Beowulf and Middle-earth
The names of races, including
Context
The Tolkien scholar
People
A philologist's races
Tolkien made use of his philological expertise on Beowulf to create some of the races of Middle-earth. The list of supernatural creatures in Beowulf, eotenas ond ylfe ond orcnéas, "
Characters
The word orþanc occurs again in Beowulf, alongside the term searo in the phrase searonet seowed, smiþes orþancum, "a cunning-net sewn, by a smith's skill", meaning a mail-shirt or byrnie. Tolkien used searo in its Mercian form *saru for the name of Orthanc's ruler, the wizard Saruman, whose name could thus be translated "cunning man", incorporating the ideas of subtle knowledge and technology into Saruman's character.[10][12]
An especially Beowulfian character appears in The Hobbit as
Monsters
Scholars have compared several of Tolkien's monsters, including his Trolls, Gollum, and Smaug, to those in Beowulf.[13][14][15]
Trolls
Beowulf's first fight is with the monster Grendel, who is often taken by scholars as a kind of
Gollum
Gollum, a far smaller monster in Middle-earth, has also been likened to Grendel, with his preference for hunting with his bare hands and his liking for desolate, marshy places. The many parallels between these monsters include their affinity for water, their isolation from society, and their bestial description.[16] The Tolkien scholar Verlyn Flieger suggests that he is Tolkien's central monster-figure, likening him to both Grendel and the dragon; she describes him as "the twisted, broken, outcast hobbit whose manlike shape and dragonlike greed combine both the Beowulf kinds of monster in one figure".[14]
Grendel | Gollum | the Beowulf dragon |
---|---|---|
Man-eating | goblins, hobbits if no fish to eat |
— |
"Outcast, a wanderer in the waste, of the race of Cain" | Murderer, outcast | — |
Unable to bear the sound of human pleasure with harp music | A small corner of his mind could still enjoy "a kindly voice ... but that ... would only make the evil part of him angrier in the end"[17] | — |
— | Greed for the Ring | Greed for treasure |
— | Transformed by greed for ring into a creeping thing, his OE name Smeagol meaning "creeping" | ( Fafnir changed himself into a dragon to guard his gold and his ring)
|
— | His name for the ring, "Precious", is OE māþum | māþum is dragon's hoard |
Smaug
Tolkien made use of
Plot element | Beowulf | The Hobbit |
---|---|---|
Aggressive dragon |
eald uhtsceaða ... hat ond hreohmod ... Wæs þæs wyrmes wig / wide gesyne
"old twilight-ravager ... hot and fierce-minded ... that worm's war was / widely seen" |
Smaug fiercely attacks Dwarves, Laketown |
Gold-greedy dragon |
hordweard
"treasure-guardian" |
Smaug watchfully sleeps on a pile of treasure |
Provoking the dragon |
wæs ða gebolgen / beorges hyrde, "was then furious / the barrow's keeper |
Smaug is enraged when Bilbo steals a golden cup |
Night-flying dragon |
nacod niðdraca, nihtes fleogeð "naked hate-dragon, flying by night, |
Smaug attacks Laketown with fire, by night |
Well-protected dragon's lair |
se ðe on heaum hofe / hord beweotode, |
Secret passage to Smaug's lair and a mound of treasure in the stone palace under Mount Erebor |
Accursed dragon-gold |
hæðnum horde
"a heathen hoard" |
The treasure provokes the Battle of Five Armies
|
Culture of Rohan
Names, language, and heroism
Tolkien made use of Beowulf, along with other Old English sources, for many aspects of the
There are even spoken phrases that follow this form. As Alaric Hall notes, "'Westu Théoden hál!' cried Éomer" is a scholarly joke: a dialectal form of Beowulf's Wæs þú, Hróðgár, hál ("Be thou well, Hrothgar!") i.e. Éomer shouts "Long Live King Théoden!" in a Mercian accent. Tolkien used this West Midlands dialect of Old English because he had been brought up in that region.[12]
Théoden's hall, Meduseld,[b] is modelled on Beowulf's Heorot, as is the way it is guarded, with visitors challenged repeatedly but courteously. Heorot's golden thatched roof is described in line 311 of Beowulf which Tolkien directly translates as a description of Meduseld: "The light of it shines far over the land", representing líxte se léoma ofer landa fela.[23]
