Ashina tribe

Source: Wikipedia, the free encyclopedia.
Ashina
阿史那
Āshǐnà
Religion
Tengrism[6][7]
Buddhism (minority)[8][9]

The Ashina (Chinese: 阿史那; pinyin: Āshǐnà; Wade–Giles: A-shih-na; Middle Chinese: (Guangyun) [ʔɑʃi̯ə˥nɑ˩]) were a tribe and the ruling dynasty of the Göktürks. This clan rose to prominence in the mid-6th century when the leader, Bumin Qaghan (died 552), revolted against the Rouran Khaganate. The two main branches of the family, one descended from Bumin and the other from his brother Istämi, ruled over the eastern and western parts of the Göktürk confederation, respectively, forming the First Turkic Khaganate (552–603).

Origin

Primary Chinese sources ascribed different origins to the Ashina tribe. Ashina were first attested to 439, as reported by the Book of Sui: on the 18th day of the 10th month, the Tuoba ruler Emperor Taiwu of Northern Wei overthrew Juqu Mujian of the Northern Liang in eastern Gansu,[10][11][12][13] and 500 Ashina families fled northwest to the Rouran Khaganate near Gaochang.[10][14] According to the Book of Zhou, History of the Northern Dynasties, and New Book of Tang, the Ashina clan was a component of the Xiongnu confederation.[15][16][17][18] but this is contested.[14] Göktürks were also posited as having originated from an obscure Suo state (索國), north of the Xiongnu.[15][16] According to the Book of Sui and the Tongdian, they were "mixed barbarians" (雜胡; záhú) from Pingliang.[10][19]

According to some researchers (Duan, Xue, Tang, and Lung) the Ashina tribe was descended from the Tiele confederation,[20][21][22][23][24] who were likewise associated with the Xiongnu.[25][26] Like the Göktürks, the Tiele were probably one of many nomadic Turkic peoples on the steppe.[27][28] However, Lee & Kuang (2017) state that Chinese histories did not describe the Ashina-led Göktürks as descending from the Dingling or belonging to the Tiele confederation.[29]

Etymology

Turkic horseman (Tomb of An Jia, 579 AD).[30][31]

Several researchers, including Peter B. Golden,[32] H. W. Haussig,[33] S. G. Klyashtorny,[34][35] Carter V. Findley,[36] D. G. Savinov,[37] B. A. Muratov,[38] S. P. Guschin,[39] and András Róna-Tas[40] have posited that the term Ashina ultimately descends from an Indo-European source, possibly Tocharian or from one of the many Eastern Iranian tribal groups, such as the Saka and Wusun.[41] Jonathan Ratcliffe supports this theory citing numerous academics that the Ashina ethnic core could have been Indo-Iranian culturally, speaking Sogdian or variant of Tocharian.[42]

Proto-Turkic *kȫk, whence Old Turkic 𐰚𐰇𐰚‎ kök, and same in all Modern Turkic languages). The color blue is identified with the east, so that Göktürk, another name for the Turkic empire, meant the "Turks of the East"; meanwhile, Peter Benjamin Golden favours a more limited denotation of Göktürks as denoting only the Eastern Turks.[43][44] This idea is seconded by Hungarian researcher András Róna-Tas, who finds it plausible "that we are dealing with a royal family and clan of Saka origin".[45] Findley also said that the term böri, used to identify the ruler's retinue as 'wolves', probably also derived from one of the Iranian languages.[46]

H. W. Haussig and S. G. Kljyashtorny suggest an association between the name and the compound "kindred of Ashin" ahşaẽna (in

Göktürk Orkhon inscriptions, in which the Göktürks are described as the "Blue Turks"; being descended from the marriage between Blue Sky and the Brown Earth.[47][48]

