Symphony No. 3 (Beethoven)

The Symphony No. 3 in E♭ major, Op. 55, (also Italian Sinfonia Eroica, Heroic Symphony; German: Eroica, pronounced [eˈʁoːikaː] ^ⓘ) is a symphony in four movements by Ludwig van Beethoven.

One of Beethoven's most celebrated works, the Eroica symphony is a large-scale composition that marked the beginning of the composer's innovative "middle period".^[1][2]

Composed mainly in 1803–1804, the work broke boundaries in symphonic form, length, harmony, emotional and cultural content. It is widely considered a landmark in the transition between the Classical and the Romantic era. It is also often considered to be the first Romantic symphony.^[3][4] Beethoven first conducted a private performance on 9 June 1804, and later the first public performance on 7 April 1805.

Instrumentation

Symphony No. 3 is scored for:

Form

The work is in four movements:

Depending upon the conductor's style and observation of the exposition repeat in the first movement, the performance time is between 41 and 56 minutes.^{[citation needed]}

I. Allegro con brio

The opening tutti chords

The first movement, in ³
₄ time, is in sonata form, with typical performances between 12 and 18 minutes long depending on interpretation and whether the exposition repeat is played.^{[citation needed]} Unlike the longer adagio introductions in Beethoven's first two symphonies, the movement opens with two very loud E♭ major chords, played by the whole orchestra, that establish the tonality of the movement.

The conductor Kenneth Woods has noted that the opening movement of Eroica has been inspired by and modeled on Mozart's Symphony No. 39, and shares many attributes of that earlier symphony which precedes this one by a decade and a half.^[5]

Exposition

Main theme of the first movement and its constituent motifs

The exposition has three thematic groups with varying interpretations of functionality.

1. First group (measures 3 - 44, E♭ major)
2. Second group (measures 45 - 83, B♭ major)
3. Third group (measures 84 - 155, B♭ major)

The exposition begins with the

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Principal theme of second group

The modulation to the dominant key of B♭ appears at mm. 42–44, although it is not yet fully stabilized and entrenched.^[6]: 140 Here follows a group of three or two subjects: a lyrical downward motif (mm. 45–56) in canon between oboe, clarinet, flute, and violin; a short upward scale motif (mm. 57–64) in strings with a variation; and a section beginning with rapid downward patterns in the violins (mm. 65–82).^[a]

The third theme of the second group eventually leads to a lyrical theme (m. 83), whose second half of the theme eventually builds to a loud melody (m. 109) that draws upon the earlier downward motif (m. 113). The climactic moment of the exposition arrives when the music is interrupted by six consecutive

The status of these groups is debated as to which is more important in the structure. In the traditional analysis, the three early motifs are transitional subjects to arrive at the "unusually late" lyrical theme.^[8]: 61 An alternative analysis holds that the second theme begins earlier at m. 45 with the downward motif. In this view, the traditional harmonic progression of the exposition ends at m. 82, with the new lyrical theme at m. 83 beginning an extension. This pattern would be consistent with that found later in the development, in which the climactic moment leads to a new lyrical theme that launches an extended section. Moreover, the downward motif theme (m. 45) is developed significantly in the next section while the lyrical theme (m. 83) does not appear.^[9]: 97 The early modulation to B♭ had been present in early drafts of the symphony, as was the indecisive nature of the second group.^[10]

Commenters have also observed that the sonata form and orchestration transitions would be fully preserved by cutting the third group (m. 83–143).^[6]: 140 However, others have observed that form and orchestration would also be fully preserved if the second and third subjects of the second group were cut instead (mm. 57–82),^[7] consistent with the traditional analysis.

