Themes of The Lord of the Rings
Scholars and critics have identified many themes of The Lord of the Rings, a major fantasy novel by
In addition, some modern commentators have criticised Tolkien for supposed failings in The Lord of the Rings, such as not including significant women, not being relevant to city-dwellers, not overtly showing any religion, and for racism, though others have defended Tolkien against all these charges.
Reversed quest
The Tolkien critic
Antitheses
"No careful reader of Tolkien's fiction can fail to be aware of the polarities that give it form and fiction,"[5] writes Verlyn Flieger. Tolkien's extensive use of duality and parallelism, contrast and opposition is found throughout the novel, in pairings such as hope and despair, knowledge and enlightenment, death and immortality, fate and free will, good and evil.[5]
Death and immortality
Tolkien stated in his
But I should say, if asked, the tale is not really about Power and Dominion: that only sets the wheels going; it is about Death and the desire for deathlessness. Which is hardly more than to say it is a tale written by a Man![T 1]
He commented further:
It is mainly concerned with Death, and Immortality; and the 'escapes': serial longevity, and hoarding memory.[T 2]
An appendix tells
Good and evil
The Lord of the Rings presents a sharp polarity between
Fate and free will
In the chapter "
The role of fate in The Lord of the Rings is contrasted sharply with the prominent role also given to personal choice and will. Frodo's voluntary choice to bear the Ring to Mordor is central to the plot of the whole story. Also important is Frodo's willing offer of the Ring to Gandalf, Aragorn, and Galadriel, and their willing refusal of it, not to mention Frodo's final inability to summon the will to destroy it. Thus, both will and fate play out throughout the story: from Sam's vision of old Gaffer Gamgee's wheelbarrow and the
Peter Kreeft notes that divine providence, in the form of the will of the
Gain and loss
The Tolkien scholar
Patrice Hannon, also in Mythlore, states that:
The Lord of the Rings is a story of loss and longing, punctuated by moments of humor and terror and heroic action but on the whole a lament for a world—albeit a fictional world—that has passed even as we seem to catch a last glimpse of it flickering and fading...[6]
In Hannon's view, Tolkien meant to show that beauty and joy fail and disappear before the passage of time and the onslaught of the powers of evil; victory is possible but only temporary.
Hannon compares this continual emphasis on the elegiac to Tolkien's praise for the Old English poem Beowulf, on which he was an expert, in Beowulf: The Monsters and the Critics, suggesting that he was seeking to produce something of the same effect:[6]
For it is now to us itself ancient; and yet its maker was telling of things already old and weighted with regret, and he expended his art in making keen that touch upon the heart which sorrows have that are both poignant and remote. If the funeral of Beowulf moved once like the echo of an ancient dirge, far-off and hopeless, it is to us as a memory brought over the hills, an echo of an echo.[T 3]
Environmentalism and technology
Tolkien's environmentalism and his criticism of technology has been observed by several authors. Anne Pienciak notes that technology is only employed by the forces of evil in Tolkien's works, and that he found it to be one of "the evils of the modern world: ugliness, depersonalization, and the separation of man from nature".
Andrew O'Hehir wrote in
Pride and courage
Tolkien explores the theme of "the ennoblement of the ignoble". The scholar of English literature Devin Brown links this with the Magnificat's "He hath put down the mighty from their seats, and exalted them of low degree."[25] He gives as example the humble hobbits who defeat the proud and powerful Sauron.[26] Tolkien's biographers Richard J. Cox and Leslie Jones write that the heroes who destroy the Ring and scour the Shire are "the little guys, literally. The message is that anyone can make a difference"; they call this one of Tolkien's main themes.[27]
Tolkien contrasted courage through loyal service with arrogant desire for glory. While Sam follows Frodo out of loyalty and would die for him, Boromir is driven by pride in his desire for the Ring, and would risk the lives of others for his personal glory. Likewise the refusal of the ring by Sam, Faramir, and Galadriel is a courageous rejection of power and glory and personal renown.
Addiction to power
A major theme is the corrupting influence of the
The corrupting effect of power is, according to Shippey, a modern theme, since in earlier times, power was considered to "reveal character", not alter it. Shippey quotes Lord Acton's 1887 statement:
Power tends to corrupt, and absolute power corrupts absolutely. Great men are almost always bad men[30]
Critics have argued that this theme can be found as far back as
Colin Manlove criticises Tolkien's attitude towards power as inconsistent, with exceptions to the supposedly overwhelming influence of the Ring. The Ring can be handed over relatively easily (Sam and Bilbo), and removing the Ring by force (Gollum to Frodo) does not, despite Gandalf's assertion at the beginning of the story, break Frodo's mind. The Ring also appears to have little effect on characters such as Aragorn, Legolas and Gimli.[35]
Shippey replies to Manlove's doubt with "one word":
Christianity
Applicability, not allegory
Tolkien stated in the foreword to the second edition of The Lord of the Rings that "it is neither
Christ figures
The philosopher
Christ -like attribute |
Gandalf | Frodo | Aragorn |
---|---|---|---|
Sacrificial death,
resurrection |
Dies in Moria,
reborn as Gandalf the White[c] |
Symbolically dies under Morgul-knife, healed by Elrond[d] |
Takes Paths of the Dead,
reappears in Gondor |
Saviour | All three help to save Middle-earth from Sauron | ||
threefold Messianic symbolism | Prophet | Priest | King |
Several commentators have seen Gandalf's passage through the Mines of Moria, dying to save his companions and returning as "Gandalf the White", as a symbol of the resurrection of Christ.