According to Kuastornyj, the perfect translation of "Ashina" as an Indo-European word meaning "blue" indicates that the Türks of the First Turkic Khaganate period were aware of the non-Türkic origin of the name "Ashina", and of the dual ethnic origin of the early Türks. In the view of Louis Bazin, this knowledge was being suppressed in the Second Turkic Khaganate period by the Türkic nationalist policies of Bilge Qaghan.[49][50]

The name "Ashina" was recorded in ancient Muslim chronicles in these forms: Aś(i)nas (al-Tabari), Ānsa (Hudud al-'Alam), Śaba (Ibn Khordadbeh), Śana, Śaya (Al-Masudi).[51][52]

Alternative etymologies

An Jia conversing with a Turkic Chieftain in his yurt (579 AD).[30][31]

Based on Chinese sources' testament that the Ashina, upon becoming the head of Göktürks, exhibited a tuğ banner with a wolf head over their gate in reminiscence of its origins,[53][54][55] the name "Ashina" is translated by some researchers as "wolf", cf. Tuoba 叱奴 *čino, Middle Mongol činua, Khalkha čono.[56][57] However, Golden contends that derivation from Mongolic is mistaken.[58]

On the Khor-Asgat inscription, the form Ašїnas is written and is similar to the Sogdian form Ašinas from the Bugut and Karabalgasun steles and the Arabic forms Ašinās and Ašnās from medieval Islamic sources. Chinese editors usually avoided the coda /-s/. Takashi Ōsawa hypothtically derives the family name Ašїnas from their tribal ancestress's name *A-ši-na

Kangar / Kangly)" + suffix -(ä)s) as proposed by Marquart, Melioranskii and others. He further links *A-ši-na to the Xiongnu title 閼氏, which was pronounced *′ât-zie in Late Middle Chinese,[b] meant "wife of a ruler", and might be derived from * / , *azhi / *ezhi < *ašïn / *ešin, and *azhïn / *ezhin, further from Tungusic *Aši < *asun / *asi < *hasun < *khasu < *kasun < *katsun and Turko-Mongolic *Ači < ačun < *hatun < khatun < katun.[c][63]

Legends

Chinese chroniclers recorded four origin tales, which Golden termed "Wolf Tale I", "Wolf Tale II", "Shemo (Žama) and the Deer Tale" and "Historical Account", of the Turks in dynasty histories and historical compilations "based on or copied from the same source(s) and repeated in later collections of historical tales".[58]

These stories were sometimes pieced together to form a chronologically coherent narrative of early Ashina history. However, as the Book of Zhou, the Book of Sui, and the Youyang Zazu were all written around the same time, during the early

Zhoushu (written in the first half of the seventh century) describes the use of gold by Turks around the mid-fifth century: "(The Turks) put gold sculpture of wolf head on their tuğ banner; their military men were called Fuli, that is, wolf in Chinese. It is because they are descendants of the wolf, and naming so is for not forgetting their ancestors."[70]

According to Klyashtorny, the origin myth of Ashina shared similarities with the

Sogdians and, beyond them, to the Wusun.[41]

Funeral rite

The Chronicle of Northern Zhou describes the funeral rites of the Ashina. The deceased were laid to rest in a tent, and animals would be sacrificed around the tent. Relatives of the deceased would ride horses around the tent and ritualistically cut themselves about the face as a display of mourning, or "blood tears". The individual and their belongings would then be incinerated.[71]

According to D. G. Savinov, no burials in South Siberia nor Central Asia that are fully consistent with the description of Ashina burials have been found.

According to D. G. Savinov this may be for several reasons:

  1. Göktürk burial sites in Central Asia and Southern Siberia are not yet open;
  2. The source is a compilation in character, and burial rituals and funeral cycle from various sources are listed in a unified manner;
  3. Göktürk funeral rites in the form in which they are recorded in written sources, developed later on the basis of the various components present in some of the archaeological sites of Southern Siberia of earlier Turkic cultures.[
    which?
    ]

It is thought that the rite of cremation which was adopted by the ruling elite did not spread among the common people of the Qaganate. This may be attributed to the different ethnic origin of the ruling family.[72]

Physical appearance

Bust of Kul Tigin (684–731), an Ashina Prince.