Development

The

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New theme in development

Rather than leading to the recapitulation at this point, a new theme in E minor is then introduced instead (m. 284), beginning the second section of the development. This eventually leads to a near-doubling of the development's length, in like proportion to the exposition.^[6]: 140

At the end of the development, one horn famously appears to come in early with the main theme in E♭ (mm. 394–395), while the strings continue playing the

The first rehearsal of the symphony was terrible, but the hornist did, in fact, come in on cue. I was standing next to Beethoven and, believing that he had made a wrong entrance, I said, "That damned hornist! Can't he count? It sounds frightfully wrong." I believe I was in danger of getting my ears boxed. Beethoven did not forgive me for a long time.[11]

Recapitulation

The recapitulation starts in the tonic E♭ major as expected, but then features a sudden excursion to F major early on^[6]: 141 before eventually returning to a more typical form in the tonic. The movement concludes in a long coda with that reintroduces the new theme first presented in the development section.

II. Marcia funebre. Adagio assai

The second movement is a funeral march in the ternary form (A–B–A) that is typical of 18th-century funeral marches,^[12]: 1071 albeit one that is "large and amply developed" and in which the principal theme has the functions of a refrain as in rondo form.^[13]: 70 However, it can also be analyzed as having five parts, a combination of ternary, rondo, and sonata form:^[10]

Principal theme

1. Exposition (mm. 1 - 68);
2. Trio in major (mm. 69 - 104), False recapitulation of march (mm. 105 - 113);
3. Central section or Development (mm. 114 - 172);
4. Recapitulation (mm. 173 - 208);
5. Coda (mm. 209 - 247).

Musically, the thematic solemnity of the second movement has lent itself for use as a funeral march, proper. The movement is between 14 and 18 minutes long.

The opening A-section in C minor begins with the march theme in the strings, then in the winds. A second theme (m. 17) in the

The coda (m. 209) begins with a marching motif in the strings that was earlier heard in the major section (at mm. 78, 100)[8]^: 72 and eventually ends with a final soft statement of the main theme (m. 238) that "crumbles into short phrases interspersed with silences".^[13]: 70

III. Scherzo. Allegro vivace – Trio

Main theme of the third movement

The third movement is a lively scherzo with trio in rapid ³
₄ time. It is between 5 and 6 minutes long.^{[citation needed]}

The A theme of the outer scherzo section appears

The trio section features three horns, the first time this had appeared in the symphonic tradition.[13]^: 71 The scherzo is then repeated in shortened form,^[8]: 78 except that very notably the second occurrence of the downward unison motif is changed to duple time (mm. 381–384).^[b] The movement ends with a coda (m. 423) – with Beethoven marking the word in the score which was unusual for him – that quickly builds from pianissimo to fortissimo, encapsulating the pattern of the whole movement.^[13]: 70

IV. Finale. Allegro molto – Poco andante – Presto

Primary themes in movement 4

The fourth movement is a set of variations on a theme. It lasts between 10 and 14 minutes. ^{[citation needed]} The theme was previously used by Beethoven in earlier compositions and arguably forms the basis for the first three movements of the symphony as well (see Thematic Origins below), and the movement can be roughly divided into four parts:

1. Introduction on bass theme (mm. 1 - 75)
2. Theme and variations (mm. 76 - 380)
3. Reprise of the theme (mm. 381 - 430)
4. Coda (mm. 431 - 475)

While writing, Beethoven found himself having to reconcile the succession of the variations form with the processional sonata form found in the first movement. Thus, the final movement can be analyzed as a double variation form, with two themes (the bass theme and melody theme) being varied alternately with each other.^[14][10] Fabrizio Della Seta lays out the themes as such in the table:

The following table recounts multiple interpretations of the variations, although this list is not exhaustive:

After a short introduction on the tutti that begins with the mediant chord that transitions to the dominant seventh, the quiet theme, in E-flat major, first appears and then is subjected to a series of ten variations:

