Mu'awiya I

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Mu'awiya I
معاوية
Bab al-Saghir
, Damascus
Spouse
Issue
Names
Muʿāwiya ibn Abī Sufyān
(معاوية ابن أبي سفيان)
HouseSufyanid
DynastyUmayyad
FatherAbu Sufyan ibn Harb
MotherHind bint Utba
ReligionIslam

Mu'awiya I (

companions of Muhammad
, Mu'awiya was a relatively late follower of Muhammad.

Mu'awiya and his father

First Muslim Civil War, the two led their armies to a stalemate at the Battle of Siffin in 657, prompting an abortive series of arbitration talks to settle the dispute. Afterward, Mu'awiya gained recognition as caliph by his Syrian supporters and his ally Amr ibn al-As, who conquered Egypt from Ali's governor in 658. Following the assassination of Ali in 661, Mu'awiya compelled Ali's son and successor Hasan
to abdicate and Mu'awiya's suzerainty was acknowledged throughout the Caliphate.

Domestically, Mu'awiya relied on loyalist Syrian Arab tribes and Syria's Christian-dominated bureaucracy. He is credited with establishing

Ziyad ibn Abi Sufyan, the latter of whom he controversially adopted as his brother. Under Mu'awiya's direction, the Muslim conquest of Ifriqiya (central North Africa) was launched by the commander Uqba ibn Nafi in 670, while the conquests in Khurasan and Sijistan
on the eastern frontier were resumed.

Although Mu'awiya confined the influence of his

Qur'anic revelation. In Shia Islam
, Mu'awiya is reviled for opposing Ali, accused of poisoning his son Hasan, and held to have accepted Islam without conviction.

Origins and early life

Arabia
(green)

Mu'awiya's year of birth is uncertain, with 597, 603 or 605 cited by early Islamic sources.

Abd Manaf ibn Qusayy.[3] Mu'awiya's mother, Hind bint Utba, was also a member of the Banu Abd Shams.[1]

In 624, Muhammad and his followers attempted to intercept a Meccan caravan led by Mu'awiya's father on its return from Syria, prompting Abu Sufyan to call for reinforcements.

Muslims at the Battle of Uhud in 625. After his abortive siege of Muhammad in Medina at the Battle of the Trench in 627, he lost his leadership position among the Quraysh.[1]

Mu'awiya's father was not a participant in the

kātibs (scribes), being one of seventeen literate members of the Quraysh at that time.[1] Abu Sufyan moved to Medina to maintain his newfound influence in the nascent Muslim community.[6]

Governorship of Syria

Early military career and administrative promotions

A map with shaded areas showing the expansion of the Islamic empire on overlay showing the borders of modern countries
Map of the region of Syria in the first decades of Islamic rule

After Muhammad died in 632,

Ridda wars (632–633) was Mu'awiya's brother Yazid. Afterward, he was dispatched as one of four commanders in charge of the Muslim conquest of Byzantine Syria in c. 634.[10] The caliph appointed Mu'awiya commander of Yazid's vanguard.[1] Through these appointments Abu Bakr gave the family of Abu Sufyan a stake in the conquest of Syria, where Abu Sufyan already owned property in the vicinity of Damascus.[10][a]

Abu Bakr's successor Umar (r. 634–644) appointed a leading companion of Muhammad,

Battle of Yarmouk,[12] which paved the way for the conquest of the rest of Syria.[13] Mu'awiya was among the Arab troops that entered Jerusalem with Caliph Umar in 637.[1][b] Afterward, Mu'awiya and Yazid were dispatched by Abu Ubayda to conquer the coastal towns of Sidon, Beirut and Byblos.[15] Following the death of Abu Ubayda in the plague of Amwas in 639, Umar split the command of Syria, appointing Yazid as governor of the military districts of Damascus, Jordan and Palestine, and the veteran commander Iyad ibn Ghanm governor of Homs and the Jazira (Upper Mesopotamia).[1][16] When Yazid succumbed to the plague later that year, Umar appointed Mu'awiya the military and fiscal governor of Damascus, and possibly Jordan as well.[1][17] In 640 or 641, Mu'awiya captured Caesarea, the district capital of Byzantine Palestine, and then captured Ascalon, completing the Muslim conquest of Palestine.[1][18][19] As early as 640 or 641, Mu'awiya may have led a campaign against Cilicia and proceeded to Euchaita, deep in Byzantine Anatolia.[20] In 644, he led a foray against the Anatolian city of Amorium.[21]

The successive promotions of Abu Sufyan's sons contradicted Umar's efforts to otherwise curtail the influence of the Qurayshite aristocracy in the Muslim state in favor of the earliest Muslim converts (i.e. the Muhajirun and Ansar groups).[16] According to the historian Leone Caetani, this exceptional treatment stemmed from Umar's personal respect for the Umayyads, the branch of the Banu Abd Shams to which Mu'awiya belonged.[17] This is doubted by the historian Wilferd Madelung, who surmises that Umar had little choice, due to the lack of a suitable alternative to Mu'awiya in Syria and the ongoing plague in the region, which precluded the deployment of commanders more preferable to Umar from Medina.[17]

Upon the accession of Caliph Uthman (r. 644–656), Mu'awiya's governorship was enlarged to include Palestine, while a companion of Muhammad,

Umayr ibn Sa'd al-Ansari, was confirmed as governor of the Homs-Jazira district. In late 646 or early 647, Uthman attached the Homs-Jazira district to Mu'awiya's Syrian governorship,[1] greatly increasing the military manpower at his disposal.[22]

Consolidation of local power

During the reign of Uthman, Mu'awiya allied with the

Bahdal ibn Unayf, by wedding the latter's daughter Maysun in c. 650.[23][26][32] He also married Maysun's paternal cousin, Na'ila bint Umara, for a short period.[33][d]

Mu'awiya's reliance on the native Syrian Arab tribes was compounded by the heavy toll inflicted on the Muslim troops in Syria by the plague of Amwas,

Banu Tayy formed part of Mu'awiya's army in northern Syria.[38][39] To help pay for his troops, Mu'awiya requested and was granted ownership by Uthman of the abundant, income-producing, Byzantine crown lands in Syria, which were previously designated by Umar as communal property for the Muslim army.[40]