According to the Book of Zhou and History of the Northern Dynasties, the Ashina clan was related to the "Yenisei Kyrgyz",[73][74][d][e] who resided near the Pamir mountains and are described as possessing red hair and blue eyes in the New Book of Tang (Xin Tangshu 217b.6147), a description previously used to describe the Wusun.[29] However according to Lee & Kuang (2017), the Göktürks differed from the Qirghiz in their physiognomy and "no comparable depiction of the Kök Türks or Tiele is found in the official Chinese histories."[79] Lee & Kuang state that the most likely explanation for the West Eurasian physiognomy of the Yenisei Kirghiz is a high frequency of the Eurasian Indo-European haplogroup R1a-Z93.[80]

Muqan Qaghan, the third Qaghan of the First Turkic Khaganate, was described by Chinese authors as having an unusual appearance. He had eyes like "colored glazes",[81][82] he had a red complexion, and his face was wide.[83][84] However, a complete genetic analysis of Muqan Qaghan's daughter Empress Ashina (551–582) in 2023 by Xiaoming Yang et al. found nearly exclusively Ancient Northeast Asian ancestry (97,7%) next to minor West-Eurasian components (2,3%), and no Chinese ("Yellow River") admixture.[85]

According to Chinese historian

Sogdian was by the time of Qilibi Khan (Ashina Simo)[f], an eighth generation descendant of Bumin Qaghan (founder of the First Turkic Khaganate), presented as a sign of mixed ancestry among the Ashina.[89] This suggests that the transformation of the physical appearance of the Ashina tribe was almost complete by the mid-7th century AD. [90][page needed
]

Both Shibi

Turkish historian Emel Esin noted that "the members of the Kök-Türk dynasty, and particularly Köl Tigin, had frankly Mongoloid features", probably as a result of repeated marriages.[93] She also wrote that members of the Ashina tribe sought to marry Chinese nobles, "perhaps in the hope of finding an occasion to claim rulership over China, or because the high birth of the mother warranted seniority". Esin notes that the later depiction of an Ashina prince, the Bust of Kul Tigin, has an East Asian appearance.[93]

Genetics

According to Canadian scholar Joo-Yup Lee, it is possible that the Ashina tribe belonged to the paternal haplogroup

Yenisei Kirghiz people, and also to the Iranian Saka. The modern-day descendants of the Yenisei Kirghiz, the Kyrgyz people, have one of the highest frequencies of haplogroup R1a-Z93.[94] This lineage believed to be associated with Indo-Iranians who migrated to the Altai region in the Bronze Age, and is carried by various Türkic groups.[95][96][97] American historian Peter Golden has reported that Y-DNA genetic testing of the proposed descendants of the Ashina tribe does seem to confirm a link to the Indo-Iranians, emphasizing that "the Turks as a whole ‘were made up of heterogeneous and somatically dissimilar populations".[98]

The first genetic analysis on an early royal Ashina member (

Göktürk Khaganate) in 2023 by Xiaoming Yang et al. found nearly exclusively Northeast Asian ancestry (97.7%) next to a minor West-Eurasian component (2.3%). The West-Eurasian component corresponded to a single admixture event (possibly Afanasievo-related) dating to around 1566 ± 396 years before Ashina's lifetime (ie dating to c. 1000 BC). The authors determined that Empress Ashina belonged to the North-East Asian mtDNA haplogroup F1d. The Ashina individual was found to be genetically closer to East Asians than Turkic groups and was genetically closest to post‐Iron Age Tungusic and Mongolic Steppe pastoralists, supporting the near-exclusively Northeast Asian origin of the Ashina tribe.[99]