The war horns of the Riders of Rohan exemplify, in Shippey's view, the "heroic Northern world", as in what he calls the nearest Beowulf has to a moment of Tolkien-like eucatastrophe, when Ongentheow's Geats, trapped all night, hear the horns of Hygelac's men coming to rescue them; the Riders blow their horns wildly as they finally arrive, turning the tide of the Battle of the Pelennor Fields at a climactic moment in The Lord of the Rings.[24][25]
Alliterative verse
Among the many
Beowulf 2:36b–42 Scyld Scefing 's funeral |
Hall's translation | "Lament for Boromir" Anduin to the Falls of Rauros) |
---|---|---|
þær wæs madma fela of feorwegum frætwa gelæded; ne hyrde ic cymlicor ceol gegyrwan hildewæpnum ond heaðowædum, billum ond byrnum; him on bearme læg madma mænigo, þa him mid scoldon on flodes æht feor gewitan. |
There was much treasure from faraway ornaments brought not heard I of more nobly a ship prepared war-weapons and war-armour sword and mail; on his lap lay treasures many those with him should on floods' possession far departed. |
'Beneath Rauros , golden Rauros-falls,bore him upon its breast.' |
Style
Impression of depth
A quality of literature that Tolkien particularly prized, and sought to achieve in The Lord of the Rings, was the impression of depth, of hidden vistas into ancient history. He found this especially in Beowulf, but also in other works that he admired, such as
must have succeeded admirably in creating in the minds of the poet's contemporaries the illusion of surveying a past, pagan but noble and fraught with a deep significance – a past that itself had depth and reached backward into a dark antiquity of sorrow. This impression of depth is an effect and a justification of the use of episodes and allusions to old tales, mostly darker, more pagan, and desperate than the foreground.[30]
In addition, Tolkien valued particularly the "shimmer of suggestion" that never exactly becomes explicit, but that constantly hints at greater depth. That is just as in Beowulf, where Tolkien described the quality as the "glamour of Poesis",[33] though whether this was, Shippey notes, an effect of distance in time, the "elvish hone of antiquity", or a kind of memory or vision of paradise is never distinguished.[34]
Elegiac tone
The Lord of the Rings, especially its last part, The Return of the King, has a consistent elegiac tone, in this resembling Beowulf.[35] The Tolkien scholar Marjorie Burns describes it as a "sense of inevitable disintegration".[36] The author and scholar Patrice Hannon calls it "a story of loss and longing, punctuated by moments of humor and terror and heroic action but on the whole a lament for a world—albeit a fictional world—that has passed even as we seem to catch a last glimpse of it flickering and fading".[37]
"Large symbolism"
Shippey notes that Tolkien wrote of Beowulf that the "large symbolism is near the surface, but ... does not break through, nor become allegory",[1] for if it did, that would constrain the story, like that of The Lord of the Rings, to have just one meaning. That sort of constraint was something that Tolkien "contemptuously" dismissed in his foreword to the second edition, stating that he preferred applicability, giving readers the freedom to read into the novel what they could see in it. The message could be hinted at, repeatedly, and they would work, Shippey writes, "only if they were true both in fact and in fiction";[1] Tolkien set out to make The Lord of the Rings work the same way.[1]
A learned Christian's heroic world
Another theme, in both Beowulf and The Lord of the Rings, is that of the
a learned Christian who re-created a heroic world and story in an implicitly Christian universe governed by a God whose existence and nature the poem's wiser characters intuit without the benefit of revelation. Tolkien's Beowulf poet was a version of himself, and his authorial persona in creating [The Lord of the Rings] was a version of that Beowulf poet.[40]
Contrasted heroes
Flieger contrasts the warrior-hero Aragorn with the suffering hero
Beowulf | Fairy tale hero | Aragorn | Frodo |
---|---|---|---|
Bold hero, victorious | — | Battle of Helm's Deep, Battle of the Pelennor Fields |
— |
— | Small beginnings: Little man sets out on quest |
— | Hobbit sets out not knowing where he's going |
Bitter ending | — | — | Defeat and disillusionment after the quest |
— | Happy ending: Returns home rich, marries princess |
King of Elf-princess Arwen |
— |
The road of life
The symbolism of the road of life can be glimpsed in many places, illuminating different aspects.
