Cataphract
A cataphract was a form of
Historically, the cataphract was a very heavily armored horseman, with both the rider and mount almost completely covered in
) as his primary weapon.Cataphracts served as the elite cavalry force for most empires and nations that fielded them, primarily used for
Peoples and states deploying cataphracts at some point in their history included: the
.In Europe, the fashion for heavily armored Roman cavalry seems to have been a response to the Eastern campaigns of the Parthians and Sasanians in Anatolia, as well as numerous defeats at the hands of Iranian cataphracts across the steppes of Eurasia, most notably in the Battle of Carrhae (53 BC) in upper Mesopotamia. Traditionally, Roman cavalry was neither heavily-armored nor decisive in effect; the Roman equites corps comprised mainly lightly-armored horsemen bearing spears and swords and using light cavalry tactics to skirmish before and during battles, and then to pursue retreating enemies after a victory. The adoption of cataphract-like cavalry formations took hold among the late Roman army during the late 3rd and 4th centuries. The Emperor Gallienus (r. 253–268 AD) and his general and putative usurper Aureolus (died 268) arguably contributed much to the institution of Roman cataphract contingents in the Late Roman army.
Etymology
The origin of the word is Greek. Κατάφρακτος (kataphraktos, cataphraktos, cataphractos, or katafraktos) is composed of the Greek root words, κατά, a preposition, and φρακτός ("covered, protected"), which is interpreted along the lines of "fully armored" or "closed from all sides". The term first appears substantively in Latin, in the writings of Lucius Cornelius Sisenna: "loricatos, quos cataphractos vocant", meaning "the armored, whom they call cataphract".[3]
There appears to be some confusion about the term in the
Clibanarii is a Latin word for "mail-clad riders", itself a derivative of the Greek κλιβανοφόροι (klibanophoroi), meaning "camp oven bearers" from the Greek word κλίβανος, meaning "camp oven" or "metallic furnace"; the word has also been tentatively linked to the Persian word for a warrior, grivpan. However, it appears with more frequency in Latin sources than in Greek throughout antiquity. A twofold origin of the Greek term has been proposed: either that it was a humorous reference to the heavily armored cataphracts as men encased in armor who would heat up very quickly much like in an oven; or that it was further derived from the Old Persian word *griwbanar (or *grivpanvar), itself composed of the Iranian roots griva-pana-bara, which translates into "neck-guard wearer".[4]
Roman chroniclers and historians
There is, therefore, some doubt as to what exactly cataphracts were in late antiquity, and whether or not they were distinct from
Iranian origins
The reliance on cavalry as a means of warfare in general lies with the ancient inhabitants of the
The previously mentioned early
These early riding traditions, which were strongly tied to the ruling
Spread to Central Asia and the Near East
The evolution of the heavily armored horseman was not isolated to one focal point during a specific era (such as the
Archaeological excavations also indicate that, by the 6th century BC, similar experimentation had taken place among the
The further evolution of these early forms of heavy cavalry in Western Eurasia is not entirely clear. Heavily armored riders on large horses appear in 4th century BC frescoes in the northern Black Sea region, notably at a time when the Scythians, who relied on light horse archers, were superseded by the Sarmatians.[14] By the 3rd century BC, light cavalry units were used in most eastern armies, but still only "relatively few states in the East or West attempted to imitate the Assyrian and Chorasmian experiments with mailed cavalry".[15]
Hellenistic and Roman adoption
The Greeks first encountered cataphracts during the Greco-Persian Wars of the 5th century BC with the Achaemenid Empire. The Ionian Revolt, an uprising against Persian rule in Asia Minor which preluded the First Persian invasion of Greece, is very likely the first Western encounter of cataphract cavalry, and to a degree heavy cavalry in general. The cataphract was widely adopted by the Seleucid Empire, the Hellenistic successors of Alexander the Great's kingdom who reigned over conquered Persia and Asia Minor after his death in 323 BC. The Parthians, who wrested control over their native Persia from the last Seleucid Kingdom in the East in 147 BC, were also noted for their reliance upon cataphracts as well as horse archers in battle.
Besides the Seleucids it is possible that also the Kingdom of Pergamon adopted some cataphracts. Pergamese reliefs show cavalry similarly armed and equipped as Seleucid cataphracts, indicating an adoption. Yet these were probably equipped from trophies taken from the Seleucids,[16] which would suggest limited numbers.
