Diplomacy in the American Revolutionary War

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Diplomacy in the Revolutionary War had an important impact on the Revolution, as the United States evolved an independent foreign policy.

Continental Congressional diplomacy

Before the Revolutionary war, extra-colonial relations were handled in London.[1] The colonies sent agents there.[2] The colonies held several inter-colonial conferences, finally ending with the Continental Congress. The colonies were subject to European peace settlements, settlements with Indian tribes, and inter-colony (between colonies) agreements.[3]

Starting in 1772, several colonies formed

Department of Foreign Affairs.[4]

Conciliatory Resolution

Lord North took the uncharacteristic role of conciliator for the drafting of a resolution which was passed on February 20, 1775. It was an attempt to reach a peaceful settlement with the Thirteen Colonies immediately prior to the outbreak of the American Revolutionary War; it declared that any colony that contributed to the common defense and provided support for the civil government, and the administration of justice (i.e. against any anti-Crown rebellion) would be relieved of paying taxes or duties except those necessary for the regulation of commerce; it was addressed and sent to the individual colonies, and intentionally ignored the Continental Congress.

Lord North hoped to divide the colonists amongst themselves, and thus weaken any revolution/independence movements (especially those represented by the Continental Congress).

The resolution proved to be "too little, too late", and the American Revolutionary War began at Lexington, on April 19, 1775. The Continental Congress released a report, (written by Benjamin Franklin, Thomas Jefferson, John Adams, and Richard Henry Lee), dated July 31, 1775, rejecting it.[5]

Olive Branch Petition

When the Second Continental Congress convened in May 1775, most delegates followed

Thomas Johnson, but John Dickinson found the language too offensive, and he rewrote most of the document, although some of the conclusions remained. The letter was approved on 5 July, but signed and sent to London, on 8 July 1775.[6] It appealed to George III by saying that the colonists were upset with ministerial policy, not the king's policies.[7]

Letters to the inhabitants of Canada

In 1774, the British Parliament enacted the Quebec Act, along with other legislation that was labeled by American colonists as the Intolerable Acts. This measure guaranteed (among other things) the rights of French Canadians to practice Roman Catholicism.[8]

The Letters to the inhabitants of Canada were three letters written by the First and Second Continental Congresses in 1774, 1775, and 1776 to communicate directly with the population of the Province of Quebec, formerly the French province of Canada, which had no representative system at the time. Their purpose was to draw the large French-speaking population to the American revolutionary cause. This goal ultimately failed, and Quebec, along with the other northern provinces of British America remained in British hands. The only significant assistance that was gained was the recruitment of two regiments totalling less than 1,000 men.

Envoys to France

In December 1775, Vergennes sent Julien Alexandre Achard de Bonvouloir, a secret messenger to sound out the Continental Congress. He met with the Committee of Secret Correspondence.[9]

Early in 1776,

Baron von Steuben
.

Arthur Lee, was appointed correspondent of Congress in London in 1775. He was dispatched as an envoy to Spain and Prussia to gain their support for the rebel cause.[10] King Frederick the Great strongly disliked the British, and impeded its war effort in subtle ways, such as blocking the passage of Hessians. However, British trade was too important to lose, and there was risk of attack from Austria, so he pursued a peace policy and officially maintained strict neutrality.[11][12] Spain was willing to make war on Britain, but pulled back from full-scale support of the American cause because it intensely disliked republicanism, which was a threat to its Latin American Empire.[13]

On October 26, 1776, Benjamin Franklin was dispatched to France as commissioner for the United States. Franklin remained in France until 1785.

Early US recognition

The Dutch and assistance

Coin minted for John Adams in 1782 to celebrate recognition of the United States as an independent nation by The Netherlands; one of three coins minted for John Adams in 1782 (on his ambassador status, on Dutch recognition of the US, and for the Dutch-US trade treaty); all three are in the coin collection of the Teylers Museum.