Although Syria's rural,

Persian holdovers from the Sasanian occupation of Byzantine Syria in the early 7th century.[42] Upon Uthman's direction, Mu'awiya settled groups of the nomadic Tamim, Asad and Qays tribes to areas north of the Euphrates in the vicinity of Raqqa.[35][43]

Naval campaigns against Byzantium and conquest of Armenia

Mu'awiya initiated the Arab naval campaigns against the Byzantines in the eastern Mediterranean,[1] requisitioning the harbors of Tripoli, Beirut, Tyre, Acre, and Jaffa.[37][44] Umar had rejected Mu'awiya's request to launch a naval invasion of Cyprus, citing concerns about the Muslim forces' safety at sea, but Uthman allowed him to commence the campaign in 647, after refusing an earlier entreaty.[45] Mu'awiya's rationale was that the Byzantine-held island posed a threat to Arab positions along the Syrian coast, and that it could be easily neutralized.[45] The exact year of the raid is unclear, with the early Arabic sources providing a range between 647 and 650, while two Greek inscriptions in the Cypriot village of Solois cite two raids launched between 648 and 650.[45]

According to the 9th-century historians al-Baladhuri and

Ubada ibn al-Samit.[34][45] Katwa died on the island and at some point Mu'awiya married her sister Fakhita.[34] In a different narrative by the early Muslim sources, the raid was instead conducted by Mu'awiya's admiral Abd Allah ibn Qays, who landed at Salamis before occupying the island.[44] In either case, the Cypriots were forced to pay a tribute equal to that which they had paid the Byzantines.[44][46] Mu'awiya established a garrison and a mosque to maintain the Caliphate's influence on the island, which became a staging ground for the Arabs and the Byzantines to launch raids against each other's territories.[46] The inhabitants of Cyprus were largely left to their own devices and archaeological evidence indicates uninterrupted prosperity during this period.[47]

Dominance of the eastern Mediterranean enabled Mu'awiya's naval forces to raid

Meanwhile, after two previous attempts by the Arabs to conquer

Theodosiopolis and deported Rshtuni to Syria, solidifying Arab rule over Armenia.[51]

First Fitna

Mu'awiya's domain was generally immune to the growing discontent prevailing in Medina, Egypt and

Abu Dharr al-Ghifari,[1] who had been sent to Damascus for openly condemning Uthman's enrichment of his kinsmen.[52] He criticized the lavish sums that Mu'awiya invested in building his Damascus residence, the Khadra Palace, prompting Mu'awiya to expel him.[52] Uthman's confiscation of crown lands in Iraq and his alleged nepotism[e] drove the Quraysh and the dispossessed elites of Kufa and Egypt to oppose the caliph.[54]

Uthman sent for assistance from Mu'awiya when rebels from Egypt

besieged his home in June 656. Mu'awiya dispatched a relief army toward Medina, but it withdrew at Wadi al-Qura when word reached them of Uthman's killing.[56] Ali, Muhammad's cousin and son-in-law, was recognized as caliph in Medina.[57] Mu'awiya withheld allegiance to Ali[58] and, according to some reports, the latter deposed him by sending his own governor to Syria, who was denied entry into the province by Mu'awiya.[57] This is rejected by Madelung, according to whom no formal relations existed between the caliph and the governor of Syria for seven months from the date of Ali's election.[59]

Soon after becoming caliph, Ali was opposed by much of the Quraysh led by

A'isha, who feared the loss of their own influence under Ali.[60] The ensuing civil war became known as the First Fitna.[f] Ali defeated the triumvirate near Basra at the Battle of the Camel, which ended in the deaths of al-Zubayr and Talha, both potential contenders for the caliphate, and the retirement of A'isha to Medina.[60] With his position in Iraq, Egypt and Arabia secure, Ali turned his attention toward Mu'awiya. Unlike the other provincial governors, Mu'awiya had a strong and loyal power base, demanded revenge for the slaying of his Umayyad kinsman Uthman, and could not be easily replaced.[62][63] At this point, Mu'awiya did not yet claim the caliphate and his principal aim was keeping power in Syria.[64][65]

Preparations for war

Ali's victory in Basra left Mu'awiya vulnerable, his territory wedged between Ali's forces in Iraq and Egypt, while the war with the Byzantines was ongoing in the north.[66] In 657 or 658 Mu'awiya secured his northern frontier with Byzantium by making a truce with the emperor, enabling him to focus the bulk of his troops on the impending battle with the caliph.[67] After failing to gain the defection of Egypt's governor, Qays ibn Sa'd, he resolved to end the Umayyad family's hostility to Amr ibn al-As, the conqueror and former governor of Egypt, whom they accused of involvement in Uthman's death.[68] Mu'awiya and Amr, who was popular with the Arab troops of Egypt, made a pact whereby the latter joined the coalition against Ali and Mu'awiya publicly agreed to install Amr as Egypt's lifetime governor should they oust Ali's appointee.[69]

Although he had the firm backing of the Kalb, to shore up the rest of his base in Syria, Mu'awiya was advised by his kinsman

Judham chief Natil ibn Qays, by allowing the latter's confiscation of the district's treasury to go unpunished.[71] The efforts bore fruit and demands for war against Ali grew throughout Mu'awiya's domain.[72] When Ali sent his envoy, the veteran commander and chieftain of the Bajila, Jarir ibn Abd Allah, to Mu'awiya, the latter responded with a letter that amounted to a declaration of war against the caliph, whose legitimacy he refused to recognize.[73]

Battle of Siffin and arbitration

In the first week of June 657, the armies of Mu'awiya and Ali

Dhu'l-Kala Samayfa, the so-called 'king of Himyar'.[77]

a representation of a flag standard, with separated red and yellow banners
The standard (liwa) of Mu'awiya at the Battle of Siffin

Mu'awiya rejected suggestions from his advisers to engage Ali in a duel and definitively end hostilities.

al-Zuhri (d. 742), this prompted Amr ibn al-As to counsel Mu'awiya the following morning to have a number of his men tie leaves of the Qur'an on their lances in an appeal to the Iraqis to settle the conflict through consultation. According to the scholar al-Sha'bi (d. 723), al-Ash'ath ibn Qays, who was in Ali's army, expressed his fears of Byzantine and Persian attacks were the Muslims to exhaust themselves in the civil war. Upon receiving intelligence of this, Mu'awiya ordered the raising of the Qur'an leaves.[81] Though this act represented a surrender of sorts as Mu'awiya abandoned, at least temporarily, his previous insistence on settling the dispute with Ali militarily and pursuing Uthman's killers into Iraq, it had the effect of sowing discord and uncertainty in Ali's ranks.[82]

The caliph adhered to the will of the majority in his army and accepted the proposal to arbitrate.

