Acceptance of responsibility

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Acceptance of responsibility is a provision in the

plea agreements usually include a stipulation that the government will support granting the defendant the acceptance of responsibility reduction. The guideline states, in reference to the 2-level reduction:[2]

This adjustment is not intended to apply to a defendant who puts the government to its

constitutional
right to a trial. This may occur, for example, where a defendant goes to trial to assert and preserve issues that do not relate to factual guilt (e.g., to make a constitutional challenge to a statute or a challenge to the applicability of a statute to his conduct). In each such instance, however, a determination that a defendant has accepted responsibility will be based primarily upon pre-trial statements and conduct.

Because the vast majority of federal criminal cases are settled by plea bargains, the application of this reduction is extremely common and has a great impact on the number of prisoner-years served altogether throughout the U.S. justice system. Research indicates that the offender's race/ethnicity, controlling for offender and offense characteristics, has a significant influence on the sentence reduction for acceptance of responsibility.

epistemological problems.[5] Some courts use the "acceptance of responsibility" guideline to impose harsher punishments on defendants whose lawyers engage in aggressive forms of representation, such as making factually or legally dubious arguments, seeking tactical delays, or misleading the court.[6] Whether or not a defendant has accepted responsibility for his crime is a factual determination to which most circuits have decided to apply the "clearly erroneous" standard of review.[7] The guideline commentary states, "The reduction of offense level provided by this section recognizes legitimate societal interests. For several reasons, a defendant who clearly demonstrates acceptance of responsibility for his offense by taking, in a timely fashion, the actions listed above (or some equivalent action) is appropriately given a lower offense level than a defendant who has not demonstrated acceptance of responsibility." However, the specific "several reasons" are not provided.[2] A defendant cannot be denied the reduction in sentence provided by § 3E1.1 of the Sentencing Guidelines because he refused to make self-incriminating statements relating to conduct included in counts to which he had not pleaded guilty and which were dismissed as part of a plea agreement.[8]

References

  1. ^ Bibas, Stephanos (2001–2002), Apprendi and the Dynamics of Guilty Pleas, vol. 54, Stan. L. Rev., p. 311
  2. ^ a b U.S.S.G. §3E1.1, archived from the original on 2010-02-21
  3. doi:10.1080/07418829900094071{{citation}}: CS1 maint: multiple names: authors list (link
    )
  4. ^ United States v. Douglas (5th Cir. May 29, 2009), Text.
  5. ^ O'Hear, Michael M. (1996–1997), Remorse, Cooperation, and Acceptance of Responsibility: The Structure, Implementation, and Reform of Section 3E1.1 of the Federal Sentencing Guidelines, vol. 91, Nw. U. L. Rev., p. 1507
  6. ^ Etienne, Margareth (2003), Remorse, Responsibility, and Regulating Advocacy: Making Defendants Pay for the Sins of Their Lawyers, p. 2103
  7. ^ US v. Gonzalez, 897 F. 2d 1018 (9th Circuit 1990).
  8. ^ US v. Oliveras, 905 F. 2d 623 - Court of Appeals, 2nd Circuit 1990