The Romans came to know cataphracts during their frequent wars in the
At the time of
The Romans fought a prolonged and indecisive campaign in the East against the Parthians beginning in 53 BC, commencing with the defeat of
This tradition was later paralleled by the rise of
Appearance and equipment
But no sooner had the first light of day appeared, than the glittering coats of mail, girt with bands of steel, and the gleaming cuirasses, seen from afar, showed that the king's forces were at hand.
—Persian cataphracts approaching Roman infantry in Asia Minor, circa fourth century.[27]
Cataphracts were almost universally clad in some form of scale armor (
...all the companies were clad in iron, and all parts of their bodies were covered with thick plates, so fitted that the stiff-joints conformed with those of their limbs; and the forms of human faces were so skillfully fitted to their heads, that since their entire body was covered with metal, arrows that fell upon them could lodge only where they could see a little through tiny openings opposite the pupil of the eye, or where through the tip of their nose they were able to get a little breath. Of these some, who were armed with pikes, stood so motionless that you would think them held fast by clamps of bronze.[28]
The primary weapon of practically all cataphract forces throughout history was the lance. Cataphract lances (known in
The penetrating power of the cataphract's lance was recognized as being fearful by Roman writers, described as being capable of transfixing two men at once, as well as inflicting deep and mortal wounds even on opposing cavalries' mounts, and were definitely more potent than the regular one-handed spear used by most other cavalries of the period. Accounts of
Cataphracts would often be equipped with an additional
Tactics and deployment
While they varied in design and appearance, cataphracts were universally the heavy assault force of most nations that deployed them, acting as "shock troops" to deliver the bulk of an offensive manoeuvre, while being supported by various forms of infantry and
The cataphract charge was very effective due to the disciplined riders and the large numbers of horses deployed. As early as the 1st century BC, especially during the expansionist campaigns of the Parthian and Sassanid dynasties, Eastern Iranian cataphracts employed by the Scythians, Sarmatians, Parthians, and Sassanids presented a grievous problem for the traditionally less mobile, infantry-dependent Roman Empire. Roman writers throughout imperial history made much of the terror of facing cataphracts, let alone receiving their charge. Parthian armies repeatedly clashed with the Roman legions in a series of wars, featuring the heavy usage of cataphracts. Although initially successful, the Romans soon developed ways to crush the charges of heavy horsemen, through use of terrain and maintained discipline.[citation needed]
In an ironic twist, the elite of the
Later history and usage in the early Middle Ages
Some cataphracts fielded by the later Roman Empire were also equipped with heavy, lead-weight darts called Martiobarbuli, akin to the plumbata used by late Roman infantry. These were to be hurled at the enemy lines during or just before a charge, to disorder the defensive formation immediately before the impact of the lances. With or without darts, a cataphract charge would usually be supported by some kind of missile troops (mounted or unmounted) placed on either flank of the enemy formation. Some armies formalised this tactic by deploying separate types of cataphract, the conventional, very heavily armored, bowless lancer for the primary charge and a dual purpose, lance-and-bow cataphract for supporting units.
References to Eastern Roman cataphracts seemed to have disappeared in the late 6th century, as the manual of war known as Strategikon of Maurice, published during the same period, made no mention of cataphracts or their tactical employment.[citation needed] This absence persisted through most of the Thematic period, until the cataphracts reappeared in Emperor Leo VI's Sylloge Taktikon, probably reflecting a revival that paralleled the transformation of the Eastern Roman army from a largely defensive force into a largely offensive force. The cataphracts deployed by the Eastern Roman Empire (most noticeably after the 7th century, when Late Latin ceased to be the official language of the empire) were exclusively referred to as Kataphraktoi, due to the Empire's strong Greek influence, as opposed to the Romanized term Cataphractarii, which subsequently fell out of use.
These later Roman cataphracts were a much feared force in their heyday. The army of Emperor Nikephoros II Phokas reconstituted Kataphraktoi during the tenth century and included a complex and highly developed composition of an offensive, blunt-nosed wedge formation. Made up of roughly five hundred cavalrymen, this unit was clearly designed with a single decisive charge in mind as the centre of the unit was composed of mounted archers. These would release volleys of arrows into the enemy as the unit advanced at a trot, with the first four rows of mace-armed Kataphraktoi then penetrating the enemy formation through the resulting disruption (contrary to popular representations, Byzantine Kataphraktoi did not charge, they advanced at a steady medium-pace trot and were designed to roll over an enemy already softened by the archers).[citation needed] It is important to note that this formation is the only method prescribed for Kataphraktoi in the Praecepta Militaria of Emperor Nikephoros which was designed as a decisive hammer-blow which would break the enemy. Due to the rigidity of the formation, it was not possible for it to re-form and execute a second charge in instances where the first blow did not smash the enemy (no feigned flight or repeated charges were possible due to the formation employed). It is for this reason that Byzantine military manuals (Praecepta Militaria and the Taktika) advise where possible, for the use of a second wedge of Kataphraktoi which could be hurled at the enemy in the event that they resisted the initial charge.