Kharijite movement.[87]

The initial agreement postponed the arbitration to a later date.

Adhruh.[89] Ali abandoned the arbitration after the first meeting in which Abu Musa—who, unlike Amr, was not particularly attached to his principal's cause—[90] accepted the Syrian side's claim that Uthman was wrongfully killed, a verdict that Ali opposed.[91] The final meeting in Adhruh, which had been convened at Mu'awiya's request, collapsed, but by then Mu'awiya had emerged as a major contender for the caliphate.[92]

Claim to the caliphate and resumption of hostilities

A map shaded in pink and green to differentiate areas of control by two warring sides, with campaigns and battles marked with their year of occurrence
Map of the First Fitna. The areas shaded in green, namely the regions of Iraq, Arabia, Persia and the Caucasus, and pink, namely the regions of Syria and Egypt, respectively represent the territories under Caliph Ali's and Mu'awiya's control in 658.

Following the breakdown of the arbitration talks, Amr and the Syrian delegates returned to Damascus, where they greeted Mu'awiya as amir al-mu'minin, signaling their recognition of him as caliph.[93] In April or May 658, Mu'awiya received a general pledge of allegiance from the Syrians.[56] In response, Ali broke off communications with Mu'awiya, mobilized for war and invoked a curse against Mu'awiya and his close retinue as a ritual in the morning prayers.[93] Mu'awiya reciprocated in kind against Ali and his closest supporters in his own domain.[94]

In July, Mu'awiya dispatched an army under Amr to Egypt after a request for intervention from pro-Uthman mutineers in the province who were being suppressed by the governor, Caliph Abu Bakr's son and Ali's stepson,

Hit and Anbar.[98]

In 659 or 660, Mu'awiya expanded the operations to the

alms tax and oaths of allegiance to Mu'awiya from the inhabitants of the Tayma oasis. This initial foray was defeated by the Kufans,[99] while an attempt to extract oaths of allegiance from the Quraysh of Mecca in April 660 also failed.[100]

In the summer, Mu'awiya dispatched a large army under

Hadhramawt, he withdrew upon the approach of a Kufan relief force.[103] News of Busr's actions in Arabia spurred Ali's troops to rally behind his planned campaign against Mu'awiya,[104] but the expedition was aborted as a result of Ali's assassination by a Kharijite in January 661.[105]

Caliphate

Accession

After Ali was killed, Mu'awiya left al-Dahhak ibn Qays in charge of Syria and led his army toward Kufa, where Ali's son

Ubayd Allah ibn Abbas, the commander of Hasan's vanguard, to desert his post and sent envoys to negotiate with Hasan.[108] In return for a financial settlement, Hasan abdicated and Mu'awiya entered Kufa in July or September 661 and was recognized as caliph. This year is considered by a number of the early Muslim sources as 'the year of unity' and is generally regarded as the start of Mu'awiya's caliphate.[56][109]

Before and/or after Ali's death, Mu'awiya received oaths of allegiance in one or two formal ceremonies in Jerusalem, the first in late 660 or early 661 and the second in July 661.

Golgotha and the Tomb of the Virgin Mary in Gethsemane, both adjacent to the Temple Mount.[112] The Maronite Chronicles also maintain that Mu'awiya "did not wear a crown like other kings in the world".[113]

Domestic rule and administration

A black and white scan of a 7th-century stone plaque inscribed in Greek with credits to a sovereign ruler for restoring a bath facility
A Greek inscription crediting Mu'awiya for restoring the Roman-era bath facilities at Hamat Gader in 663, the sole epigraphic attestation of Mu'awiya's rule in Syria, the center of his caliphate

There is little information in the early Muslim sources about Mu'awiya's rule in Syria, the center of his caliphate.[114][115] He established his court in Damascus and moved the caliphal treasury there from Kufa.[116] He relied on his Syrian tribal soldiery,[114] numbering about 100,000 men,[117] increasing their pay at the expense of the Iraqi garrisons,[114] also about 100,000 soldiers combined.[117] The highest stipends were paid on an inheritable basis to 2,000 nobles of the Quda'a and Kinda tribes, the core components of his support base, who were further awarded the privilege of consultation for all major decisions and the rights to veto or propose measures.[30][118] The respective leaders of the Quda'a and the Kinda, the Kalbite chief Ibn Bahdal and the Homs-based Shurahbil, formed part of his Syrian inner circle along with the Qurayshites Abd al-Rahman ibn Khalid, son of the distinguished commander Khalid ibn al-Walid, and al-Dahhak ibn Qays.[119]

Mu'awiya is credited by the early Muslim sources for establishing

maqsura (reserved area) within mosques.[120][121] The caliph's treasury was largely dependent on the tax revenues of Syria and income from the crown lands that he confiscated in Iraq and Arabia. He also received the customary fifth of the war booty acquired by his commanders during expeditions.[30] In the Jazira, Mu'awiya coped with the tribal influx, which spanned previously established groups such as the Sulaym, newcomers from the Mudar and Rabi'a confederations and civil war refugees from Kufa and Basra, by administratively detaching the military district of Qinnasrin–Jazira from Homs, according to the 8th-century historian Sayf ibn Umar.[122][123] However, al-Baladhuri attributes this change to Mu'awiya's successor Yazid I (r. 680–683).[122]

Syria retained its Byzantine-era bureaucracy, which was staffed by Christians including the head of the tax administration,

Sinnabra palace near the Sea of Galilee.[131] Mu'awiya was also credited with ordering the restoration of Edessa's church after it was ruined in an earthquake in 679.[132] He demonstrated a keen interest in Jerusalem.[133] Although archaeological evidence is lacking, there are indications in medieval literary sources that a rudimentary mosque on the Temple Mount existed as early as Mu'awiya's time or was built by him.[134][h]

