Empire of Nicaea

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Empire of Nicaea
Βασιλεία Ῥωμαίων
Ελλάς
 (
Emperor
 
• 1204–1222
Theodore I Laskaris
• 1222–1254
John III Doukas Vatatzes
• 1254–1258
Theodore II Laskaris
• 1258–1261
John IV Laskaris
• 1259–1261
Michael VIII Palaiologos
Historical eraHigh Middle Ages
• Established
1204
• Disestablished
July 1261
Preceded by
Succeeded by
Byzantine Empire under the Angelos dynasty
Empire of Thessalonica
Byzantine Empire under the Palaiologos dynasty

The Empire of Nicaea (Greek: Βασιλεία Ῥωμαίων) or the Nicene Empire[4] was the largest of the three Byzantine Greek[5][6] rump states founded by the aristocracy of the Byzantine Empire that fled when Constantinople was occupied by Western European and Venetian armed forces during the Fourth Crusade, a military event known as the Sack of Constantinople. Like the other Byzantine rump states that formed due to the 1204 fracturing of the empire, such as the Empire of Trebizond and the Despotate of Epirus, it was a continuation of the eastern half of the Roman Empire that survived well into the medieval period. A fourth state, known in historiography as the Latin Empire, was established by an army of Crusaders and the Republic of Venice after the capture of Constantinople and the surrounding environs.

Founded by the Laskaris family,[6] it lasted from 1204 to 1261, when the Nicenes restored the Byzantine Empire in Constantinople after its recapture. Thus, the Nicene Empire is seen as a direct continuation of the Byzantine Empire, as it fully assumed the traditional titles and government of the Byzantines in 1205.

The Despotate of Epirus contested the claim in 1224 and became the Empire of Thessalonica, but was forced to renounce their claim by the Nicenes in 1242. The Empire of Trebizond, which declared its independence a few weeks before the Sack of Constantinople in 1204, eventually withdrew all claims to being a continuation of the Byzantine Empire in the Treaty of 1282.

History

Foundation

In 1204,

Theodore I Lascaris, the son-in-law of Emperor Alexios III Angelos, was proclaimed emperor, but he too, realizing the situation in Constantinople was hopeless, fled to the city of Nicaea in Bithynia
.

The

Nicaea, however, was the closest to the Latin Empire and was in the best position to attempt to re-establish the Byzantine Empire.

Theodore Lascaris was not immediately successful, as

Baldwin I in the Battle of Adrianople, because Henry was recalled to Europe to defend against invasions from Tsar Kaloyan of Bulgaria.[8]
Theodore also defeated an army from Trebizond, as well as other minor rivals, leaving him in charge of the most powerful of the successor states.

Numerous truces and alliances were formed and broken over the next few years, as the Byzantine successor states, the Latin Empire, the

Marmara Sea coast in the subsequent Treaty of Nymphaeum. The Nicenes were compensated for this territorial loss when, in 1212, the death of David Komnenos allowed their annexation of his lands in Paphlagonia.[9]

In 1205, Theodore assumed the traditional titles of the Byzantine emperors. Three years later, he convoked a church council to elect a new Orthodox

John III Ducas Vatatzes

Expansion

The accession of Vatatzes was initially challenged by the Laskarids, with the sebastokratores Isaac and Alexios, brothers of Theodore I, seeking the aid of the Latin Empire. Vatatzes prevailed over their combined forces, however, in the Battle of Poimanenon, securing his throne and regaining almost all of the Asian territories held by the Latin Empire in the process.

In 1224, the Latin

Ivan Asen II of Bulgaria
, allowing him to extend his influence over Thessalonica and Epirus.

In 1242, the

Constance II of Hohenstaufen, daughter of Frederick II
. In 1246, John attacked Bulgaria and recovered most of Thrace and Macedonia, and proceeded to incorporate Thessalonica into his realm. By 1248, John had defeated the Bulgarians and surrounded the Latin Empire. He continued to take land from the Latins until his death in 1254.

Michael VIII) in 1259, and soon defeated a combined invasion by Manfred, the Despot of Epirus, and the Latin Prince of Achaea at the Battle of Pelagonia
.

Recapture of Constantinople

Michael VIII Palaeologus
to celebrate the liberation of Constantinople from the Latin army, and the restoration of the Byzantine Empire.

In 1260, Michael began the assault on Constantinople itself, which his predecessors had been unable to do. He allied with Genoa, and his general Alexios Strategopoulos spent months observing Constantinople in order to plan his attack. In July 1261, as most of the Latin army was fighting elsewhere, Alexius was able to convince the guards to open the gates of the city. Once inside he burned the Venetian quarter (as Venice was an enemy of Genoa, and had been largely responsible for the capture of the city in 1204).

Michael was recognized as emperor a few weeks later, restoring the Byzantine Empire. Achaea was soon recaptured, but Trebizond and Epirus remained independent Byzantine Greek states. The restored empire also faced a new threat from the Ottomans, when they arose to replace the Seljuks.