In 1776, the

armed neutrality. Britain declared war in December 1780,[15] before the Dutch could join the League of Armed Neutrality. This resulted in the Fourth Anglo-Dutch War, which diverted British resources, but ultimately confirmed the decline of the Dutch Republic.[16]

In 1782 John Adams negotiated loans of $2 million for war supplies, by Dutch bankers. On March 28, 1782, after a petition campaign on behalf of the American cause organised by Adams and the Dutch patriot politician

Joan van der Capellen, the United Netherlands recognized American independence, and subsequently signed a treaty of commerce and friendship.[17]

Morocco and protection

Sultan

Mohammed III of Morocco declared on 20 December 1777 that American merchant ships would be under the protection of the Sultan of Morocco and could thus enjoy safe passage. The Moroccan-American Treaty of Friendship in 1786 became the oldest non-broken U.S. friendship treaty.[18][19]

France and alliance

The Franco-American Alliance (also called the Treaty of Alliance) was a pact between France and the Second Continental Congress, representing the United States government, ratified in May 1778.

Franklin, with his

Battle of Saratoga, the French formalized the alliance against their British enemy; Conrad Alexandre Gérard de Rayneval conducted the negotiations with the American representatives, Franklin, Silas Deane, and Arthur Lee. Signed on February 6, 1778, it was a defensive alliance where the two parties agreed to aid each other in the event of British attack. Further, neither country would make a separate peace with London, until the independence of the Thirteen Colonies was recognized.[20][21]

The French strategy was ambitious, and even a large-scale invasion of Britain was contemplated. France believed it could defeat the British within two years.[22]

In March 1778, Gérard de Rayneval sailed to America with

d'Estaing's fleet; he received his first audience of Congress on August 6, 1778, as the first accredited Minister from France to the United States.[23]

British peace initiatives

Staten Island Peace Conference

The Staten Island Peace Conference was a brief and unsuccessful meeting designed to bring an end to the

Staten Island, New York
.

In early September 1776, after the British victory at the

George III, met with John Adams, Benjamin Franklin and Edward Rutledge to hold discussions. Lord Howe initially sought to meet the men as private citizens (he had known Franklin prior to the war), but he agreed to the Americans' demand that he recognize them as the official representatives of Congress.[24] The Americans insisted for any negotiations to require British recognition of their independence. Lord Howe stated that he did not have the authority to meet their demand.[25] The British resumed the campaign at the Landing at Kip's Bay
.

The commission was mandated by the Crown to offer the rebel Americans pardons with some exceptions, to allow judges to serve on condition of good behaviour, and to promise to discuss colonial grievances (except the Quebec Act) in exchange for a ceasefire, the dissolution of the Continental Congress, the re-establishment of the prewar (traditional) colonial assemblies, the acceptance of Lord North's Conciliatory Proposal, and compensation for the Loyalists who had been adversely affected by the war.[26]

Carlisle Peace Commission

In 1778, after the British defeat at Saratoga (concluded Oct. 17, 1777) and fearful of French recognition of American independence, Prime Minister

Lord North had repealed (February 1778) the Tea Act and the Massachusetts Government Act
. As far as the Americans were concerned, it was far too late.

A commission was sent to negotiate a settlement with the Americans and was organized by William Eden, with George Johnstone, and headed by Frederick Howard, 5th Earl of Carlisle.[27][28] However, they left only after news of the Treaty of Alliance had reached London. Arriving in Philadelphia, the Commission sent a package of proposals to Congress. Among the terms of the commission, it was proposed:

More effectually to demonstrate our good intentions, we think proper to declare, even in this our first communication, that we are disposed to concur in every satisfactory and just arrangement towards the following among other purposes: To consent to a cessation of hostilities, both by sea and land. To restore free intercourse, to revive mutual affection, and restore the common benefits of naturalisation through the several parts of this empire. To extend every freedom to trade that our respective interests can require. To agree that no military force shall be kept up in the different states of North America, without the consent of the general congress, or particular assemblies. To concur in measures calculated to discharge the debts of America, and raise the value and credit of the paper circulation. To perpetuate our union, by a reciprocal deputation of an agent or agents from the different states, who shall have the privilege of a seat and voice in the parliament of Great Britain; or, if sent from Britain, to have in that case a seat and voice in the assemblies of the different states to which they may be deputed respectively, in order to attend to the several interests of those by whom they are deputed. In short, to establish the power of the respective legislatures in each particular state, to settle its revenue, its civil and military establishment, and to exercise a perfect freedom of legislation and internal government, so that the British states throughout North America, acting with us in peace and war, under our common sovereign, may have the irrevocable enjoyment of every privilege that is short of a total separation of interest, or consistent with that union of force, on which the safety of our common religion and liberty depends.[29]

