Yarborough v. Alvarado
Yarborough v. Alvarado | |
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Holding | |
A state court considered the proper factors and reached a reasonable conclusion that a minor was not in custody for Miranda purposes during his police interview, despite the fact that the state court did not consider age or experience with law enforcement in the custody determination. | |
Court membership | |
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Case opinions | |
Majority | Kennedy, joined by Rehnquist, O'Connor, Scalia, Thomas |
Concurrence | O'Connor |
Dissent | Breyer, joined by Stevens, Souter, Ginsburg |
Yarborough v. Alvarado, 541 U.S. 652 (2004), is a
In a split decision, the Supreme Court declined to overturn the state court's conclusion about custody because it was not objectively incorrect.
Background
Crime and investigation

The
Before custodial interrogations, police are required to give suspects a Miranda warning that informs suspects of their legal rights during interrogation. However, Alvarado was not given a Miranda warning at any time during questioning.[2] This would form part of the basis for Alvarado's legal defense.
Trial and conviction
The State of California
Much of Alvarado's trial focused on whether Alvarado was in custody or not during his police interview. According to Thompson v. Keohane, to determine whether someone is in custody the courts apply a reasonable person test: whether a reasonable person would have felt free to leave or not.[6]
Petition for habeas corpus
After his conviction, Alvarado filed for a writ of habeas corpus claiming that the custody analysis was incorrect because the court had not considered Alvarado's age in its reasonable person test. Under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), a federal court can grant habeas corpus to a person held due to a state court judgment if the state court judgement "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States".[7] Alvarado's habeas corpus petition thus depended on demonstrating that the state court's custody determination was more than debatable, but objectively incorrect.
The
Oral argument
Chief Justice William Rehnquist noted early in the oral argument that the case presented two questions. First, whether the Ninth Circuit's ruling was consistent with Supreme Court precedent. Second, whether the state courts' ruling was objectively unreasonable according to AEDPA.[10] California Deputy Attorney General Deborah Chuang argued that the Ninth Circuit's ruling was not consistent with precedent because the Supreme Court had never addressed using age as a factor in custody analysis.[11] Associate Justice Stephen Breyer remarked that he thought a Supreme Court precedent was not necessary because he thought it obvious that age affects whether a reasonable person would feel free to leave.[12] John P. Elwood, at the time assistant to the Solicitor General, argued that age doesn't make a legal difference for Miranda purposes because it is a rule uniformly applied to all people[13] and that police officers should not be required to get inside the head of each suspect.[14]
Tara K. Allen, arguing for Alvarado, claimed that the state court's decision was objectively unreasonable because they did not consider the totality of the circumstances surrounding the investigation as required by Thompson v. Keohane.[15][16] Specifically, the considered circumstances of custody were not total because Alvarado's age was not considered. Associate Justice Antonin Scalia responded by saying that, according to Thompson v. Keohane, custody is an objective test[17] and subjective factors like characteristics of the individual do not matter.[18]
Opinion of the Court

Central to the reversal of the Ninth Circuit was the fact that the state court did not take into account Alvarado's age and experience with law enforcement in the custody analysis.[9] The Court made several findings on this issue. The Court held that the use of age in custody analysis had not been explicitly required by previous rulings.[22] Inexperience with law enforcement was rejected as well; the Court noted that previous opinions had rejected reliance on such factors.[23]
O'Connor's concurrence
Dissent