The ancient Türkic royal family of the

Göktürk Khaganate was found to share genetic affinities to post-Iron Age Tungusic and Mongolic pastoralists, while having heterogeneous relationships towards various later Turkic-speaking groups, suggesting genetic heterogeneity and multiple sources of origin for the later populations of the Turkic empire. This shows that the Ashina lineage had a dominating contribution on Mongolic and Tungusic speakers but limited contribution on Turkic-speaking populations. According to the authors, these findings "once again validates a cultural diffusion model over a demic diffusion model for the spread of Turkic languages" and refutes "the western Eurasian origin and multiple origin hypotheses" in favor of an East Asian origin for the royal Ashina family.[100]

Legacy

Members of the Ashina dynasty also ruled the

Karakhanids (if the first Karakhanid ruler Bilge Kul Qadir Khan indeed descended from the Karluk Yabghus).[107] According to some researchers, the Second Bulgarian Empire's Asen dynasty might be descendants of Ashina.[108]

Gallery

See also

Notes

  1. ^ Ōsawa's hypothetical reconstruction; the Göktürks' ancestress was unnamed in Chinese sources
  2. ^ Pulleyblank (1962) attempted to link the Xiongnu title 閼氏 < *ɑt-tēh to Proto-Mongolic *qati (whence also *qači- > *qačun > Turkic qatun / xatun);[59] however, Vovin (2002) proposed that Old Chinese 閼氏 *ɑt-tej ~ *en-tej transcribed Xiongnu form *ɑlte ~ *elte, which Vovin compared to Kott alit "wife", ali:t, alat "woman", Assan alit "wife", Arin biqam-álte, kekm-elte "wife", all from Proto-Yeniseian *ʔalit ~ *ʔar1it "woman"[60]
  3. ^ The title Khatun is proposed to be a loanword from Sogdian xwt'yn (xwatēn).[61][62]
  4. ^ For an English translation, see Golden (2018:300-304)[75]
  5. ^ However, Duan Chengshi wrote in Miscellaneous Morsels from Youyang that the mythological ancestors of Kyrgyz tribe (Jiānkūn bùluò 堅昆部落) were "a god and a cow" (神與牸牛), (unlike Göktürks, whose mythological ancestress was a she-wolf).[76][77][78]
  6. ^ Simo was described as having a physical appearance similar to that of a Sogdian (original Chinese: 胡人 húrén "non-Chinese peoples of the North or West, barbarian, > Iranian > Sogdian"[86]) and so was suspected by the Ashina khagans Shibi and Chuluo of being born out of an adulterous relationship, and therefore was not entrusted with great authorities, like commanding the army as a shad.[87][88]