However, the British Army had left Philadelphia for New York, which stiffened the resolve of Congress to insist upon recognition of independence, a power that had not been given to the commission.[30]

Clinton–Arbuthnot Peace Declaration

In December 1780, the commanders-in-chief of the British forces in North America,

Sir Henry Clinton and Vice-Admiral Mariot Arbuthnot, were appointed as the Crown's commissioners "for restoring Peace to the Colonies and Plantations in North America, and for granting Pardon to such of his Majesty's Subjects now in Rebellion as shall deserve the Royal Mercy."[31]
The Patriots ignored it.

Native Americans

The Treaty of Fort Pitt, also known as the Treaty with the Delawares (Lenape) or the Fourth Treaty of Pittsburgh, was signed on 17 September 1778 and was the first written treaty between the new United States of America and any American Indians—the Lenape in this case. Although many informal treaties were held with Native Americans during the American Revolution years of 1775–1783, this was the only one that resulted in a formal document. It was signed at Fort Pitt, Pennsylvania, site of present-day downtown Pittsburgh. It was essentially a formal treaty of alliance. It was largely unsuccessful as the majority of Indian tribes sided with the British.[32]

Relations with Spain

A close up of soldiers charging towards the viewer, white and black Spanish troops from New Orleans, in their attack capturing Pensacola from the British
Spanish attack Pensacola; they cut
British supply to southeastern Indian allies

In 1777, a new Prime Minister,

José Moñino y Redondo, Count of Floridablanca had come to power, and had a reformist agenda that drew on many of the English liberal
traditions. Spain's economy depended almost entirely on its colonial empire in the Americas, and due to unrest the reforms caused there among the native Creole aristocracy, the Spanish Court was worried about the US independence from colonial status because they had been held by another European Great Power. With such considerations in mind, Spain persistently rebuffed John Jay's attempts to establish diplomatic relations.

Though Spain was a co-belligerent with the Americans against the British, it did not recognize the United States' independence nor establish formal relations until nearly the end of the war. But the Spanish governor of Louisiana, Bernardo de Gálvez, had been informally cooperating with the Americans at the direction of the Spanish Court since at least 1776.[33]

After France initiated its

Bourbons had become Spain's ruling dynasty in 1713. The secret Franco-Spanish Treaty of Aranjuez was signed on 12 April 1779. France agreed to aid Spain in the capture of British-held territory in Gibraltar adjacent Spain, East Florida, West Florida and the island of Menorca in the Mediterranean. On 21 June 1779, Spain declared war on Britain to join France, but it did not join the Franco-American alliance
of 1778 that guaranteed US independence. Britain recognized the independence of the United States in the Treaty of Paris, officially ending the American Revolution, signed 3 Sept 1783. On the other hand, Spain was one of the last participants of wars against Britain to acknowledge the independence of the United States.

Neutrals

Britain's diplomacy failed during the American Revolutionary War. Most of Europe was officially neutral, but the elites and public opinion typically favoured the American Patriots, such as in Sweden,[34] and Denmark.[35] Britain not only could not find volunteer manpower to fill the ranks of an army in America to put down fellow Englishmen, internationally it had support of only a few small German states that hired out mercenaries directly to George III for his American service.[34]

League of Armed Neutrality
enlightened despots for free trade

The

Mercantilist policy to restrict trade in its rebelling colonies. British warships practiced unlimited searches, boarding neutral shipping to look for French contraband.[36]

Portugal, a close ally of Britain, remained neutral in the war.

armed neutrality on 11 March (28 February, Old Style), 1780, during the War of American Independence.[37] In it, she endorsed the right of neutral countries to trade by sea with nationals of belligerent countries without hindrance, except for weapons and military supplies. Russia would not recognize blockades
of whole coasts, but only of individual ports, and only if a belligerent's warship were actually present or nearby.