Aftermath

After 1261, Constantinople once more became the capital of the Byzantine Empire.[10] The territories of the former Empire of Nicaea were stripped of their wealth, which was used to rebuild Constantinople and to fund numerous wars in Europe against the Latin states and Epirus. Soldiers were transferred from Asia Minor to Europe, leaving the old frontier relatively undefended. Raids by Turkish ghazis were left unchecked, and the frontier was increasingly overrun.

The usurpation of the legitimate Laskarid ruler John IV Laskaris by Michael VIII Palaiologos in 1261 alienated much of the populace against the restored Byzantine Empire at Constantinople. John IV was left behind at Nicaea, and was later blinded on Michael's orders on his eleventh birthday, 25 December 1261. This made him ineligible for the throne, and he was exiled and imprisoned in a fortress in Bithynia. This action led to the excommunication of Michael VIII Palaiologos by the Patriarch Arsenius Autoreianus, and a later revolt led by a Pseudo-John IV near Nicaea.

The subsequent history of the former territory of the Empire of Nicaea is one of gradual conquest by the Turks. After the death of Michael VIII in 1282, Turkish raids turned into permanent settlement and the establishment of Turkish beyliks on former Byzantine territory. While the emperor Andronikos II made some efforts to retrieve the situation, these were unsuccessful. By c. 1300, nearly the whole of the former Empire of Nicaea had been conquered by the Turks, with only a tiny strip of territory directly opposite Constantinople clinging on. The final end of Byzantine Asia Minor came with the fall of Bursa in 1326, Nicaea in 1331 and Nicomedia in 1337.

Military

The Nicene Empire consisted of Byzantium's most highly populated Greek region, with the exception of Thrace which was under Latin/Bulgar control. As such, the Empire was able to raise a reasonably numerous military force of around 20,000 soldiers at its height – numbers recorded as participating in its numerous wars against the Crusader states.

The Nicenes continued some aspects of the

Manuel
and his predecessors had fielded. Western Asia Minor had access to the sea, making it wealthier than most of the splinter states around and in time became the most powerful state in the region, if only for a short period.

Ideology and Hellenism

The court of the Nicene state widely used the term "Hellenes" instead of the earlier "Romans" to describe its Greek speaking population.[11] Contemporaries preferred the use of "Hellas" or the adjective "Hellenikon" for the Empire of Nicaea.[12][13] As such, Emperor Theodore Laskaris sometimes replaced the terms Romaioi (Romans) and Graikoi by Hellenes.[14] Emperor Theodore II describes his realm as the new Hellas.[15] Patriarch Germanos II used in official correspondence with the western world the term: "Graikoi" to describe the local population and "Empire of the Greeks" (Greek: Βασιλεία των Γραικών) as the name of the state. During that time there was a concerted ethnic Greek self-identification initiative.[16]

Some scholars see the Nicene empire period as an indication of rising ethnic Hellenic consciousness and Greek nationalism. However, these scholars caution that a rise in ethnic consciousness did not affect the official imperial ideology.[17] In the official ideology, the traditional view of Byzantium as the Roman Empire was not overturned, as the usage of the word Rhomaioi for subjects of the Nicene emperors demonstrates.[17] The official ideology of the Nicene Empire was one of reconquest and militarism, which was not to be seen in later 14th-century Palaiologan rhetoric.[18]

The ideology of 13th-century Nicaea was characterized by belief in the continued significance of Constantinople and the hope to recapture the city, drawing less on claims of political universalism or Hellenic nationalism than on Old Testament ideas of Jewish providence. The emperor in this period is frequently compared to

Pillar of Fire" that guides God's people to the Promised Land, e.g. in a speech delivered by Theodore I Laskaris, written by Niketas Choniates.[20]

The rhetoric of this period also glorified war and the reconquest of Constantinople using images not drawn from the Old Testament. For example, in his panegyric of Theodore I Laskaris, Choniates describes a battle with a Seljuk sultan as a battle between Christianity and Islam, rhetorically comparing the wounds of Theodore, who had himself slain an enemy commander, to those of Christ on the cross.

plenary indulgence. However, the granting of such indulgences was short-lived, and many of the possible crusader influences seem to have dropped off after 1211.[21]

The Byzantines of the 13th century also drew parallels between the situation of the empire after 1204 and that of Classical Greeks. This evidence has helped to strengthen the view of some scholars, such as A. E. Vacalopoulos, who see these references, combined with a re-evaluation of Byzantium's classical past, to be the genesis of Greek nationalism.

John III Vatatzes as another battle of Marathon or Salamis.[23] In much the same way, Theodore II Laskaris compared his father's victories to those of Alexander the Great and proceeded to extol the martial values of contemporary "Hellenes".[24]

In addition, during this period there seems to have been a shift in how the word "Hellene" was used in Byzantine parlance. Up to this point, "Hellene" had borne a negative connotation and was in particular associated with the remnants of paganism. In this period, however, both the terms "Graikoi" and "Hellenes" appear to enter into the diplomatic usage of the empire as a form of religious and ethnic self-identification, spurred by a desire to differentiate the empire and its citizens from the Latins.