Contemporary depictions, however, imply that Byzantine cataphracts were not as completely armored as the earlier Roman and Sassanid incarnation. The horse armor was noticeably lighter than earlier examples, being made of leather scales or quilted cloth rather than metal at all. Byzantine cataphracts of the 10th century were drawn from the ranks of the middle-class landowners through the theme system, providing the Byzantine Empire with a motivated and professional force that could support its own wartime expenditures. The previously mentioned term Clibanarii (possibly representing a distinct class of cavalry from the cataphract) was brought to the fore in the 10th and 11th centuries of the Byzantine Empire, known in Byzantine Greek as Klibanophoros, which appeared to be a throwback to the super-heavy cavalry of earlier antiquity. These cataphracts specialised in forming a wedge formation and penetrating enemy formations to create gaps, enabling lighter troops to make a breakthrough. Alternatively, they were used to target the head of the enemy force, typically a foreign emperor.
As with the original cataphracts, the Leonian/Nikephorian units seemed to have fallen out of favour and use with their handlers, making their last, recorded appearance in battle in 970 and the last record of their existence in 1001, referred to as being posted to garrison duty. If they had indeed disappeared, then it is possible that they were revived once again during the
It is difficult to determine when exactly the cataphract saw his final day. After all, cataphracts and knights fulfilled a roughly similar role on the medieval battlefield, and the armored knight survived well into the
As Western European metalwork became increasingly sophisticated, the traditional image of the cataphract's awe-inspiring might and presence quickly evaporated. From the 15th century and onwards,
Cataphracts in East Asia
Horses covered with scale armor are alluded to in the ancient Chinese book of poetry, the
Other East Asian cultures were also known to have used cataphracts during a similar time period to the Chinese. Meanwhile, the Tibetan Empire used cataphracts as the elite assault force of its armies for much of its history.[49] The Gokturk Khaganates might also have had cataphracts, as the Orkhon inscriptions mentioned Latter Göktürk general Kul-Tegin exchanged armored horses in battle.[50]
See also
- Horses in warfare – Use of equines in combat
- Lancer – Type of light or heavy cavalry armed with a lance
- Komnenian army– Period of the Byzantine Empire that created a new army that served from 1081 AD – 1204 AD
- Ostoja coat of arms – Polish coat of arms
References
- ^ a b Nell, Grant S. (1995) The Savaran: The Original Knights. University of Oklahoma Press.
- ^ KHALCHAYAN – Encyclopaedia Iranica. p. Figure 1.
- ^ Nikonorov, Valerii P. (2–5 September 1998). Cataphracti, Catafractarii and Clibanarii: Another Look at the old problem of their Identifications. Военная археология: оружие и военное дело в исторической и социальной перспективе. Материалы Международной конференции [Military Archeology: Weapons and Military Affairs from a Historical and Social Perspective. Proceedings of the International Conference]. St. Petersburg. pp. 131–138.
- ^ Leo Diaconis, Historiae 4.3, 5.2, 8.9
- ^ Mielczarek, Mariusz (1993) Cataphracti and Clibanarii. Studies on the Heavy Armoured Cavalry of the Ancient World, p. 14
- ^ Robert Drews, "The Coming of the Greeks: Indo-European Conquests in the Aegean and the Near East.", Princeton University Press, Chariot Warfare. p. 61.
- ^ Perevalov, S. M. (translated by M. E. Sharpe) (Spring 2002). "The Sarmatian Lance and the Sarmatian Horse-Riding Posture". Anthropology & Archeology of Eurasia 41 (4): 7–21.
- ^ a b Farrokh, Kaveh (2005). Sassanian Elite Cavalry, AD 224–642. Osprey Publishing.
- ISBN 9781841767130. Retrieved 20 January 2014.
- ^ Eadie 1967, pp. 161f.
- ^ Rubin 1955, p. 266
- ^ Eadie 1967, p. 162
- ^ Rubin 1955, pp. 269–270
- ^ Eadie 1967, p. 163
- ISBN 9781326256562.
- ^ a b Eadie 1967, pp. 163f.