• Variation 1: The first variation repeats the theme in "arco" while a new accompaniment is introduced. (E-flat major)
• Variation 2: The next variation, containing a new triplet accompaniment, leads to: (E-flat major)
• Variation 3: Where a new melody is introduced while the theme is still played on the bass. A brief transitional passage leads to: (E-flat major)
• Variation 4: In C minor, a fugue that starts quietly and suspensefully on the strings as it builds up to a dramatic and urgent climax. (See Beethoven and C minor.)
• Variation 5: The playful fifth variation is in D major, involving a statement of the theme where the bass instruments play the first clause of the first half in a minor mode, before correcting themselves and moving to the major for the second clause. The variation also includes two virtuosic solo passages for the flute which accompany the melodic line. This directly leads to:
• Variation 6: A stormy and raging variation in G minor, reminiscent of a Romani style dance.
• Variation 7: An incomplete variation, which begins with a simple restatement of the first half of the theme in C major, before an almost immediate switch back to the minor mode in order to bring the piece into:
• Variation 8: Another fugue, now it is bright and energized, as this time it is in the tonic (E-flat major) instead of the submediant. It builds up to a climax again; the orchestra pauses on the dominant of the home key, and the theme is further developed in:
• Variation 9: At this point, the tempo slows down to Poco Andante, and the piece becomes more serene and tranquil. The theme, first stated by an oboe and then by the strings, here is contemplative and wistful, bringing a greater sense of depth to what has been heard before. During the second half, another triplet accompaniment is introduced in the higher strings, while the melodies, played by the woodwinds, are made of syncopated 16th and 8th notes. (E-flat major)
• Variation 10: The final variation, which is when the "full image" of The Eroica is heard. Triumphant and heroic plunges are constantly heard on the tutti, with the triplet accompaniment from the previous variation still present, as the melody from the third variation, now victorious and energized, is heard on the brass. (E-flat major)

The symphony ends with a coda, which takes image on all previous sections and variations of the movement. At the end of the coda, there is a "surprise", which is when the dynamic changes from pp on the flute, bassoon, and strings only to ff all of a sudden by a huge crash on the whole orchestra, as the tempo abruptly changes to Presto. A flurry of sforzandos appear, and the finale ends triumphantly with three large E-flat major chords on the tutti.

History

Beethoven began composing the third symphony soon after Symphony No. 2 in D major, Opus 36 and completed the composition in early 1804. The first public performance of Symphony No. 3 was on 7 April 1805 in Vienna.^[19]

Thematic origins

There is significant evidence that the Eroica, perhaps unlike Beethoven's other symphonies, was constructed back-to-front.^[13]: 75 The theme used in the fourth movement, including its bass line, originate from the seventh of Beethoven's 12 Contredanses for Orchestra, WoO 14,^[20] and also from the Finale to his ballet The Creatures of Prometheus, Op. 43, both of which were composed in the winter of 1800–1801.^[13]: 58 The next year, Beethoven used the same theme as the basis for his Variations and Fugue for Piano in E♭ Major, Op. 35, now commonly known as the Eroica Variations due to the theme's re-use in the symphony. It is the only theme that Beethoven used for so many separate works in his lifetime, and each use is in the same key of E♭ major.^[13]: 58

The "Wielhorsky Sketchbook", Beethoven's principal sketchbook for 1802, contains a two-page movement plan in E♭ major that directly follows the sketches for the Opus 35 Variations, which has been identified as being intended for the Third Symphony.^{[21][13]: 59 [c]} While the movement plan gives no explicit indication regarding the finale, Lewis Lockwood argues that "there cannot be any doubt that Beethoven intended from the start" to use the same theme (and bass of the theme) that he had just fleshed out in the Opus 35 Variations. Thus, it is argued that Beethoven's initial conception for a complete symphony in E♭ – including its first three movements – emerged directly from the Op. 35 Variations.^[13]: 60

The first movement's main theme (mm. 3–6) has thus been traced back to the bass line theme of the Opus 35 variations (E♭, B♭↓, B♭↑, E♭) by way of intermediate versions found in one of Beethoven's sketchbooks.^{[21][13]: 60–61} In the second movement, the combined tonality (melody and bass) of the Opus 35 theme's first four bars – E♭, B♭↓, B♭7(A♭)↑, E♭ – appears in slightly altered form as the funeral's march's second theme (E♭, B♭↓, A♭↑, E♮) (mvt. II, mm. 17–20), followed by two sudden forte B♭s that echo later elements of the theme. That same tonality then appears unaltered as the scherzo's main theme (mvt. III, mm. 93–100).^{[citation needed]}