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  46. .
  47. ^ Golden & Mair 2006, p. 142:"This Iranian linguistic connection was first out firward by Haussig and Bailey (Haussig, 1979, 55-57; Bailey, 1985, 104). ... More recently, Sergei Klyashtorny has revisted this theme , and building on the earlier work, suggests that A-shih-na is the transcription of the Khotanese Saka âşşeina/aşşena "blue" ... or perhaps Tocharian âśna "blue" (1994, 445-447). This nicely dovetails with the usage of "Kök Türk," Blue Türks, found in the Kül Tegin / Bilge Qaghan inscription (Tekin 1988, 8/9, 36-37). Both etymologies lead us back to the Eastern Iranian - Tocharian world of Eastern Turkestan."
  48. .
  49. . "Dans le recit relatif aux premiers kagans, les grandes inscriptions de l'Orkhon dèsignent le peuple qui avait créé l'empire et habité le pays par le terme kök türk, ce que l'on traduit habituellement les "Turcs bleu chair (bleus)". Sans aborder les nombreuses interprétations du mot kök dans cette combinaison , notons sa convergence sémantique parfaite avec la signification, reconstituée ici, du nom A-che-na: "bleu". Un calque èvident du nom suppose la connaissance conservée de sons sens primitif et de son origine étrangère (tout à fait compatible avec les composantes poly-ethniques de la culture du premier Kaganant turc), lesquels perdirent toutefois leur popularité dans le milieu culturel et politique "nationaliste" (selon l'expression de L. BAZIN, qui caractérise à l'époque de Bilgä-kagan le milieu dirigeant d'Ötükän, centre de pourvoir dans la région de l'Orkhon)."
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  87. ^ Jiu Tangshu, vol. 194a, txt: 「思摩者, 頡利族人也. 始畢、處羅以其貌似胡人, 不類突厥, 疑非阿史那族類, 故歷處羅, 頡利世, 常為夾畢特勒, 終不得典兵為設。」
  88. ^ Lee & Kuang 2017, p. 201-202.
  89. . "According to Xue Zongzheng (1992:80), the emergence of less-Caucasoid features in the Turkic ruling class was probably due to the intermarriage with the Chinese imperial families from generation to generation. Consequently, up to the Qagan's eighth generation descendant, Ashina Simo, his racial features remained unchanged to the extent in which he was described as looking like a Hu (Sogdian) person, not akin to Turkic, and suspected to be not of Ashina genealogical strain, and henceforth was unfortunately not trusted for military commandership (JTS 194.5163). Xue Zongzheng argues that 'looking like a Hu person' was originally the intrinsic feature of the Ashina lineage, then became presented as a sign of impure blood as a result of the qualitative change occurred in the hybrid physical features combining both Mongoloid and Caucasoid physical traits."
  90. OCLC 880367410.{{cite book}}: CS1 maint: location missing publisher (link
    )
  91. ^ Jiu Tangshu, [舊唐書/卷194上 - 维基文库,自由的图书馆 vol. 194a], txt: '思摩者, 頡利族人也. 始畢、處羅以其貌似胡人, 不類突厥, 疑非阿史那族類, 故歷處羅, 頡利世, 常為夾畢特勒, 終不得典兵為設'
  92. ^ translated by and quoted in Lee & Kuang (2017) "A Comparative Analysis of Chinese Historical Sources and Y-DNA Studies with Regard to the Early and Medieval Turkic Peoples", Inner Asia 19. p. 201-202. note 13
  93. ^ a b Esin, Emel (1980). A History of Pre-Islamic and Early-Islamic Turkish Culture. Istanbul: Ünal Matbaasi. p. 116. "The Chinese sources of the Kök-Türk period describe the turcophone Kirgiz with green eyes and red hair. They must have been in majority Europeoids although intermarriages with the Chinese had begun long ago. The Kök-Türk kagan Mu-kan was also depicted with blue eyes and an elongated ruddy face. Probably as a result of the repeated marriages, the members of the Kök-Türk dynasty (pl. XLVII/a), and particularly Köl Tigin, had frankly Mongoloid features. Perhaps in the hope of finding an occasion to claim rulership over China, or because the high birth of the mother warranted seniority, the Inner Asian monarchs sought alliances165 with dynasties reigning in China."
  94. S2CID 133847698