Governance in the provinces

Mu'awiya's primary internal challenge was overseeing a Syria-based government that could reunite the politically and socially fractured Caliphate and assert authority over the tribes which formed its armies.[122] He applied indirect rule to the Caliphate's provinces, appointing governors with full civil and military authority.[136] Although in principle governors were obliged to forward surplus tax revenues to the caliph,[122] in practice most of the surplus was distributed among the provincial garrisons and Damascus received a negligible share.[30][137] During Mu'awiya's caliphate, the governors relied on the ashraf (tribal chieftains), who served as intermediaries between the authorities and the tribesmen in the garrisons.[122] Mu'awiya's statecraft was likely inspired by his father, who utilized his wealth to establish political alliances.[137] The caliph generally preferred bribing his opponents over direct confrontation. In the summation of Kennedy, Mu'awiya ruled by "making agreements with those who held power in the provinces, by building up the power of those who were prepared to co-operate with him and by attaching as many important and influential figures to his cause as possible".[137]

Iraq and the east

Challenges to central authority in general, and to Mu'awiya's rule in particular, were most acute in Iraq, where divisions were rife between the ashraf upstarts and the nascent Muslim elite, the latter of which was further divided between Ali's partisans and the Kharijites.

al-Mughira ibn Shu'ba, who possessed considerable administrative and military experience in Iraq and was highly familiar with the region's inhabitants and issues. Under his nearly decade-long administration, al-Mughira maintained peace in the city, overlooked transgressions that did not threaten his rule, allowed the Kufans to keep possession of the lucrative Sasanian crown lands in the Jibal district and, unlike under past administrations, consistently and timely paid the garrison's stipends.[139]

In Basra, Mu'awiya reappointed his Abd Shams kinsman

Fars.[142] Busr had threatened to execute three of Ziyad's young sons in Basra to force his surrender, but Ziyad was ultimately persuaded by al-Mughira, his mentor, to submit to Mu'awiya's authority in 663.[143] In a controversial step that secured the loyalty of the fatherless Ziyad, whom the caliph viewed as the most capable candidate to govern Basra,[141] Mu'awiya adopted him as his paternal half-brother, to the protests of his own son Yazid, Ibn Amir and his Umayyad kinsmen in the Hejaz.[143][144]

Following al-Mughira's death in 670, Mu'awiya attached Kufa and its dependencies to Ziyad's Basran governorship, making him the caliph's virtual viceroy over the eastern half of the Caliphate.

Thaqif clan, which had long-established ties to the Quraysh and were instrumental in the conquest of Iraq.[115]

Egypt

In Egypt Amr governed more as a partner of Mu'awiya than a subordinate until his death in 664.

Maslama ibn Mukhallad al-Ansari in 667.[95][124] Maslama remained governor for the duration of Mu'awiya's reign,[124] significantly expanding Fustat and its mosque and boosting the city's importance in 674 by relocating Egypt's main shipyard to the nearby Roda Island from Alexandria due to the latter's vulnerability to Byzantine naval raids.[148]

The Arab presence in Egypt was mostly limited to the central garrison at Fustat and the smaller garrison at Alexandria.

Fayyum to his son Yazid, which compelled the caliph to reverse his order.[150]

Arabia

Although revenge for Uthman's assassination had been the basis upon which Mu'awiya claimed the right to the caliphate, he neither emulated Uthman's empowerment of the Umayyad clan nor used them to assert his own power.

Marwan ibn al-Hakam.[153] The caliph attempted to weaken the clan by provoking internal divisions.[154] Among the measures taken was the replacement of Marwan from the governorship of Medina in 668 with another leading Umayyad, Sa'id ibn al-As. The latter was instructed to demolish Marwan's house, but refused and when Marwan was restored in 674, he also refused Mu'awiya's order to demolish Sa'id's house.[155] Mu'awiya dismissed Marwan once more in 678, replacing him with his own nephew, al-Walid ibn Utba.[156] Besides his own clan, Mu'awiya's relations with the Banu Hashim (the clan of Muhammad and Caliph Ali), the families of Muhammad's closest companions, the once-prominent Banu Makhzum, and the Ansar was generally characterized by suspicion or outright hostility.[157]

Despite his relocation to Damascus, Mu'awiya remained fond of his original homeland and made known his longing for "the spring in Juddah [sic], the summer in Ta'if, [and] the winter in Mecca".[158] He purchased several large tracts throughout Arabia and invested considerable sums to develop the lands for agricultural use. According to the Muslim literary tradition, in the plain of Arafat and the barren valley of Mecca he dug numerous wells and canals, constructed dams and dikes to protect the soil from seasonal floods, and built fountains and reservoirs. His efforts saw extensive grain fields and date palm groves spring up across Mecca's suburbs, which remained in this state until deteriorating during the Abbasid era, which began in 750.[158] In the Yamama region in central Arabia, Mu'awiya confiscated from the Banu Hanifa the lands of Hadarim, where he employed 4,000 slaves, likely to cultivate its fields.[159] The caliph gained possession of estates in and near Ta'if which, together with the lands of his brothers Anbasa and Utba, formed a considerable cluster of properties.[160]

One of the earliest known Arabic inscriptions from Mu'awiya's reign was found at a soil-conservation dam called Sayisad 32 kilometers (20 mi) east of Ta'if, which credits Mu'awiya for the dam's construction in 677 or 678 and asks God to give him victory and strength.

al-Samhudi (d. 1533).[163]

War with Byzantium

Map showing the raids, battles and naval engagements between the Arab Caliphate and Byzantine during Mu'awiya's governorship of Syria (640–661) and Mu'awiya's caliphate (661–680).

Mu'awiya possessed more personal experience than any other caliph fighting the Byzantines,

Grigor Mamikonian as its commander.[51] Not long after the civil war, Mu'awiya broke the truce with Byzantium,[166] and on a near-annual or bi-annual basis the caliph engaged his Syrian troops in raids across the mountainous Anatolian frontier,[124] the buffer zone between the Empire and the Caliphate.[167] At least until Abd al-Rahman ibn Khalid's death in 666, Homs served as the principal marshaling point for the offensives, and afterward Antioch served this purpose as well.[168] The bulk of the troops fighting on the Anatolian and Armenian fronts hailed from the tribal groups that arrived from Arabia during and after the conquest.[32] During his caliphate, Mu'awiya continued his past efforts to resettle and fortify the Syrian port cities.[56] Due to the reticence of Arab tribesmen to inhabit the coastlands, in 663 Mu'awiya moved Persian civilians and personnel that he had previously settled in the Syrian interior into Acre and Tyre, and transferred Asawira, elite Persian soldiers, from Kufa and Basra to the garrison at Antioch.[35][42] A few years later, Mu'awiya settled Apamea with 5,000 Slavs who had defected from the Byzantines during one of his forces' Anatolian campaigns.[35]