Patriarch Germanus II of Constantinople in particular exemplifies this new vision of ethnic and religious identity. His letters equate good birth with the purity of his Hellenistic ancestry, placing more value in his Hellenistic linguistic and ethnic background than in any association with Constantinople, and showing his contempt for the Latins who prided themselves on possessing the city. There is a debate among scholars regarding the exact timing of the shift in meaning of the word Hellene. Roderick Beaton, considering the evidence of the usage of the term "Hellenes" in the 12th century, sees the re-evaluation of the term as occurring before the loss of Constantinople in 1204. In addition, unlike Vacalopoulos,[26] Beaton sees not the birth of Greek nationalism, but rather an embryonic "ethnic" awareness, primarily based around language.[27]

Michael Angold notes that the ideology of the period displays the ability of the Byzantines to react and adapt to changing cultural and political circumstances, including exile, and that the ideological developments of this period were, for the most part, cut short and discarded by the restored empire of the

Michael VIII returned to the ideology of earlier periods.[28]

Emperors

See also

Citations

  1. ^ Stavridou-Zafraka, Alkmeni (2015). "Byzantine Culture in Late Mediaeval Greek States". Βυζαντιακά. 32: 211.
  2. .
  3. . Theodoros Laskaris totally avoids the terms Latinoi in his letters and uses Italoi instead, he also replaces the terms Romaioi (Romans) and Greek by Hellenes.
  4. .
  5. ^ The Columbia history of the world by John Arthur Garraty, Peter Gay (1972), p. 454: "The Greek empire in exile at Nicaea proved too strong to be driven out of Asia Minor, and in Epirus another Greek dynasty defied the intruders".
  6. ^ a b A Short history of Greece from early times to 1964 by W. A. Heurtley, H. C. Darby, C. W. Crawley, C. M. Woodhouse (1967), p. 55: "There in the prosperous city of Nicaea, Theodoros Laskaris, the son in law of a former Byzantine Emperor, establish a court that soon become the Small but reviving Greek empire."
  7. ^ Michael Panaretos, Chronicle, ch. 1. Greek text in Original-Fragmente, Chroniken, Inschiften und anderes Materiale zur Geschichte des Kaiserthums Trapezunt, part 2; in Abhandlungen der historischen Classe der königlich bayerischen Akademie 4 (1844), abth. 1, pp. 11; German translation, p. 41
  8. ^ Alice Gardiner, The Lascarids of Nicaea: The Story of an Empire in Exile, 1912, (Amsterdam: Adolf M. Hakkert, 1964), pp. 75–78
  9. ^ Angold 1999, p. 547.
  10. ^ Geanakoplos 1989, p. 173.
  11. ^ Bialor, Perry (2008). "Chapter 2, Greek Ethnic Survival Under Ottoman Domination". ScholarWorks@UMass Amherst: 73.
  12. . The Empire of Nicaea, in particular, was seen as the Hellenikon, or as Hellas
  13. ^ Stavridou-Zafraka, Alkmeni (2015). "Byzantine Culture in Late Mediaeval Greek States". Βυζαντιακά. 32: 211.
  14. . Theodoros Laskaris totally avoids the terms Latinoi in his letters and uses Italoi instead, he also replaces the terms Romaioi (Romans) and Greek by Hellenes.
  15. ]
  16. .
  17. ^ a b Angelov, Dimiter. Imperial ideology and political thought in Byzantium (1204–1330). Cambridge: University Press, 2007. p. 95 Also Kaldellis, Anthony. Hellenism in Byzantium : the transformations of Greek identity and the reception of the classical tradition. Cambridge: University Press, 2007.
  18. ^ Angelov, pp. 99–101
  19. ^ Angold, Michael. A Byzantine government in exile : government and society under the Laskarids of Nicaea, 1204–1261. London: Oxford University Press, 1975. p. 13
  20. ^ Angelov, p. 99
  21. ^ a b Angelov, p. 100
  22. ^ Angold, Michael. "Byzantine 'Nationalism' and the Nicaean Empire." Byzantine and Modern Greek Studies, 1 (1975) pp. 51–52
  23. ^ Angold, p. 29
  24. ^ Angelov, p. 97
  25. ^ Angelov, pp. 96–97
  26. ^ A. E. Vacalopoulos, The Origins of the Greek Nation:the Byzantine Period (1204–1461) (New Brunswick, 1970).
  27. ^ Beaton, Roderick. "Antique Nation? 'Hellenes' on the Eve of Greek Independence and in Twelfth-Century Byzantium," Byzantine and Modern Greek Studies, 31 (2007), pp. 76–95
  28. ^ Angold, Michael (1975). "Byzantine 'Nationalism' and the Nicaean Empire" (subscription required). Byzantine and Modern Greek Studies, 1, 1 p. 70

General and cited references