    . "The Y-chromosomes of the Kök Türk elites, who cremated their dead (Wei Zheng 2008, Chapter 84, p. 1864), have not been investigated yet. We can only pre- sume their patrilineal lineages by testing the DNA of their direct descendants, who are, however, difficult to identify. The Zhoushu [the book of the Zhou Dynasty] (Linghu Defen 2003, Chapter 50, p. 908) informs us that the Ashina, the royal clan of the Kök Türks, were related to the Qirghiz. If so, the Ashina may have belonged to the R1a1 lineage like the modern-day Tienshan Qirghiz, who are characterised by the high frequency of R1a1 (over 60%).16 Haplogroup R1a1, more specifically, its sub- clade R1a1a1b2 defined by mutation Z93, was carried by the Indo-European pastoralists, who reached the Kazakh steppes, the Tarim Basin, the Altai Mountains region, the Yenisei River region, and western Mongolia from the Black Sea steppes during the Bronze Age (Semino et al. 2000, p. 1156)."
  95. ^ Lee & Kuang 2017"... R1a1a1b2 (R1a-Z93), which spread across Eurasia by the Bronze Age Indo-European (Iranic) pastoralists and is carried by various modern-day Turkic groups.65"
  96. ^ Lee 2018"Haplogroup R1a1, more specifically, its subclade R1a1a1b2 defined by mutation Z93, was carried by the Indo-European pastoralists, who reached the Kazakh steppes, the Tarim Basin, the Altai Mountains region, the Yenisei River region, and western Mongolia from the Black Sea steppes during the Bronze Age (Semino et al. 2000, p. 1156)"
  97. S2CID 254103532
    . "Therefore, the Kyrgyz are an admixed population between the East and the West. Different patterns have been observed in the patrilineal gene pool of the Kyrgyz. Extremely low Y-diversity and the presence of a high-frequency (63% [10], 54.5% [11], or 68.9% [12]) Y-chromosome haplogroup R1a1-M17 (a diagnostic Indo-Iranian marker [10]) are striking features of Kyrgyz populations in central Asia."
  98. . "Some DNA tests point to the Iranian connections of the Ashina and Ashide,133 highlighting further that the Turks as a whole ‘were made up of heterogeneous and somatically dissimilar populations’.134"
  99. ^ Meng, Hailiang. "Ancient Genome of Empress Ashina reveals the Northeast Asian origin of Göktürk Khanate". Journal of Systematics and Evolution. Ashina individual clustered with ancient populations from Northeast Asia and eastern Mongolia Plateau, and especially with the Northeast Asian hunter‐gatherers.
  100. S2CID 255690237
    .
  101. ^ Zizhi Tongjian Vol. 212, cited in Zuev Yu.A., Horse Tamgas from Vassal Princedoms (translation of 8-10th century Chinese Tanghuyao), Kazakh SSR Academy of Sciences, Alma-Ata, 1960, p. 104, 132 (in Russian)
  102. ^ Klyashtorny, S.G. "The Polovcian Problems (II)" in Acta Orientalia Academiae Scientiarum Hungaricae, Vol. 58, No. 3, Proceedings of the First International Conference on the Mediaeval History of the Eurasian Steppe: Szeged, Hungary May 11—16, 2004: Part III (2005). p. 245
  103. ^ Golden, Peter B. An Introduction to the History of Turkic Peoples, p. 142-143
  104. OCLC 60357062. {{cite book}}: |work= ignored (help)CS1 maint: location missing publisher (link
    )
  105. ^ Pritsak, Omeljan (September 1978). "The Khazar Kingdom's Conversion to Judaism" (PDF). Harvard Ukrainian Studies. II (3): 261–281.
  106. ^ Golden, Peter Benjamin (2007a). "Khazar Studies: Achievements and Perspectives". In Golden, Peter B.; Ben-Shammai, Haggai; Róna-Tas, András (eds.). The World of the Khazars: New Perspectives. Handbook of Oriental Studies. Vol. 17. BRILL. pp. 7–57. ISBN 978-90-04-16042-2.
  107. ^ "Karluk Yabghu State (756-940)" Qazaqstan Tarihy. quote: "In 840, in the Central Asian steppes an important event occurred. The Yenisei Kyrgyz invasion destroyed the Uighur Khaganate, forcing the Uighurs to flee to Turfan oasis and to Gansu [original article mistakenly has Guangzhou]. The Karluk Djabgu and the ruler of Isfijab, Bilge Kul Qadeer-Khan, took advantage of the situation and proclaimed himself as a sovereign ruler and assumed a new title of Khagan."
  108. ^ Sychev N. V., (2008), Книга династий, p. 161-162
  109. ^ Kül-Tegin monument. Turkic Khaganate and research of the First Czechoslovak- Mongolian expedition in Khöshöö Tsaidam 1958, p. 82

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