Thus, the first three movements can be viewed as symphonic-length "variations" on the Opus 35 theme, ultimately anticipating the theme's appearance in the fourth movement. Moreover, Beethoven's choice to begin the symphony with a theme adapted from the bass line is also paralleled in the fourth movement, in which the bass theme is heard as the first variation before the main theme ultimately appears.^{[citation needed]} This again parallels the structure of the Opus 35 variations themselves. Finally, the loud E♭ chord that begins the Opus 35 variations themselves is moved here to the beginning of the first movement, in the form of the two chords that introduce the first movement.

Alternatively, the first movement's resemblance to the overture to the comic opera Bastien und Bastienne (1768), composed by twelve-year-old W. A. Mozart, has been noted.^{[8]: 59–60 [22]} It was unlikely that Beethoven knew of that unpublished composition. A possible explanation is that Mozart and Beethoven each coincidentally heard and learned the theme from elsewhere.^[23]

Dedication

Beethoven originally dedicated the third symphony to

In writing this symphony, Beethoven had been thinking of Bonaparte, but Bonaparte while he was

First Consul. At that time Beethoven had the highest esteem for him, and compared him to the greatest consuls of Ancient Rome

. Not only I, but many of Beethoven's closer friends, saw this symphony on his table, beautifully copied in manuscript, with the word "Bonaparte" inscribed at the very top of the title-page and "Ludwig van Beethoven" at the very bottom ... I was the first to tell him the news that Bonaparte had declared himself Emperor, whereupon he broke into a rage and exclaimed, "So he is no more than a common mortal! Now, too, he will tread under foot all the rights of Man, indulge only his ambition; now he will think himself superior to all men, become a tyrant!" Beethoven went to the table, seized the top of the title-page, tore it in half and threw it on the floor. The page had to be recopied, and it was only now that the symphony received the title Sinfonia eroica.[25]

An extant copy of the score bears two scratched-out, hand-written subtitles; initially, the Italian phrase Intitolata Bonaparte ("Titled Bonaparte"), secondly, the German phrase Geschriben auf Bonaparte ("Written for Bonaparte"), four lines below the Italian subtitle. Three months after retracting his initial Napoleonic dedication of the symphony, Beethoven informed his music publisher that "The title of the symphony is really Bonaparte". In 1806, the score was published under the Italian title Sinfonia Eroica ... composta per festeggiare il sovvenire di un grande Uomo ("Heroic Symphony, Composed to celebrate the memory of a great man").^[26]

Early performances and reviews

Composed from the autumn of 1803 until the spring of 1804, the earliest rehearsals and performances of the third symphony were private, and took place in the

Reviews of the work's public premiere (on 7 April 1805) were decidedly mixed. The concert also included the premiere of a Symphony in E flat major by Anton Eberl (1765–1807) that received better reviews than Beethoven's symphony.^[28][29] One correspondent describes the first reactions to the Eroica:

Musical connoisseurs and amateurs were divided into several parties. One group, Beethoven's very special friends, maintains that precisely this symphony is a masterpiece.... The other group utterly denies this work any artistic value ... [t]hrough strange modulations and violent transitions ... with abundant scratchings in the bass, with three horns and so forth, a true if not desirable originality can indeed be gained without much effort. ...The third, very small group stands in the middle; they admit that the symphony contains many beautiful qualities, but admit that the context often seems completely disjointed, and that the endless duration ... exhausts even connoisseurs, becoming unbearable to the mere amateur. To the public the symphony was too difficult, too long ... Beethoven, on the other hand, did not find the applause to be sufficiently outstanding.^[30]