In the matter of Alvarado's age, Breyer found that it was relevant to the custody analysis.[28] Further, Breyer held that nothing in the law prevents a judge from including age in the custody analysis.[28] Breyer called the discussion of experience with law enforcement misleading; while experience with law enforcement can be difficult to determine, Breyer noted that Alvarado's age was a known objective fact.[29]
Reception
The case received both positive and negative reception in scholarly publications.
Support
A
Criticism
Berry Feld, professor at University of Minnesota Law School, wrote: "the Court's decision ... treated juveniles as the functional equals of adults during interrogation. Over the past quarter-century, developmental psychological research consistently has emphasized adolescents' inability to understand or exercise Miranda rights".[32] Paul Holland, professor at Seattle University School of Law, wrote that "the assumptions Justice Kennedy made in Alvarado are inapplicable to the schoolhouse context ... considering the age of a student-suspect questioned at school, would not present a significant risk of compromising the clarity the Court has sought to provide law enforcement. Officers questioning students at school are well aware of the students' status as minors".[33]
Role in subsequent decisions
Leeway granted to state courts
Yarborough v. Alvarado has been cited in subsequent Supreme Court decisions as precedent for providing state courts leeway in reaching case by case determinations for general rules.[34][35][36]
J.D.B. v. North Carolina
Though the Court rejected the argument that its previous holdings supported using age in the custody analysis,
Notes
- ^ Yarborough v. Alvarado, 541 U.S. 652 (2004).
This article incorporates public domain material from this U.S government document.
- ^ a b Yarborough v. Alvarado (Opinion) p. 7
- ^ a b Yarborough v. Alvarado (Opinion) p. 5
- ^ Yarborough v. Alvarado (Opinion) p. 5
- ^ Yarborough v. Alvarado (Opinion) p. 5
- ^ Applying an objective test to resolve the "in custody" question, the court asked whether "a reasonable person would feel he was not free to leave and break off police questioning." Thompson v. Keohane (Opinion)
- ^ 110 STAT. 1219
- ^ Alvarado v. Hickman (Opinion) p. 8
- ^ a b Alvarado v. Hickman (Opinion) p. 18–19
- ^ Yarborough v. Alvarado (Oral Argument) 2:40
- ^ Yarborough v. Alvarado (Oral Argument) 3:20
- ^ Yarborough v. Alvarado (Oral Argument) 4:40
- ^ Yarborough v. Alvarado (Oral Argument) 24:30
- ^ Yarborough v. Alvarado (Oral Argument) 31:25
- ^ Yarborough v. Alvarado (Oral Argument) 44:40
- ^ "The ultimate question"--requiring a "totality of the circumstances" assessment--"is a matter for independent federal determination. Thompson v. Keohane (Opinion)
- ^ Once the scene is set and the players' lines and actions are reconstructed, the court must apply an objective test to resolve "the ultimate inquiry": "[was] there a 'formal arrest or restraint on freedom of movement' of the degree associated with a formal arrest." Thompson v. Keohane (Opinion)
- ^ Yarborough v. Alvarado (Oral Argument) 46:20
- ^ Yarborough v. Alvarado (Opinion) p. 10
- ^ Yarborough v. Alvarado (Opinion) p. 11
- ^ Yarborough v. Alvarado (Opinion) p. 10–11
- ^ a b c Yarborough v. Alvarado (Opinion) p.12
- ^ a b Yarborough v. Alvarado (Opinion) p. 13
- ^ a b Yarborough v. Alvarado (O'Connor Concurrence) p. 1
- ^ a b J.D.B., v. North Carolina (Opinion) p. 1
- ^ Yarborough v. Alvarado (Dissent) p. 1
- ^ a b Yarborough v. Alvarado (Dissent) p. 4
- ^ a b Yarborough v. Alvarado (Dissent) p. 5
- ^ Yarborough v. Alvarado (Dissent) p. 7
- ^ Yarborough v. Alvarado: At the Crossroads of the "Unreasonable Application" Provision of the Antiterrorism and Effective Death Penalty Act of 1996 and the Consideration of Juvenile Status in Custodial Determinations p. 895
- ^ Yarborough v. Alvarado: At the Crossroads of the "Unreasonable Application" Provision of the Antiterrorism and Effective Death Penalty Act of 1996 and the Consideration of Juvenile Status in Custodial Determinations p. 896
- ^ Police Interrogation of Juveniles: An Empirical Study of Policy and Practice p. 314
- ^ Schooling Miranda: Policing Interrogation in the Twenty-First Century Schoolhouse p. 81–82
- ^ Carey v. Musladin (Kennedy Concurrence)
- ^ Knowles v. Mirzayance (Opinion) p.11
- ^ Harrington v. Richter (Opinion) p. 11
- ^ J.D.B., v. North Carolina (Syllabus) p. 3
- ^ Argument preview: Youth and Miranda rights
References
- Supreme Court of the United States (March 2004). "Yarborough v. Alvarado (Oral Argument)".
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(help) - Supreme Court of the United States (June 2004). "Yarborough v. Alvarado (Opinion)".
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(help) - Supreme Court of the United States (June 2004). "Yarborough v. Alvarado (O'Connor Concurrence)".
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(help) - Supreme Court of the United States (June 2004). "Yarborough v. Alvarado (Dissent)".
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(help) - United States Court of Appeals for the Ninth Circuit (December 2002). "Alvarado v. Hickman (Opinion)".
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(help) - Supreme Court of the United States (June 2011). "J.D.B., v. North Carolina (Syllabus)".
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(help) - Supreme Court of the United States (June 2011). "J.D.B., v. North Carolina (Opinion)".
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(help) - Supreme Court of the United States (November 1995). "Thompson v. Keohane (Opinion)".
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(help) - 104th Congress (April 1996). "Antiterrorism and Effective Death Penalty Act of 1996" (PDF).
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(help)CS1 maint: numeric names: authors list (link) - Court of Appeal, Second District, Division 4, California (September 1999). "People v. Soto (Opinion)".
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(help)CS1 maint: multiple names: authors list (link) CS1 maint: numeric names: authors list (link) - Barry C. Feld (2006). "Police Interrogation of Juveniles: An Empirical Study of Policy and Practice". The Journal of Criminal Law and Criminology. 97 (1): 219–316. JSTOR 40042825.
- Paul Holland (2006). "Schooling Miranda: Policing Interrogation in the Twenty-First Century Schoolhouse" (PDF). Loyola Law Review. 52 (39). Archived from the original (PDF) on April 26, 2012.
- Peter B. Rutledge (2005). "Miranda and Reasonableness". American Criminal Law Review. 42 (3).
- Jennifer Park (2005). "Yarborough v. Alvarado: At the Crossroads of the "Unreasonable Application" Provision of the Antiterrorism and Effective Death Penalty Act of 1996 and the Consideration of Juvenile Status in Custodial Determinations". The Journal of Criminal Law and Criminology. 95 (3): 871–904. JSTOR 3491329.
- Denniston, L. (March 22, 2011). "Argument preview: Youth and Miranda rights".
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(help) - Supreme Court of the United States (December 2006). "Carey v. Musladin (Kennedy Concurrence)".
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(help) - Supreme Court of the United States (March 2009). "Knowles v. Mirzayance (Opinion)".
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(help) - Supreme Court of the United States (January 2011). "Harrington v. Richter (Opinion)".
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External links
- Text of Yarborough v. Alvarado, 541 U.S. 652 (2004) is available from: CourtListener Findlaw Google Scholar Justia Library of Congress OpenJurist Oyez (oral argument audio)