Based on the histories of al-Tabari (d. 923) and Agapius of Hierapolis (d. 941), the first raid of Mu'awiya's caliphate occurred in 662 or 663, during which his forces inflicted a heavy defeat on a Byzantine army with numerous patricians slain. In the next year a raid led by Busr reached Constantinople and in 664 or 665, Abd al-Rahman ibn Khalid raided Koloneia in northeastern Anatolia. In the late 660s, Mu'awiya's forces attacked Antioch of Pisidia or Antioch of Isauria.[166] Following the death of Constans II in July 668, Mu'awiya oversaw an increasingly aggressive policy of naval warfare against the Byzantines.[56] According to the early Muslim sources, raids against the Byzantines peaked between 668 and 669.[166] In each of those years there occurred six ground campaigns and a major naval campaign, the first by an Egyptian and Medinese fleet and the second by an Egyptian and Syrian fleet.[169] The culmination of the campaigns was an assault on Constantinople, but the chronologies of the Arabic, Syriac, and Byzantine sources are contradictory. The traditional view by modern historians is of a great series of naval-borne assaults against Constantinople in c. 674–678, based on the history of the Byzantine chronicler Theophanes the Confessor (d. 818).[170]

However, the dating and the very historicity of this view has been challenged; the Oxford scholar James Howard-Johnston considers that no siege of Constantinople took place, and that the story was inspired by the actual siege a generation later.[171] The historian Marek Jankowiak on the other hand, in a revisionist reconstruction of the events reliant on the Arabic and Syriac sources, asserts that the assault came earlier than what is reported by Theophanes, and that the multitude of campaigns that were reported during 668–669 represented the coordinated efforts by Mu'awiya to conquer the Byzantine capital.[172] Al-Tabari reports that Mu'awiya's son Yazid led a campaign against Constantinople in 669 and Ibn Abd al-Hakam reports that the Egyptian and Syrian navies joined the assault, led by Uqba ibn Amir and Fadala ibn Ubayd respectively.[173] According to Jankowiak, Mu'awiya likely ordered the invasion during an opportunity presented by the rebellion of the Byzantine Armenian general Saborios, who formed a pact with the caliph, in spring 667. The caliph dispatched an army under Fadala, but before it could be joined by the Armenians, Saborios died. Mu'awiya then sent reinforcements led by Yazid who led the Arab army's invasion in the summer.[170] An Arab fleet reached the Sea of Marmara by autumn, while Yazid and Fadala, having raided Chalcedon through the winter, besieged Constantinople in spring 668, but due to famine and disease, lifted the siege in late June. The Arabs continued their campaigns in Constantinople's vicinity before withdrawing to Syria most likely in late 669.[174]

In 669, Mu'awiya's navy raided as far as Sicily. The following year, the wide-scale fortification of Alexandria was completed.[56] While the histories of al-Tabari and al-Baladhuri report that Mu'awiya's forces captured Rhodes in 672–674 and colonized the island for seven years before withdrawing during the reign of Yazid I, the modern historian Clifford Edmund Bosworth casts doubt on these events and holds that the island was only raided by Mu'awiya's lieutenant Junada ibn Abi Umayya al-Azdi in 679 or 680.[175] Under Emperor Constantine IV (r. 668–685), the Byzantines began a counteroffensive against the Caliphate, first raiding Egypt in 672 or 673,[176] while in winter 673, Mu'awiya's admiral Abd Allah ibn Qays led a large fleet that raided Smyrna and the coasts of Cilicia and Lycia.[177] The Byzantines landed a major victory against an Arab army and fleet led by Sufyan ibn Awf, possibly at Sillyon, in 673 or 674.[178] The next year, Abd Allah ibn Qays and Fadala landed in Crete and in 675 or 676, a Byzantine fleet assaulted Maraclea, killing the governor of Homs.[176]

In 677, 678 or 679, according to Theophanes, Mu'awiya sued for peace with Constantine IV, possibly as a result of the destruction of his fleet or the Byzantines' deployment of the Mardaites in the Syrian littoral during that time.[179] A thirty-year treaty was concluded, obliging the Caliphate to pay an annual tribute of 3,000 gold coins, 50 horses and 30 slaves, and withdraw their troops from the forward bases they had occupied on the Byzantine coast.[180] But other Byzantine and Islamic sources make no mention of this treaty.[181] Although the Muslims did not achieve any permanent territorial gains in Anatolia during Mu'awiya's career, the frequent raids provided Mu'awiya's Syrian troops with war spoils and tribute, which helped ensure their continued allegiance, and sharpened their combat skills.[182] Moreover, Mu'awiya's prestige was boosted and the Byzantines were precluded from any concerted campaigns against Syria.[183]

Conquest of central North Africa

A map of northern Africa, southern Europe and western and central Asia with different color shades denoting the stages of expansion of the caliphate
A map depicting growth of the Caliphate. During the reign of Mu'awiya, the Muslims conquered the region of Ifriqiya (central North Africa; shaded in purple)

Although the Arabs had not advanced beyond

Gabes and temporarily captured Bizerte before withdrawing to Egypt. The following year Mu'awiya dispatched Fadala and Ruwayfi ibn Thabit to raid the commercially valuable island of Djerba.[185] Meanwhile, in 662 or 667, Uqba ibn Nafi, a Qurayshite commander who had played a key role in the Arabs' capture of Cyrenaica in 641, reasserted Muslim influence in the Fezzan region, capturing the Zawila oasis and the Garamantes capital of Germa.[186] He may have raided as far south as Kawar in modern-day Niger.[186]

A metal statue depicting a 7th-century Arab general wearing a turban and carrying an unsheathed sword
A statue representing Uqba ibn Nafi, the Arab commander who conquered Ifriqiya and founded Kairouan in 670, during Mu'awiya's reign. Uqba served as Mu'awiya's lieutenant governor over North Africa until the caliph dismissed him in 673.

The struggle over the succession of Constantine IV drew Byzantine focus away from the African front.

