl of Huntingdon, his brother-in-law the Earl of Scarsdale and three others.[13] While many shared their opposition to a 'foreign' king, the general feeling was summed up as 'better a German prince than a French one.'[14]

Legacy