One reviewer at the premiere wrote that "this new work of B. has great and daring ideas, and ... great power in the way it is worked out; but the symphony would improve immeasurably if B. could bring himself to shorten it, and to bring more light, clarity, and unity to the whole."^[31] Another said that the symphony was "for the most part so shrill and complicated that only those who worship the failings and merits of this composer with equal fire, which at times borders on the ridiculous, could find pleasure in it".^[32] But a reviewer just two years later described the Eroica simply as "the greatest, most original, most artistic and, at the same time, most interesting of all symphonies".^[33]

The finale in particular came in for criticism that it did not live up to the promise of the earlier movements. An early reviewer found that "[t]he finale has much value, which I am far from denying it; however, it cannot very well escape from the charge of great bizarrerie."^[34] Another agreed that "[t]he finale pleased less, and that "the artist often wanted only to play games with the audience without taking its enjoyment into account simply in order to unloose a strange mood and, at the same time, to let his originality sparkle thereby".^[35] An exhaustive review of the work in a leading music journal made an observation that may still be familiar to first-time listeners: "this finale is long, very long; contrived, very contrived; indeed, several of [its] merits lie somewhat hidden. They presuppose a great deal if they are to be discovered and enjoyed, as they must be, in the very moment of their appearance, and not for the first time on paper afterwards."^[36] A review of an 1827 performance in London wrote that this particular performance "most properly ended with the funeral march, omitting the other parts, which are entirely inconsistent with the avowed design of the composition".^[37]

The symphony premiered in London on 26 March 1807 at the

Manuscripts and editions

The original autograph manuscript does not survive. A copy of the score with Beethoven's handwritten notes and remarks, including the famous scratch-out of the dedication to Napoleon on the cover page, is housed in the library of the Gesellschaft der Musikfreunde in Vienna. A first published edition (1806) of Beethoven's Eroica is on display at the Lobkowicz Palace in Prague.^[38]

Several modern scholarly editions have appeared in recent decades, including those edited by Jonathan Del Mar (published by Bärenreiter), Peter Hauschild (Breitkopf & Härtel), and Bathia Churgin (Henle).

Assessment

Significance

The work is a milestone work in classical music; it is twice as long as the symphonies of

The second movement especially displays a great emotional range, from the misery of the funeral march theme, to the relative solace of happier, major-key episodes. The finale displays a similar emotional range, and is given a thematic importance then unheard of. In earlier symphonies, the finale was a quick and breezy conclusion; here, the finale is a lengthy set of variations and a fugue.[39]

Critical opinions and phrases

• Hector Berlioz discussed Beethoven's use of the horn and the oboe, in the Treatise on Instrumentation and Orchestration (1844, 1855).^[40]
• J. W. N. Sullivan said that the first movement expresses Beethoven's courage in confronting deafness; the second movement, slow and dirge-like, communicates his despair; the third movement, the scherzo, is an "indomitable uprising of creative energy"; and the fourth movement is an exuberant outpouring of energy.^[41]
• Richard Strauss presents themes similar to the funeral march, in Metamorphosen, Study for 23 Solo Strings (1945). Some academics say the 'In Memoriam' sub-title refers to Beethoven.^[42]
• Leonard Bernstein said the first two movements are "perhaps the greatest two movements in all symphonic music", in the recording Eroica (1953) and book The Infinite Variety of Music (1966).^[7][39]
• Gareth Jenkins said Beethoven was "doing for music what Napoleon was doing for society – turning tradition upside down" and embodied the "sense of human potential and freedom" of the French Revolution, in Beethoven's Cry of Freedom (2003).^[43]
• BBC Music Magazine called it the greatest symphony, based on a survey of 151 conductors in 2016.^[44]

Use as funeral music

The symphony's second movement has been played as a funeral march at state funerals, memorial services, and commemorations including:

• the funeral of German composer Felix Mendelssohn, in 1847.^[45]
• the funeral of German Field Marshal Erwin Rommel, in 1944.^[46]
• to mourn the death of US President Franklin D. Roosevelt, in 1945.^[47]
• to mourn U.S. President John F. Kennedy, in 1963.^[48]
• the funeral of the 11 Israeli athletes killed at the 1972 Summer Olympics.^[49]
• Bruno Walter performed the entire symphony as the memorial concert for conductor Arturo Toscanini, in 1957.^[50]

Cinema

Eroica, a film based in part on Ferdinand Ries' recollection of the symphony's 1804 premiere, was released in 2003.^[51]

See also

• Symphony No. 1 (Brahms)
• Beethoven Symphony No. 3 discography

Notes

References

Further reading

• Burnham, Scott (1992). "On the Programmatic Reception of Beethoven's Eroica Symphony." Beethoven Forum, vol. 1, no. 1, pp. 1–24.
• Downs, Philip G. (October 1970). "Beethoven's 'New Way' and the 'Eroica'." The Musical Quarterly, vol. 56, no. 4, pp. 585–604.
• Earp, Lawrence (1993). "Tovey's 'Cloud' in the First Movement of the Eroica: An Analysis Based on Sketches for the Development and Coda." Beethoven Forum, vol. 2, no. 1, pp. 55–84.
• Eiseman, David (1982). "A structural model for the 'Eroica' finale?" College Music Symposium, vol. 22, no. 2, pp. 138–147.
• Lockwood, Lewis (October 1981). "Beethoven's Earliest Sketches for the 'Eroica' Symphony." The Musical Quarterly, vol. 67, no. 4, pp. 457–478.
• Schleuning, Peter (1987). "Beethoven in alter Deutung der 'neue Weg' mit der 'Sinfonia eroica.'" Archiv für Musikwissenschaft, vol. 44, no. 3, pp. 165–194.
• Schleuning, Peter (1991). "Das Uraufführungsdatum von Beethovens 'Sinfonia eroica.'" Die Musikforschung, vol. 44, no. 4, pp. 356–359.
• Sheer, Miriam (Autumn 1992). "Patterns of Dynamic Organization in Beethoven's Eroica Symphony." The Journal of Musicology, vol. 10, no. 4, pp. 483–504.
• Steblin, Rita (Spring 2006). "Who Died? The Funeral March in Beethoven's 'Eroica' Symphony." The Musical Quarterly, vol. 89, no. 1, pp. 62–79.
• Wade, Rachel (October–December 1977). "Beethoven's Eroica Sketchbook." Fontes Artis Musicae, vol. 24, no. 4, pp. 254–289.
• Wen, Eric (February 2005). "Beethoven's meditation on death: the funeral march of the 'Eroica' symphony." Dutch Journal of Music Theory, vol. 10, pp. 9–25.

External links

Wikiquote has quotations related to Symphony No. 3 (Beethoven).

Wikimedia Commons has media related to Symphony No. 3 (Beethoven).

• Reviews and further information:
  • A site about the Eroica
  • Program notes for the Philadelphia Orchestra
  • Roger Dettmer. Symphony No. 3 in E-flat major ("Eroica"), Op. 55 at
    AllMusic
  • George, Christopher T. (December 1998). "The Eroica Riddle: Did Napoleon Remain Beethoven's "Hero?"". Napoleonic Scholarship. 1 (2). International Napoleonic Society.
  • Prof John A Rice. "Beethoven, Reicha and the Eroica"., article about the debate between the two men on fugal theory and practice during the symphony's gestation
• Sheet music:
  • Full score
  • Symphony No. 3: Scores at the International Music Score Library Project
• Media:
  • Eroica website from SF Symphony's 'Keeping Score' with Analysis, Background and Commentary by Michael Tilson Thomas (needs Flash).
  • Discovering Music, BBC Radio 3. Videos of an analysis and complete performance of the symphony. The analysis is by Stephen Johnson and the symphony is performed by the BBC National Orchestra of Wales, under Christophe Mangou. Listening notes for the symphony are also available here.