- ^ a b c Perevalov 2002, p. 10
- ^ Campbell 1987, p. 25
- ^ a b Perevalov 2002, pp. 10ff.
- ^ a b Eadie 1967, p. 166
- ^ Rubin 1955, p. 276, fn. 2
- ^ Eadie, John W. (1967). "The Development of Roman Mailed Cavalry". The Journal of Roman Studies, Vol. 57, No. 1/2 (1967), pp. 161–173.
- ^ Eadie 1967, p. 168
- ^ Eadie 1967, pp. 170f.
- ISBN 978-1-4728-3004-3.
- ^ Ammianus Marcellinus, (353 AD) Roman Antiquities, Book XXV pp. 477
- ^ Ammianus Marcellinus, (353 AD) Roman Antiquities, Boox XXV pp. 481
- ^ Driel-Murray, C. van; Connolly, P. (1991). The Roman cavalry saddle. Britannia 22, pp. 33–50.
- ^ Shahbazi, A. Sh. (2009). Sassanian Army.
- ^ Usamah Ibn-Munquidh, An Arab-Syrian Gentleman and Warrior in the Period of the Crusades: Memoirs of Usamah Ibn-Munquidh, Philip K. Hitti (trans.) (New Jersey: Princeton), 1978. p. 69.
- ^ "Equestrian battle reliefs from Firuozabad" Archived 2016-10-03 at the Wayback Machine Battle scenes showing combat between Parthian and Sassanian cataphracts on horses with barding using lances.
- ^ J. Birkenmeier in "The Development of the Komnenian Army: 1081-1180"
- ISBN 1 84176 485 X
- ISBN 9780500020715
- ^ Helmut Nickel, Tamga and Runes, Magic Numbers and Magic Symbols, The Metropolitan Art Museum 1973
- ^ Berthold Laufer (1913), Notes on Turquois in the East, Volume 13, Issues 1–2, p. 306-307
- ^ Classic of Poetry "Airs of Qin: Little War-Chariot" quote: "俴駟孔羣" translation: "The thinly-armoured horse-quartet are very harmonious".
- ^ Zhu Xi Collected Commentaries on the Classic of Poetry, "volume 3" p. 68 of 163. quote: "俴駟,四馬皆以淺薄之金為甲。欲其輕而易於馬之旋習也。" translation: "thinly armoured horse-quartet: all four horses are armoured by thin metal plates. Horses need to be light as well as easily steered and trained."
- ^ Classic of Poetry "Airs of Zheng: Men of Qing" quote: "駟介旁旁... 駟介麃麃... 駟介陶陶..." translation: "The armoured horse-quartet strutted strong... The armoured horse-quartet pranced proud... The armoured horse-quartet jaunted with joy..."
- ^ Zhu Xi Collected Commentaries on the Classic of Poetry, "volume 4" p. 8 of 163. quote: "駟介,四馬而被甲也。" translation: "armoured horse-quartet, four forses covered by armours."
- ^ Tang Code(唐律疏議). Vol.16 擅興, Code 243 .
{{cite book}}
: CS1 maint: location (link) - ^ Tang Liu Dian (唐六典). Vol.22. 右尚署.
{{cite book}}
: CS1 maint: location (link) - ^ Liu 劉, Xu 昫 (945). Old Book of Tang 舊唐書 Vol.2 Emperor Taizong 太宗上. Official state history recorded Li Shimin (Emperor Taizong of Tang) commanding his Black Armor Cavalry Force to break and penetrate Dou Jiande's formation in Battle of Hulao (621 AD). On the ceremony of this triumph, the later emperor led a force of 10000 cataphracts and 30000 armored infantry.
{{cite book}}
: CS1 maint: location (link) - ^ Quan Tang Wen (全唐文) Vol. 352 河西破蕃賊露布. This military report recorded a border battle between Tang and Tibetan Armies in the middle 8th Century. Among the 5000 Tang cavalry troops, 1200 were cataphracts.
{{cite book}}
: CS1 maint: location (link) - ^ Quan Tang Wen (全唐文) Vol. 827 責南詔蠻書. In this official call to arms, the Tang military leader threatened the Nanzhao leaders by stating that he had 4 units of cataphracts, 500 in each unit.
{{cite book}}
: CS1 maint: location (link) - ^ Wang 王, Qinruo 欽若 (1013). Cefu Yuangui 冊府元龜 Vol.1 帝王部·修武備. The book recorded that the Tang arsenal once distributed 150 Modao glaives and 100 catapharact horse armors to border troops in Yanzhou in 8th century.