Ghadamis, Gafsa and the Jarid.[186][188] In the last region he established a permanent Arab garrison town called Kairouan, at a relatively safe distance from Carthage and the coastal areas, which had remained under Byzantine control, to serve as a base for further expeditions. It also aided Muslim conversion efforts among the Berber tribes that dominated the surrounding countryside.[189]

Mu'awiya dismissed Uqba in 673, probably out of concern that he would form an independent power base in the lucrative regions that he had conquered. The new Arab province, Ifriqiya (modern-day Tunisia), remained subordinate to the governor of Egypt, who sent his mawla (non-Arab, Muslim freedman) Abu al-Muhajir Dinar to replace Uqba, who was arrested and transferred to Mu'awiya's custody in Damascus. Abu al-Muhajir continued the westward campaigns as far as Tlemcen and defeated the Awraba Berber chief Kasila, who subsequently embraced Islam and joined his forces.[189] In 678, a treaty between the Arabs and the Byzantines ceded Byzacena to the Caliphate, while forcing the Arabs to withdraw from the northern parts of the province.[187] After Mu'awiya's death, his successor Yazid reappointed Uqba, Kasila defected and a Byzantine–Berber alliance ended Arab control over Ifriqiya,[189] which was not reestablished until the reign of Caliph Abd al-Malik ibn Marwan (r. 685–705).[190]

Nomination of Yazid as successor

In a move unprecedented in Islamic politics, Mu'awiya nominated his own son, Yazid, as his successor.[191] The caliph likely held ambitions for his son's succession over a considerable period.[192] In 666, he allegedly had his governor in Homs, Abd al-Rahman ibn Khalid, poisoned to remove him as a potential rival to Yazid.[193] The Syrian Arabs, with whom Abd al-Rahman ibn Khalid was popular, had viewed the governor as the caliph's most suitable successor by dint of his military record and descent from Khalid ibn al-Walid.[194][i]

It was not until the latter half of his reign that Mu'awiya publicly declared Yazid heir apparent, though the early Muslim sources offer divergent details about the timing and location of the events relating to the decision.

Al-Mas'udi (896–956) and al-Tabari do not mention provincial delegations other than a Basran embassy led by Ubayd Allah ibn Ziyad in 678–679 or 679–680, respectively, which recognized Yazid.[204]

According to Hinds, in addition to Yazid's nobility, age and sound judgement, "most important of all" was his connection to the Kalb. The Kalb-led Quda'a confederation was the foundation of Sufyanid rule and Yazid's succession signaled the continuation of this alliance.[30] In nominating Yazid, the son of the Kalbite Maysun, Mu'awiya bypassed his older son Abd Allah from his Qurayshite wife Fakhita.[205] Although support from the Kalb and the Quda'a was guaranteed, Mu'awiya exhorted Yazid to widen his tribal support base in Syria. As the Qaysites were the predominant element in the northern frontier armies, Mu'awiya's appointment of Yazid to lead the war efforts with Byzantium may have served to foster Qaysite support for his nomination.[206] Mu'awiya's efforts to that end were not entirely successful as reflected in a line by a Qaysite poet: "we will never pay allegiance to the son of a Kalbi woman [i.e. Yazid]".[207][208]

In Medina, Mu'awiya's distant kinsmen Marwan ibn al-Hakam, Sa'id ibn al-As and Ibn Amir accepted Mu'awiya's succession order, albeit disapprovingly.[209] Most opponents of Mu'awiya's order in Iraq and among the Umayyads and Quraysh of the Hejaz were ultimately threatened or bribed into acceptance.[182] The remaining principle opposition emanated from Husayn ibn Ali, Abd Allah ibn al-Zubayr, Abd Allah ibn Umar and Abd al-Rahman ibn Abi Bakr, all prominent Medina-based sons of earlier caliphs or close companions of Muhammad.[210] As they possessed the nearest claims to the caliphate, Mu'awiya was determined to obtain their recognition.[211][212] According to the historian Awana ibn al-Hakam (d. 764), before his death, Mu'awiya ordered certain measures to be taken against them, entrusting these tasks to his loyalists al-Dahhak ibn Qays and Muslim ibn Uqba.[213]

Death

Mu'awiya died from an illness in Damascus in Rajab 60

Bab al-Saghir gate of the city and the funeral prayers were led by al-Dahhak ibn Qays, who mourned Mu'awiya as the "stick of the Arabs and the blade of the Arabs, by means of whom God, Almighty and Great, cut off strife, whom He made sovereign over mankind, by means of whom he conquered countries, but now he has died".[219]

Mu'awiya's grave was a visitation site as late as the 10th century. Al-Mas'udi holds that a mausoleum was built over the grave and was open to visitors on Mondays and Thursdays. Ibn Taghribirdi asserts that Ahmad ibn Tulun, the autonomous 9th-century ruler of Egypt and Syria, erected a structure on the grave in 883 or 884 and employed members of the public to regularly recite the Qur'an and light candles around the tomb.[220]

Assessment and legacy

Like Uthman, Mu'awiya adopted the title khalifat Allah ('deputy of God'), instead of khalifat rasul Allah ('deputy of the messenger of God'), the title used by the other caliphs who preceded him.[221] The title may have implied political as well as religious authority and divine sanctioning.[30] He is reported by al-Baladhuri to have said "The earth belongs to God and I am the deputy of God".[222] Nevertheless, whatever the absolutist connotations the title may have had, Mu'awiya evidently did not impose this religious authority. Instead, he governed indirectly like a supra-tribal chief using alliances with provincial ashraf, his personal skills, persuasive power, and wit.[30][223]

Apart from his war with Ali, he did not deploy his Syrian troops domestically, and often used monetary gifts as a tool to avoid conflict.[137] In Julius Wellhausen's assessment, Mu'awiya was an accomplished diplomat "allowing matters to ripen of themselves, and only now and then assisting their progress".[224] He further states that Mu'awiya had the ability to identify and employ the most talented men at his service and made even those whom he distrusted work for him.[224]

In the view of the historian Patricia Crone, Mu'awiya's successful rule was facilitated by the tribal composition of Syria. There, the Arabs who formed his support base were distributed throughout the countryside and were dominated by a single confederation, the Quda'a. This was in contrast to Iraq and Egypt, where the diverse tribal composition of the garrison towns meant that the government had no cohesive support base and had to create a delicate balance between the opposing tribal groups. As evidenced by the disintegration of Ali's Iraqi alliance, maintaining this balance was untenable. In her view, Mu'awiya's taking advantage of the tribal circumstances in Syria prevented the dissolution of the Caliphate in the civil war.[225] In the words of the orientalist Martin Hinds, the success of Mu'awiya's style of governance is "attested by the fact that he managed to hold his kingdom together without ever having to resort to using his Syrian troops".[30]

