Richard Lachmann

Richard Lachmann (May 17, 1956 – September 19, 2021) was an American sociologist and specialist in comparative historical sociology who was a professor at University at Albany, SUNY.^[1]

Lachmann is best known as the author of the book, "Capitalists in Spite of Themselves", which has been awarded several prizes, including the American Sociological Association Distinguished Scholarly Book Award. In this work, Lachmann shows that relations among elites rather than class struggle, or any other set of factors proposed by other historians, primarily determined the creation or non-creation of capitalism in early modern Europe. Later, he used his elite conflict theory to analyze the political crisis in the United States. He died after a heart attack in 2021 at the age of 65.^[2]

Early life and education

Lachmann was born in New York to Jewish parents who had escaped from Nazi Germany.^[1] "Each of them had a parent who was killed by the Nazis so I grew up with an understanding of Nazism and an appreciation of US liberal democracy." - he recalled many years later.^{[citation needed]} Richard's father, Karl Eduard Lachmann, worked for the United Nations; mother, Lotte Becker Lachmann, taught French at a community college. Richard has a younger brother and sister.^[3]

Lachmann graduated from the

Lachmann recalled that after reading Marx's "Capital" he had the feeling that in this work were the answers to his questions, in the form of historical analysis. The young scientist was highly influenced by modernization theory, which then was the dominant approach in Princeton University's sociology department. By his own admission, it took him a few years to realize that modernization is not the same as capitalism. At Harvard, which gave graduate students almost total freedom to design and pursue their own research projects, Lachmann could focus on the question that interested him most: the genesis of capitalism. He believed that only if we understand the origins of this social formation, can we fully understand the current trends of its development.^[6] Having familiarized with the works of the major historians and sociologists who have studied the subject of the genesis of capitalism, Lachmann came to the conclusion that none of their works offered a convincing explanation for the differences in capitalist development across nations. As he developed his own theory, Lachmann realized "that Marx and later Marxists asked the right questions but that the answers required a heavy dose of Weberian and elitist analysis".^[5]

The conflict of elites and the genesis of capitalism in England

In his first monograph "From manor to the market" (1987) Lachmann put forward the idea that the genesis of capitalism in England was not due to class conflict (as the Marxists supposed), or the expansion of foreign trade (as the Weberians and some Marxists believed), but instead was the result of a chain of contingent elite conflicts, an outcome which could not be foreseen by anyone. Lachmann analyzed the interactions of conflict at the national level (between the Crown, the Church and the magnates), and at the local level (between commercial farmers, landowners and tenants). During the Reformation, Henry VIII dealt a crushing blow to the church, secularized monastic lands and confiscated church property. Trying not to let the land, alienated from the Church, fall into the hands of magnates, the Crown limited their local power. This strengthened the gentry, who privatized common lands and extinguished tenant rights in order to block crown efforts to reclaim agrarian lands, power and income. The inadvertent results of these political maneuvers were the formation of a large landless class and an agrarian revolution that provided the resources for

The book was highly appreciated by both sociologists and historians. Peter Bearman praised the originality of ideas and its logical, well-structured presentation.^[7] Retha Warnicke commended the work with the words: "his provocative and clearly stated analysis responds to questions left unanswered by the other theories".^[8] The most critical was a well-known British historian, an expert on agrarian history of England, Joan Thirsk, whom Lachmann had critiqued in the book for neglecting to take the high inflation of that era into her analysis. Thirsk chided the author for relying on secondary sources and a stubborn desire to subordinate historical facts to sociological concepts.^[9]

Elite conflict in medieval Europe

In his next book, "Capitalists in Spite of Themselves: Elite Conflict and Economic Transitions in Early Modern Europe" (2000), Lachmann consistently applies his theoretical model to cases beyond that of England: France, Spain, the Netherlands, and

British historian Rosemary Hopcroft and American sociologist Jack Goldstone have criticized this book. Hopcroft noted two important points: 1) it was absolutely unclear for her why the gentry, occupying a dominant position in the society, did not become rentiers, but instead continued to participate actively in the production of surplus product; 2) secondly, according to Hopcroft, capitalism had the strongest positions in that places where there had always been few of communal rights to land and control of the elites has been extremely weak.[10]

Jack Goldstone, a leading representative of the California School, stating that until the mid-19th century, there was no difference in the agricultural development of Europe and China, considered almost all Lachmann arguments inconclusive, including his analysis of the difference between horizontal and the vertical absolutism. Goldstone rejects Lachmann's claim that elite conflict was the driving force of social change and instead suggests that European development took off only after an "ideological and epistemological break", which is more related to the fields of science and philosophy than to the economy or elite and class relations.^[11]

Elites and hegemonic decline in the contemporary United States

Lachmann was applying his elite conflict theory to the contemporary United States.

Lachmann found that since the 1980s national and state level elites combined through mergers and changes in governmental regulations. This unity allowed elites to block state reforms and to appropriate ever more resources from the mass of Americans while starving the state of revenues. This elite autarky parallels in crucial ways the elite structures of Spain, France, and the Netherlands when they failed to achieve or lost hegemony. He argued that even if a new hegemon doesn't emerge, the U.S. will not be able to mobilize the resources and channel state power to ensure that it can govern the world geo-politically or manage the global economy. The U.S. created financial bubble that led to the 2008 crash is likely to be repeated in different forms, further undermining America's ability to finance hegemonic projects or to win the consent of other nations to its policies.^[12][13]

Synthesizing works

In the period from 2010 to 2013 Lachmann has released two books that synthesize the state of fields.. In "States and Power," he provides an overview of the existing scientific theories on the origins of states, the varying capacities of states to effect economic development, to exert geo-political power, to offer social welfare benefits, to shape national cultures, and on the role of ordinary citizens to influence state policies.

