Monotonicity criterion
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The monotonicity criterion, also called positive response,[1] is a principle of social choice theory that says voters should never have a negative (that is, reversed) effect on an election's results. In other words, increasing a winning candidate's grade should not cause them to lose.[2]
Positive association rules out cases where a candidate loses an election simply because they got "too much support." Systems that fail positive responsiveness arguably violate the principle of one man, one vote by creating situations where there is "at least one man with negative-one votes."[3]
Most voting systems (including
However, the criterion is violated by
By method
Runoff voting
Runoff voting systems (including instant-runoff voting, two-round runoff, and nonpartisan blanket primaries) fail the monotonicity criterion. A notable example is the 2009 Burlington mayoral election, the United States' second instant-runoff election in the modern era, where Bob Kiss won the election as a result of 750 ballots ranking him in last place.[5]
An example with three parties (Top, Center, Bottom) is shown below. In this scenario, the Bottom party is defeated after a successful campaign and popular platform earns them more supporters from the Top party (shifting voters in their direction). As a result, instant-runoff voting can sometimes reward candidates for being extreme, incompetent, or unpopular.
Popular Bottom | Unpopular Bottom | |||||
---|---|---|---|---|---|---|
Round 1 | Round 2 | Round 1 | Round 2 | |||
Top | +6% | Top | 31% | 46% | ||
Center | 30% | 55% | ↗ | Center | ||
Bottom | 45% | 45% | -6% | Bottom | 39% | 54% |
Quota rules
Proportional representation systems using largest remainders for apportionment do not pass the monotonicity criterion. This happened in the 2005 German federal election, when CDU voters in Dresden were instructed to strategically vote for the FDP, a strategy that earned the party an additional seat. As a result, the Federal Constitutional Court ruled that negative voting weights violate the German constitution's guarantee of equal and direct suffrage.[3]
Frequency of violations
For electoral methods failing positive value, the frequency of monotonicity violations will depend on the electoral method, the candidates, and the distribution of outcomes.
Negative voting events tend to be most common with instant-runoff voting, leading some researchers who study the issue to argue that in particular exhibits monotonicity violations (and similar pathologies) with an "unnaceptably high" frequency.[6]
Theoretical models
Results using the impartial culture model estimate about 15% of elections with 3 candidates;[7][8] however, the true probability may be much higher, especially when restricting observation to close elections.[9] For moderate numbers of candidates, the probability of a monotonicity failure quickly approaches 100%.[citation needed]
A 2013 study using a 2D spatial model with various voter distributions estimated that at least 15% of IRV elections are nonmonotonic in the best-case scenario (when only 3 candidates run), with substantially larger values for more than 3 candidates. The authors concluded that "three-way competitive races will exhibit unacceptably frequent monotonicity failures" and "In light of these results, those seeking to implement a fairer multi-candidate election system should be wary of adopting IRV."[6]
Real-world situations
Alaska 2022
Alaska's first-ever instant-runoff election resulted in negative vote weights for many Republican supporters of Sarah Palin, who could have defeated Mary Peltola by placing her first on their ballots.
Burlington, Vermont
In
Frequency of Monotonicity Violations
In a study of 185 American IRV elections, in which no candidate is ranked first by more than half of the voters, Graham-Squire and McCune[5] found that besides the two aforementioned elections in Vermont and Alaska, three of their collected elections contained a monotonicity failure.
See also
- Participation criterion, a closely-related concept
- Voting system
- Voting system criterion
- Monotone preferences in consumer theory
- Monotonicity (mechanism design)
- Maskin monotonicity
Notes
- ^ Apart from majority judgment, these systems satisfy an even stronger form of positive responsiveness: if there is a tie, any increase in a candidate's rating will break the tie in that candidate's favor.
References
- JSTOR 1907651.
- ^ a b D R Woodall, "Monotonicity and Single-Seat Election Rules", Voting matters, Issue 6, 1996
- ^ ISBN 978-3-319-03855-1.
- S2CID 30833409.
- ^ .
- ^ S2CID 30833409.
- ^ Miller, Nicholas R. (2016). "Monotonicity Failure in IRV Elections with Three Candidates: Closeness Matters" (PDF). University of Maryland Baltimore County (2nd ed.). Table 2. Retrieved 2020-07-26.
Impartial Culture Profiles: All, TMF: 15.1%
- ^ Miller, Nicholas R. (2012). MONOTONICITY FAILURE IN IRV ELECTIONS WITH THREE ANDIDATES (PowerPoint). p. 23.
Impartial Culture Profiles: All, Total MF: 15.0%
- ISSN 0219-4937.