HARKing
HARKing (hypothesizing after the results are known) is an acronym coined by social psychologist
Types
Several types of HARKing have been distinguished, including:
- THARKing
- Transparently hypothesizing after the results are known, rather than the secretive, undisclosed, HARKing that was first proposed by Kerr. In this case, researchers openly declare that they developed their hypotheses after they observed their research results.[4]
- CHARKing (or Pure HARKing)
- CHARKing[5] or "pure HARKing"[1] refers to the practice of constructing new hypotheses after the results are known and presenting them as a priori hypotheses.[1][5] CHARKing is often regarded as the prototypical form of HARKing.
- RHARKing
- RHARKing refers to retrieving old hypotheses from the existing literature after the results are known and presenting them as a priori hypotheses[5] Note that RHARKed hypotheses can be considered to be a priori hypotheses in the sense that they were developed and published prior to knowledge of the current research results.[5][6]
- SHARKing
- Suppressing a priori hypotheses after the results of tests of those hypotheses are known.[1][5]
- Active and passive HARKing
- Active HARKing occurs when researchers HARK prior to submitting their research report for publication. Passive HARKing occurs when researchers HARK in response to requests by editors and reviewers during the peer review process.[5]: 317
Prevalence among researchers
Concerns about HARKing appear to be increasing in the scientific community, as shown by the increasing number of citations to Kerr's seminal article.[7] A 2017 review of six surveys found that an average of 43% of researchers reported HARKing "at least once".[5] This figure may be an underestimate if researchers are concerned about reporting questionable research practices, do not perceive themselves to be responsible for HARKing that is proposed by editors and reviewers (i.e., passive HARKing), or do not recognize their HARKing due to hindsight or confirmation biases.
Researchers' motivation
HARKing appears to be motivated by a desire to publish research in a publication environment that values a priori hypotheses over post hoc hypotheses and contains a publication bias against null results. In order to improve their chances of publishing their results, researchers may secretly suppress any a priori hypotheses that fail to yield significant results, construct or retrieve post hoc hypotheses that account for any unexpected significant results, and then present these new post hoc hypotheses in their research reports as if they are a priori hypotheses.[1][8][9][5][10]
Prediction and accommodation
HARKing is associated with the debate regarding prediction and accommodation.[11] In the case of prediction, hypotheses are deduced from a priori theory and evidence. In the case of accommodation, hypotheses are induced from the current research results.[7] One view is that HARKing represents a form of accommodation in which researchers induce ad hoc hypotheses from their current results.[1][3] Another view is that HARKing represents a form of prediction in which researchers deduce hypotheses from a priori theory and evidence after they know their current results.[7]
Potential costs to science
Potential costs of HARKing include:[1]: 211
- Translating Type I errorsinto hard-to-eradicate theory
- Propounding theories that cannot (pending replication) pass Popper's disconfirmability test
- Disguising post hoc explanations as a priori explanations
- Not communicating valuable information about what did not work
- Taking unjustified statistical licence
- Presenting an inaccurate model of science to students
- Encouraging questionable practices in other grey areas
- Making us less receptive to serendipitous findings
- Encouraging adoption of narrow, context-bound new theory
- Encouraging retention of too-broad, disconfirmable old theory
- Inhibiting identification of plausible alternative hypotheses
- Implicitly violating basic ethical principles
In 2022, Rubin provided a critical analysis of Kerr's 12 costs of HARKing. He concluded that these costs "are either misconceived, misattributed to HARKing, lacking evidence, or that they do not take into account pre- and post-publication peer review and public availability to research materials and data."[7]
HARKing and the replication crisis
Some of the costs of HARKing are thought to have led to the
The
Ethical concerns
Kerr pointed out that "HARKing can entail concealment. The question then becomes whether what is concealed in HARKing can be a useful part of the 'truth' ...or is instead basically uninformative (and may, therefore, be safely ignored at an author's discretion)".[1]: 209 Three different positions about the ethics of HARKing depend on whether HARKing conceals "a useful part of the 'truth'".
The first position is that all HARKing is unethical under all circumstances because it violates a fundamental principle of communicating scientific research honestly and completely.[1]: 209 According to this position, HARKing always conceals a useful part of the truth.
A second position is that HARKing falls into a "gray zone" of ethical practice.[1][15] According to this position, some forms of HARKing are more or less ethical under some circumstances.[16][5][17][7] Hence, only some forms of HARKing conceal a useful part of the truth under some conditions. Consistent with this view, a 2018 survey of 119 USA researchers found that HARKing ("reporting an unexpected result as having been hypothesized from the start") was associated with "ambiguously unethical" research practices more than with "unambiguously unethical" research practices.[18]
A third position is that HARKing is acceptable provided that hypotheses are explicitly deduced from a priori theory and evidence, as explained in a theoretical rationale, and readers have access to the relevant research data and materials.[7] According to this position, HARKing does not prevent readers from making an adequately informed evaluation of the theoretical quality and plausibility of the HARKed hypotheses and the methodological rigor with which the hypotheses have been tested.[7][17] In this case, HARKing does not conceal a useful part of the truth. Furthermore, researchers may claim that a priori theory and evidence predict their results even if the prediction is deduced after they know their results.[7][19]
See also
References
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- ^ Barnes, Eric Christian (2022), "Prediction versus Accommodation", in Zalta, Edward N.; Nodelman, Uri (eds.), The Stanford Encyclopedia of Philosophy (Winter 2022 ed.), Metaphysics Research Lab, Stanford University, retrieved 2022-10-28
- PMID 22006061.
- PMID 31019328.
- ^ Mohseni, A. (2020). "HARKing: From misdiagnosis to misprescription" (PDF). Retrieved 12 November 2020.
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