In his book, "What is the historical sociology?" Lachmann reviews and critiques historical studies of the origins of capitalism, revolutions and social movements, states, empires, inequality, and gender. He discusses how the strengths and weaknesses of work in those areas suggest ways in which historical sociology can be developed most fruitfully. Lachmann was researching media coverage of war deaths in the United States and Israel from the 1960s to the present.

Major works

Books

• From Manor to Market: Structural Change in England, 1536–1640. University of Wisconsin Press, 1987.
• Capitalists in Spite of Themselves: Elite Conflict and Economic Transitions in Early Modern Europe. Oxford University Press, 2000.
• States and Power. Polity Press, 2010
• What Is Historical Sociology? Polity Press, 2013.
• First-Class Passengers on a Sinking Ship: Elite Politics and the Decline of Great Powers. Verso Books, 2020.

Articles

• Lachmann, Richard. Feudal Elite Conflict and the Origins of English Capitalism // Politics and Society. — 1985. — Vol. 14, no. 3. — P. 349—378.
• "Absolutism's Antinomies: Class Formation, State Fiscal Structures and the Origins of the French Revolution (with Julia Adams) in Political Power and Social Theory, volume 7 (1988) pp. 135–75.
• Lachmann, Richard. Graffiti as Career and Ideology // American Journal of Sociology. — 1988. — Vol. 94, no. 2. — P. 229—250.
• Lachmann, Richard. The Origins of Capitalism and the State in Western Europe // Annual Review of Sociology. — 1989. — Vol. 15. — P. 47—72.
• "Elite Conflict and State Formation in Sixteenth and Seventeenth Century England and France" in American Sociological Review, volume 54, №2, April, 1989, pp. 141–162.
• "Class Formation without Class Struggle: An Elite Theory of the Transition to Capitalism" in American Sociological Review, volume 55, №3, June, 1990, pp. 398–414.
• "Making History From Above and Below: Elite and Popular Perspectives on Politics" (with Nelson Pichardo) in Social Science History 18:4 (Winter 1994), pp. 497–504. Introduction to a special section on this topic which we edited and which appeared in the winter 1994 and Spring 1995 issues of the journal.
• Lachmann, Richard. Comparisons Within a Single Social Formation: A Critical Appreciation of Perry Anderson's Lineages of the Absolutist State // Qualitative Sociology. — 2002. — Vol. 25, no. 1. — P. 83—92. — DOI:10.1023/A:1014308324923.
• "Elite Self-Interest and Economic Decline in Early Modern Europe" in American Sociological Review, volume 68, №3, June 2003, pp. 346–372.
• "Greed and Contingency: State Fiscal Crises and Imperial Failure in Early Modern Europe" in American Journal of Sociology, volume 115, №1, July 2009, pp. 39–73. [Chinese translation in Fudan Political Science Review, vol. 7, 2009, pp. 105–33.]
• "Nationalism in a Post-Hegemonic World" in Review XXXIV, 3, 2011, pp. 259–83.
• "The Roots of American Decline" in Contexts, volume 10, №1, winter 2011, pp. 44–49.
• "Between a Rock and a Hard Place" in Contexts, volume 11, №3, summer 2012, pp. 20–21.
• "Toward a Sociology of Wealth: Definitions and Historical Comparisons" in Sociologia: Revista da Faculdade de Letras da Universidade do Porto (Portugal), volume 26 (2013), pp. 11–36.
• "Hegemons, Empires, and their Elites" in Sociologia, Problemas e Práticas (Portugal), no. 75, 2014, pp. 9–38.
• "Museums in the New Gilded Age: Collector Exhibits in New York Art Museums, 1945–2010." (with Emily Pain and Anibal Gauna), in Poetics 43 (2014) 60-69.
• "From Consensus to Paralysis in the United States, 1960–2012" in Political Power and Social Theory 26 (2014), pp. 195–233.
• "The Changing Face of War in Textbooks: Depictions of World War II and Vietnam, 1970–2009" (with Lacy Mitchell), in Sociology of Education Vol. 87, №3 (2014), pp. 188–203.
• "States, Citizen Rights and Global Warming" forthcoming in Revue Internationale de Philosophie, vol. 70, №275 (March 2016).
• "Neoliberalism, the Origins of the Global Crisis, and the Future of States" forthcoming in Sociology of Development Handbook, edited by Gregory Hooks (University of California Press).
• "Why We Fell: Declinist Writing and Theories of Imperial Failure in the Longue Durée" (with Fiona Rose-Greenland) forthcoming in Poetics.
• "Neoliberalism, the Origins of the Global Crisis, and the Future of States" pp. 463–84 in The Sociology of Development Handbook, edited by Gregory Hooks (University of California Press, 2016).
• "The Culture of Sacrifice in Conscript and Volunteer Militaries: The U.S. Medal of Honor from the Civil War to Iraq, 1861–2014" (with Abby Stivers) in American Journal of Cultural Sociology, Vol. 4, №3 (October 2016), pp. 323–58.
• "The Comparative Study of Empires" forthcoming in Sage Handbook of Political Sociology, edited by Stephen Turner and William Outhwaite.

Awards and honors

• 2001 Distinguished Publication Award from the Political Sociology Section of the American Sociological Association
• 2002 Barrington Moore Best Book Award Honorable Mention from the Comparative Historical Sociology Section of the American Sociological Association (for "Capitalists in Spite of Themselves")
• 2003 Distinguished Scholarly Publication Award of the American Sociological Association (for "Capitalists in Spite of Themselves")

References

External links

• Official page
• Scrapbook in Richard Lachmann's Memory