Hope
The motif of hope is illustrated in Aragorn's successful handling of Saruman's seeing-stone or palantír. Aragorn is given the very name of "Hope" (Sindarin "Estel"), by which he is still affectionately called by his queen, Arwen, who at the hour of his death cries out "Estel, Estel!". Only Aragorn, as the heir of Isildur, can rightfully use the palantír, while Saruman and Denethor, who have both also made extensive use of palantírs, have fallen into presumption or despair. These latter traits have been identified as the two distinct sins "against the virtue of Hope".[43]
Redemptive suffering
A specifically Catholic theme is the
Language
True language, true names
Shippey writes that The Lord of the Rings embodies Tolkien's belief that "the word authenticates the thing",
This belief, Shippey states, animated Tolkien's insistence on what he considered to be the ancient, traditional, and genuine forms of words. A modern English word like loaf, deriving directly from Old English hlāf,[58] has its plural form in 'v', "loaves", whereas a newcomer like "proof", not from Old English, rightly has its plural the new way, "proofs".[59] So, Tolkien reasoned, the proper plurals of "dwarf" and "elf" must be "dwarves" and "elves", not as the dictionary and the printers typesetting The Lord of the Rings would have them, "dwarfs" and elfs". The same went for forms like "dwarvish" and "elvish", strong and old, and avoiding any hint of dainty little "elfin" flower-fairies.[59] Tolkien insisted on the expensive reversion of all such typographical "corrections" at the galley proof stage.[59]
From language to story
Tolkien devoted enormous effort to place-names, for example making those in
He made use of several European languages, ancient and modern, including Old English for the language of Rohan and Old Norse for the names of dwarves (initially in The Hobbit), and modern English for the Common Speech, creating as the story developed a tricky linguistic puzzle. Among other things, Middle-earth was not modern Europe but that region long ages ago, and the Common Speech was not modern English but Westron. Therefore, the dialogue and names written in modern English were, in the fiction, translations from the Westron, and the language and placenames of Rohan was similarly supposedly translated from Rohirric into Old English; therefore, too, the dwarf-names written in Old Norse must have been translated from Khuzdul into Old Norse. Thus the linguistic geography of Middle-earth grew from Tolkien's purely philological or linguistic explorations.[60]
Language, peoples, and places
In addition, Tolkien invested a large amount of time and energy creating languages, especially the
That, I guess, is the language of the Rohirrim, for it is like to this land itself, rich and rolling in part, and else hard and stern as the mountains. But I cannot guess what it means, save that it is laden with the sadness of Mortal Men.[T 7]
Shippey states that Tolkien liked to suppose that there really was such a strong connection between things, people, and language, "especially if the person who spoke the language lived on the thing."
Moralisation from landscape
Tolkien describes the landscapes of Middle-earth realistically, but at the same time uses descriptions of land and weather to convey feelings and a sense of something beyond the here and now. Shippey states that "both characters and readers become aware of the extent and nature of Tolkien's moralisations from landscape"
They lie in all the pools, pale faces deep deep under the dark water, I saw them: grim faces and evil, and noble faces and sad. Many faces proud and fair, and weeds in their silver hair. But all foul, all rotting, all dead. A fell light is in them.[62][T 11]
Shippey writes that Tolkien frequently comes close to what the critic
Debated themes
The Lord of the Rings has repeatedly been attacked, as scholars such as Ralph Wood write, on the grounds that it is a story about men for boys, with no significant women, that it omits religion from its societies,[64] and that it appears to be racist. Against this, scholars have noted that women do play significant roles,[64] that the book carries a Christian message,[64] and that Tolkien was consistently anti-racist in his private correspondence.[65][66]
Sexism
The first accusation is that there are no significant female characters;
Lack of religion
Wood notes that the work contains no formal religion. Hobbits have no temples or sacrifices, though Frodo can call to
Racism
Tolkien has frequently been accused of racism; however, during the
He was glad that he could not see the dead face. He wondered what the man's name was and where he came from; and if he was really evil of heart, or what lies or threats had led him on the long march from his home.[T 14]
Straubhaar quotes the English scholar Stephen Shapiro, who wrote in The Scotsman that[74]
Put simply, Tolkien's good guys are white and the bad guys are black, slant-eyed, unattractive, inarticulate, and a psychologically undeveloped horde.[75]
Straubhaar concedes that Shapiro may have had a point with "slant-eyed", but comments that this was milder than that of many of his contemporary novelists such as John Buchan, and notes that Tolkien had in fact made "appalled objection" when people had misapplied his story to current events.[74] She similarly observes that Tjeder had failed to notice Tolkien's "concerted effort" to change the Western European "paradigm" that speakers of supposedly superior languages were "ethnically superior".[76]
See also
- J. R. R. Tolkien's influences
Notes
- ^ Other authors such as Michael N. Stanton and Lori M. Campbell agree that it is an "inverted quest".[2]
- ^ Other scholars such as Walter Scheps and Isabel G. MacCaffrey have noted Middle-earth's "spatial cum moral dimensions".[10][11]
- ^ Other commentators such as Jane Chance have compared this transformed reappearance to the Transfiguration of Jesus.[47]
- ISBN 978-1-136-78554-2.