Notes
References
- ^ a b c d Shippey 2005, pp. 104, 190–197, 217.
- ^ Liuzza 2013, pp. 17, 147–149.
- ^ Liuzza 2013, pp. 11–36.
- ^ Carpenter 1977, pp. 111, 200, 266.
- ^ Carpenter 2023, Letter 142 to Robert Murray, 2 December 1953
- ^ Shippey 2005, p. 389.
- ^ Shippey 2005, pp. 104, 192–193, 217.
- ^ a b Shippey 2005, pp. 66, 74, 149.
- ^ Shippey 2005, p. 149.
- ^ a b Shippey 2001, pp. 88, 169–170.
- ^ a b c Shippey 2005, pp. 91–92.
- ^ a b c Hall 2005
- ^ a b c d e Fawcett 2014, pp. 29, 97, 125–131.
- ^ a b c Flieger 2004, pp. 141–144.
- ^ a b c Lee & Solopova 2005, pp. 109–111.
- ^ Nelson 2008, p. 466.
- ^ Tolkien 1954a, "book I, ch. 2"
- ^ Sommerlad, Joe (2 October 2017). "The Hobbit at 80: What were JRR Tolkien's inspirations behind his first fantasy tale of Middle Earth?". The Independent. Archived from the original on 12 November 2020. Retrieved 7 February 2021.
- ^ Evans 2000, pp. 30–32.
- ^ Shippey 2005, pp. 99–102.
- ^ Shippey 2001, pp. 90–97, 111–119.
- ^ Kennedy 2001, pp. 15–16.
- ^ a b Shippey 2005, pp. 139–143
- ^ Tolkien 1955, book V, ch. 4.
- ^ Shippey 2001, pp. 212–216.
- ^ Carpenter 2023, Letter 187 to H. Cotton Minchin, April 1956
- ^ Lee & Solopova 2005, pp. 46–53.
- ^ a b Hall 2006, pp. 46–47
- ^ Tolkien 1954 book III, ch. 1
- ^ a b c Tolkien 1983, p. 27.
- ^ Shippey 2005, pp. 259–261.
- ^ a b Nagy 2003, pp. 239–258.
- ^ Tolkien 1983, p. 248.
- ^ Shippey 2005, p. 61.
- ^ Shippey 2005, p. 239.
- ^ Burns 1989, pp. 5–9.
- ^ Hannon 2004, pp. 36–42.
- ^ Shippey 2005, pp. 224–230.
- ^ Carpenter 2023, Letter 142 to Robert Murray, 2 December 1953
- ^ a b Clark 2000, pp. 39–40.
- ^ a b c d e Flieger 2004, pp. 122–145.
- ^ Shippey 2005, pp. 210–211.
- ^ Liuzza 2013, p. 13.
- ^ Reynolds 2021, pp. 1–10.
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- Evans, Jonathan (2000). "The Dragon-lore of Middle-earth: Tolkien and Old English and Old Norse tradition". In Clark, Sir George; Timmons, Daniel (eds.). J.R.R. Tolkien and His Literary Resonances: Views of Middle-earth. Santa Barbara, California: ISBN 978-0-31330-845-1.
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