{{cite book}}
: CS1 maint: location (link) - ^ Li 李, Cunxu 存勖. Quan Tang Wen (全唐文) Vol.103 曉諭梁將王檀書. In this call for surrender, Li Cunxu (Emperor Zhuang of the later Tang) boasted that his soldiers captured 5000 cataphracts of the Later Liang Dynasty victory in the Battle of Baixiang (910 AD).
{{cite book}}
: CS1 maint: location (link) - ^ Du 杜, You 佑 (801). Tongdian 通典 Vol.4 Border defense·Tibet 邊防典·吐蕃.
- ^ "The Kültegin inscription" lines 33-34 at Türk Bitig
Sources
- Bivar, A. D. H. (1972), "Cavalry Equipment and Tactics on the Euphrates Frontier", JSTOR 1291323
- Campbell, Brian (1987), "Teach Yourself How to Be a General", S2CID 162374857
- Eadie, John W. (1967), "The Development of Roman Mailed Cavalry", S2CID 163396768
- Nikonorov, Valerii P. (1985a). "The Parthian Cataphracts". Chetvertaia vsesoiuznaia shkola molodykh vostokovedov. T. I. Moscow. pp. 65–67.
- Smith, William; et al. (1890). "Cataphracti". A Dictionary of Greek and Roman Antiquities (3rd ed.). The text of this book is now in the public domain.
- Nikonorov, Valerii P. (1985b). "The Development of Horse Defensive Equipment in the Antique Epoch". In Kruglikova, I. T. (ed.). Zheleznyi vek Kavkaza, Srednei Azii i Sibiri. Moscow: Nauka. pp. 30–35.
- Nikonorov, Valerii P. (1998). "Cataphracti, Catafractarii and Clibanarii: Another Look at the old problem of their Identifications". Voennaia arkheologiia: Oruzhie i voennoe delo v istoricheskoi i sotsial.noi perspektive (Military Archaeology: Weaponry and Warfare in the Historical and Social Perspective). St. Petersburg. pp. 131–138.
{{cite book}}
: CS1 maint: location missing publisher (link) - Perevalov, S. M. (2002), "The Sarmatian Lance and the Sarmatian Horse-Riding Posture", Anthropology & Archeology of Eurasia, 41 (4): 7–21, S2CID 161826066
- Rubin, Berthold (1955), "Die Entstehung der Kataphraktenreiterei im Lichte der chorezmischen Ausgrabungen", Historia, 4: 264–283
- Soria Molina, D. (2011) "Contarii, cataphracti y clibanarii. La caballería pesada del ejército romano, de Vespasiano a Severo Alejandro", Aquila Legionis, 14, pp. 69–122.
- Soria Molina, D. (2012) "Cataphracti y clibanarii. La caballería pesada del ejército romano, de Severo Alejandro a Justiniano", Aquila Legionis, 15, pp. 117–163.
- Soria Molina, D. (2013) "Cataphracti y clibanarii (y III). La caballería pesada del ejército romano-bizantino, de Justiniano a Alejo Comneno", Aquila Legionis, 16, 75-123.
- Warry, John Gibson (1980). Warfare in the Classical World: An Illustrated Encyclopedia of Weapons, Warriors, and Warfare in the Ancient Civilisations of Greece and Rome. New York: St. Martin's Press.
- Macdowall, Simon (1995). Late Roman Cavalryman, 236–565 AD. Osprey Publishing.
- Mielczarek, M. (1993) Cataphracti and Clibanari. Studies on the Heavy Armoured Cavalry of the Ancient World. Lodz: Oficyna Naukowa MS.
- Farrokh, Kaveh (2005). Sassanian Elite Cavalry, AD 224–642. Osprey Publishing.
- Nell, Grant S. (1995). The Savaran: The Original Knights. University of Oklahoma Press.
- Marcellinus, Ammianus. Roman Antiquities, Book XXV. p. 481.
- José J. Vicente Sánchez (1999). Los regimientos de catafractos y clibanarios en la tardo antigüedad.
Antigüedad y cristianismo: Monografías históricas sobre la Antigüedad tardía, Nº 16, pages 397-418.ISSN 0214-7165.
External links
- Cataphracts and Siegecraft—Roman, Parthian and Sasanid military organisation.
- Image of Sarmatian armored horse detail on the Trajan's column project at McMaster University
- Third century AD graffito of Parthian Cataphractus
- The historical works of Ammianus Marcellinus