In the long-term, Mu'awiya's system proved precarious and unviable.[30] Reliance on personal relations meant his government was dependent on paying and pleasing its agents instead of commanding them. This created a "system of indulgence", according to Crone.[226] The governors became increasingly unaccountable and amassed personal wealth. The tribal balance on which he relied was insecure and a slight fluctuation would lead to factionalism and infighting.[226] When Yazid became caliph, he continued his father's model. Controversial as his nomination had been, he had to face the rebellions of Husayn and Ibn al-Zubayr. Although he was able to defeat them with the help of his governors and the Syrian army, the system fractured as soon as he died in November 683. The provincial ashraf defected to Ibn al-Zubayr, as did the Qaysite tribes, who had migrated to Syria during Mu'awiya's reign and were opposed to the Quda'a confederation on whom Sufyanid power rested. In a matter of months the authority of Yazid's successor, Mu'awiya II, was restricted to Damascus and its environs. Although the Umayyads, backed by the Quda'a, were able to reconquer the Caliphate after the decade-long second civil war, it was under the leadership of Marwan, founder of the new ruling Umayyad house, the Marwanids, and his son Abd al-Malik.[227] Having realized the weakness of Mu'awiya's model and lacking in his political skill, the Marwanids abandoned his system in favor of a more traditional form of governance where the caliph was the central authority.[228] Nonetheless, the hereditary succession introduced by Mu'awiya became a permanent feature of many of the Muslim governments that followed.[229]

Kennedy views the preservation of the Caliphate's unity as Mu'awiya's greatest achievement.[230] Expressing a similar viewpoint, Mu'awiya's biographer R. Stephen Humphreys states that although maintaining the integrity of the Caliphate would have been an achievement on its own, Mu'awiya was intent on vigorously continuing the conquests that had been initiated by Abu Bakr and Umar. By creating a formidable navy, he made the Caliphate the dominant force in the eastern Mediterranean and the Aegean. Control of northeastern Iran was secured and the Caliphate's frontier was expanded in North Africa.[231] Madelung deems Mu'awiya a corruptor of the caliphal office, under whom the precedence in Islam (sabiqa), which was the determining factor in the choice of earlier caliphs, gave way to the might of the sword, the people became his subjects and he became the "absolute lord over their life and death".[232] He strangled the communal spirit of Islam and used the religion as a tool of "social control, exploitation and military terrorization".[232]

Mu'awiya was the first caliph whose name appeared on coins, inscriptions, or documents of the nascent Islamic empire.

Robert Hoyland notes that Mu'awiya gave a very Islamic challenge to the Byzantine emperor Constans to "deny [the divinity of] Jesus and turn to the Great God who I worship, the God of our father Abraham" and speculates that Mu'awiya's tour of Christian sites in Jerusalem was done to demonstrate "the fact that he, and not the Byzantine emperor, was now God's representative on earth".[235]

Early historical tradition

The surviving Muslim histories originated in Abbasid-era Iraq.[236] The compilers, the narrators from whom the stories were collected, and the overall public sentiment in Iraq were hostile to the Syria-based Umayyads,[237] under whom Syria was a privileged province and Iraq was locally perceived as a Syrian colony.[229] Moreover, the Abbasids, having overthrown the Umayyads in 750, saw them as illegitimate rulers and further tarnished their memory to enhance their own legitimacy. Abbasid caliphs like al-Saffah, al-Ma'mun, and al-Mu'tadid publicly condemned Mu'awiya and other Umayyad caliphs.[238] As such, the Muslim historical tradition is by and large anti-Umayyad.[236] Nonetheless, in the case of Mu'awiya it portrays him in a relatively balanced manner.[239]

On the one hand, it portrays him as a successful ruler who implemented his will with persuasion instead of force.[239] It stresses his quality of hilm, which in his case meant mildness, slowness to anger, subtlety, and management of people by perceiving their needs and desires.[30][240] The historical tradition is rife with anecdotes of his political acumen and self-control. In one such anecdote, when inquired about allowing one of his courtiers to address him with arrogance, he remarked:[241]

I do not insert myself between the people and their tongue, so long as they do not insert themselves between us and our sovereignty.[241]

The tradition presents him operating in the way of a traditional tribal sheikh who lacks absolute authority; summoning delegations (wufud) of tribal chiefs, and persuading them with flattery, arguments, and presents. This is exemplified in a saying attributed to him: "I never use my voice if I can use my money, never my whip if I can use my voice, never my sword if I can use my whip; but, if I have to use my sword, I will."[239]

On the other hand, the tradition also portrays him as a despot who perverted the caliphate into kingship. In the words of

al-Ya'qubi (d. 898):[239]

[Mu'awiya] was the first to have a bodyguard, police-force and chamberlains ... He had somebody walk in front of him with a spear, took alms out of the stipends and sat on a throne with the people below him ... He used forced labour for his building projects ... He was the first to turn this matter [the caliphate] into mere kingship.[242]

Al-Baladhuri calls him the 'Khosrow of the Arabs' (Kisra al-Arab).[243] 'Khosrow' was used by the Arabs as a reference to Sasanian Persian monarchs in general, who the Arabs associated with worldly splendor and authoritarianism, as opposed to the humility of Muhammad.[244] Mu'awiya was compared to these monarchs mainly because he appointed his son Yazid as the next caliph, which was viewed as a violation of the Islamic principle of shura and an introduction of dynastic rule on par with the Byzantines and Sasanians.[239][243] The civil war that erupted after Mu'awiya's death is asserted to have been the direct consequence of Yazid's nomination.[239] In the Islamic tradition, Mu'awiya and the Umayyads are given the title of malik (king) instead of khalifa (caliph), though the succeeding Abbasids are recognized as caliphs.[245]

The contemporary non-Muslim sources generally present a benign image of Mu'awiya.[126][239] The Greek historian Theophanes calls him a protosymboulos, 'first among equals'.[239] According to Kennedy, the Nestorian Christian chronicler John bar Penkaye writing in the 690s "has nothing but praise for the first Umayyad caliph ... of whose reign he says 'the peace throughout the world was such that we have never heard, either from our fathers or from our grandparents, or seen that there had ever been any like it'".[246]

Muslim view

In contrast to the four earlier caliphs, who are considered as models of piety and having governed with justice, Mu'awiya is not recognized as a rightly-guided caliph (khalifa rashid) by the Sunnis.