Denmark and Sweden, accepting Russia's proposals for an alliance of neutrals, adopted the same policy towards shipping, and the three countries signed the agreement forming the League. They remained otherwise out of the war, but threatened joint retaliation for every ship of theirs searched by a belligerent. When the

Hapsburg (Austrian) Empire, Prussia, the Holy Roman Empire, the Dutch Republic, Portugal, the Two Sicilies and the Ottoman Empire had all become members.[38] Austria was invited to act as a mediator between France and Great Britain during the American Revolution. John Adams traveled to Vienna in 1781 to lobby for American independence.[39]

The League of the 1780s succeeded in the short run by enabling trade with the US during wartime, and it contributed to "freedom of the seas" as an international principle. Militarily, although the Russian navy dispatched three squadrons to the Mediterranean, Atlantic, and North Sea to enforce this decree, Catherine called the alliance an "armed nullity", because the British Navy outnumbered all member fleets combined. Nevertheless, Britain had no wish to antagonize Russia, and subsequently its fleets avoided interfering with League members shipping.

Diplomatically the League of Armed Neutrality carried even greater weight. France and the United States of America were quick to proclaim their adherence to the new principle of free neutral commerce. While both sides of the Fourth Anglo-Dutch War tacitly understood it as an attempt to keep the Netherlands out of the League, Britain did not officially regard the alliance as hostile. The First League was followed in the Napoleonic Wars by the Second League of Armed Neutrality which was massively less successful and ended after the British victory at the Battle of Copenhagen.

Peace of Paris

Signing of the preliminary Treaty of Paris, November 30, 1782

The Peace of Paris was the set of treaties which ended the American Revolutionary War. In June 1781, the Congress appointed Peace commissioners to negotiate with the British. On 30 November 1782, preliminary Articles of Peace are signed by Richard Oswald, with representatives of the United States of America.

The path to negotiation

News of the surrender of

Lord Cornwallis at Yorktown reached Britain late in November 1781, shortly before Parliament
was due to debate the military spending estimates for the following year. The hastily revised plan was to retain forces in America at their existing level, but to abandon the policy of "offensive" war, in favour of a new approach, of defense against French and Spanish attacks in the Caribbean, and Gibraltar.

The negotiation process

Therefore, the decision was made to build on the "no offensive war" policy, and begin peace talks with the Americans. First, the stated aim of the 1778 Treaty of Alliance between the United States and France was specifically to maintain the independence of the United States. Second, for well over a year, informal discussions had been held with Henry Laurens, an American envoy captured on his way to Amsterdam and imprisoned in a small two-room suite at the Tower of London. The British negotiator sent to Paris was the Scotsman Richard Oswald, a former business partner of Henry Laurens in the slave trade, who had been one of his visitors in the Tower of London. His first talks with Franklin led to a proposal that Britain should hand over Canada to the Americans.

British government changes again

On 1 July Lord Rockingham, the figurehead leader of the government, died, so Lord Shelburne was forced to take over, which led to the resignation of Fox, and a massive split in the anti-war Whig party in Parliament. Regardless of this, the remainder of the negotiations would be carried out under Shelburne's devious leadership (some of these negotiations took place in his study, now a bar in the Lansdowne Club). For example, he took advantage of the great delay in trans-Atlantic communication to send a letter to George Washington stating that Britain was accepting American independence without preconditions, while not authorising Richard Oswald to make any such promise when he returned to Paris to negotiate with Franklin and his colleagues (John Jay had by this time returned from Spain).[40]

Diplomatic manoeuvres

Franklin became ill with gout towards the end of summer, but when John Jay learned in September of the secret French mission to England, by Joseph Matthias Gérard de Rayneval, and the French position on the fisheries, he sent a message to Shelburne himself, explaining in some detail why he should avoid being influenced too much by the French and Spanish. At the same time Richard Oswald was asking if the terms of his commission to negotiate with the Americans could be slightly reworded to acknowledge that the 13 so-called colonies referred to themselves as "United States", and about 24 September, the Americans received word that this had been done.

Great Powers at war and peace