Qur'anic revelation (katib al-wahi). On these accounts, he is also respected.[248][249] Some Sunnis defend his war against Ali holding that although he was in error, he acted according to his best judgment and had no evil intentions.[250]

Mu'awiya's war with Ali, whom the Shia hold as the true successor of Muhammad, has made him a reviled figure in Shia Islam. According to the Shia, based on this alone Mu'awiya qualifies as an unbeliever, if he was a believer to begin with.[249] In addition, he is held responsible for the killing of a number of Muhammad's companions at Siffin, having ordered the cursing of Ali from the pulpit, appointing Yazid as his successor, who went on to kill Husayn at Karbala, executing the pro-Alid Kufan nobleman Hujr ibn Adi,[251] and assassinating Hasan by poisoning.[252] As such, he has been a particular target of Shia traditions. Some traditions hold him to have been born of an illegitimate relationship between Abu Sufyan's wife Hind and Muhammad's uncle Abbas.[253] His conversion to Islam is held to be devoid of any conviction and to have been motivated by convenience after Muhammad conquered Mecca. On this basis he is given the title of taliq (freed slave of Muhammad). A number of hadiths are ascribed to Muhammad condemning Mu'awiya and his father Abu Sufyan in which he is called "an accursed man (la'in) son of an accursed man" and prophesying that he will die as an unbeliever.[254] Unlike the Sunnis, the Shia deny him the status of a companion[254] and also refute the Sunni claims that he was a scribe of the Qur'anic revelation.[249] Like other opponents of Ali, Mu'awiya is cursed in a ritual called tabarra, which is held by many Shia to be an obligation.[255]

Amid rising

Ismaili Shia Fatimid caliphs introducing measures opposed to Mu'awiya's memory and opponents of the government using him as a tool to berate the Shia.[257]

Notes

  1. ^ According to al-Baladhuri, Abu Sufyan owned a village in the Balqa region, which formed part of the Damascus district. The 13th-century Syrian geographer Yaqut al-Hamawi identified it as a village called Biqinis.[11]
  2. companions of Muhammad who reports in the early Islamic sources connect to the city's conquest, are mentioned as witnesses. The date of the inscription is several years after Abu Ubayda's death and roughly corresponds with the death of Abd al-Rahman, but coincides with the governorship of Mu'awiya, who was a scribe. Sharon thus surmises the inscription was a legal document written by Mu'awiya to commemorate the surrender.[14]
  3. ^ According to the historian Khalil Athamina, Caliph Umar's efforts to make the native Syrian Arab tribes the foundation of Syria's defense from a Byzantine counterattack was the main cause of Khalid ibn al-Walid's dismissal from the general command in Syria and the subsequent recall to Iraq of the numerous tribesmen in Khalid's army, who were likely perceived as a threat by the Banu Kalb and its allies, in 636.[28] The Quraysh and the early Muslim elite sought to secure Syria, with which they had long been acquainted, for themselves and encouraged the nomadic Arab late converts among the Muslim troops to immigrate to Iraq.[29] According to Madelung, Umar may have promoted Yazid and Mu'awiya as guarantors of the Caliphate's authority in Syria against the growing "strength and high ambitions" of the South Arabian, aristocratic Himyarites, who had played a prominent role in the Muslim conquest.[17]
  4. Nu'man ibn Bashir al-Ansari.[34]
  5. Marwan ibn al-Hakam in his internal decision-making.[55] Uthman demanded that the surplus revenue from the conquered lands, which had been declared state property by Umar but remained under the control of the conquering tribesmen, be forwarded to Medina. He also made land grants to his relatives and other prominent Qurayshites.[54]
  6. ^ Historically, the term fitna came to mean a civil war or rebellion which causes rifts in the unified Muslim community and endangers believers' faith.[61]
  7. ^ The consensus in the early Muslim sources holds that Caliph Ali's Iraqi forces gained the advantage during the battle prompting the Syrians to appeal for a settlement by arbitration. This is contrasted by a number of early non-Muslim sources, including Theophanes the Confessor, according to whom the Syrians were victorious, an assertion supported by Umayyad court poetry.[56][80]
  8. ^ The Christian pilgrim Arculf visited Jerusalem between 679 and 681 and noted that a makeshift Muslim prayer house built of beams and clay with a capacity for 3,000 worshipers had been erected on the Temple Mount, while a Jewish midrash holds that Mu'awiya rebuilt the Temple Mount's walls. The mid-10th-century Arabic chronicler al-Mutahhar ibn Tahir al-Maqdisi explicitly states that Mu'awiya built a mosque on the site.[135]
  9. ^ The claim that Mu'awiya had Abd al-Rahman ibn Khalid poisoned by his Christian doctor Ibn Uthal is found in the medieval Islamic histories of al-Mada'ini, al-Tabari, al-Baladhuri and Mus'ab al-Zubayri, among others[195][196] and is accepted by historian Wilferd Madelung,[195] while historians Martin Hinds and Julius Wellhausen consider Mu'awiya's role in the affair as an allegation of the early Muslim sources.[196][197] The Orientalists Michael Jan de Goeje and Henri Lammens dismiss the claim;[198][199] the former called it an "absurdity" and "incredible" that Mu'awiya "would have deprived himself of one of his best men" and the more likely scenario was that Abd al-Rahman ibn Khalid had been ill and Mu'awiya attempted to have him treated by Ibn Uthal, who was unsuccessful. De Goeje further doubts the credibility of the reports as they originated in Medina, the home of his Banu Makhzum clan, rather than Homs where Abd al-Rahman ibn Khalid had died.[198]
  10. ^ Hind bint Utba, the granddaughter of Umayya's brother Rabi'a, was the mother of Mu'awiya, Hanzala and Utba.

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Bibliography

Further reading

  • Shahin, Aram A. (2012). "In Defense of Muʿāwiya ibn Abī Sufyān: Treatises and Monographs on Muʿāwiya from the Eighth to the Nineteenth Centuries". In .
Mu'awiya I
Umayyad Dynasty
Born: 602 Died: 26 April 680
Preceded by
Umayyad Caliph

661–680
Succeeded by