References
Primary
- ^ Carpenter 2023, #203 to Herbert Schiro, 17 November 1957
- ^ Carpenter 2023, #211 to Rhona Beare, 14 October 1958
- )
- ^ Tolkien 1954a "Foreword to the Second Edition"
- ^ Tolkien 1954, Book 3, chapter 5 "The White Rider"
- ^ Carpenter 2023, #165 to Houghton Mifflin, June 1955
- ^ Tolkien 1954, book 3, ch. 6 "The King of the Golden Hall"
- ^ Tolkien 1954a, book 1, ch. 3 "Three is Company"
- ^ Tolkien 1954a, book 2, ch. 2 "The Council of Elrond·"
- ^ Tolkien 1954a, book 2, ch. 4 "A Journey in the Dark"
- ^ Tolkien 1954, book 4, ch. 2 "The Passage of the Marshes"
- ^ Carpenter 2023, letter #142 to Robert Murray S.J., 2 December 1953
- ^ Tolkien 1954, book 4, ch. 3 "The Black Gate is Closed"
- ^ Tolkien 1954, book 4, ch. 4 "Of Herbs and Stewed Rabbit"
Secondary
- ^ ISBN 978-0875483030.
- ISBN 978-0-7864-5655-0.
the mission is to destroy rather than to find something, what Stanton calls an 'inverted quest' in which 'Evil struggles to gain power; Good to relinquish it'
- ISBN 978-0875483030.
- ^ Shippey 2005, pp. 369–370.
- ^ ISBN 978-0-87338-744-6.
- ^ a b c d e f g Hannon, Patrice (2004). "The Lord of the Rings as Elegy". Mythlore. 24 (2): 36–42.
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- ^ Solopova 2009, p. 49.
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- ^ a b c d Kreeft, Peter J. (November 2005). "The Presence of Christ in The Lord of the Rings". Ignatius Insight. Archived from the original on 24 November 2005. Retrieved 24 October 2011.
- ^ JSTOR 26811938.
- ^ Jeffries, Stuart (19 September 2014). "Mordor, he wrote: how the Black Country inspired Tolkien's badlands". The Guardian.
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- ^ Beowulf, lines 405b–406
- ^ Shippey 2002, pp. 169–171.
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- ISBN 978-0-415-96942-0.
- ISBN 3-8260-2619-5.
- Salon. Retrieved 6 August 2020.
- Luke 1:52, King James Version
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- ^ Solopova 2009, p. 42.
- ^ Solopova 2009, p. 28.
- ^ a b c Shippey 2002, pp. 115–119.
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- ^ Shippey 2002, pp. 112–160.
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- ^ Plato; Jowett, Benjamin (2009) [360 B.C.]. The Republic. The Internet Classics Archive.
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- ^ Sommer, Mark (7 July 2004). "Addicted to the Ring". Hollywoodjesus.com – Pop Culture From A Spiritual Point of View. Retrieved 16 October 2011.
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- ^ Shippey 2005, p. 49.
- ^ Shippey 2005, pp. 191–197.
- ^ a b Shippey 2005, p. 227.
- ^ ISBN 978-0-415-86511-1.
- ^ ISBN 0-7425-3184-8.
- ^ a b c Olar, Jared L. (July 2002). "The Gospel According to J.R.R. Tolkien". Grace and Knowledge. No. 12.
- ISBN 978-1-61147-065-9.
- ^ Schultz, Forrest W. (1 December 2002). "Christian Typologies in The Lord of the Rings". Chalcedon. Retrieved 26 March 2020.
- ^ Nitzsche 1980, p. 42.
- ^ ISBN 978-0-415-86511-1.
- .
- Chelsea House Publishers. pp. 3–5.
- ^ a b Bedell, Haley (2015). "Frodo Baggins: The Modern Parallel to Christ in Literature" (PDF). Humanities Capstone Projects (Paper 24). Pacific University.
- ISBN 978-0786463886.
- ^ Dalfonzo, Gina (2007). "Humble Heroism: Frodo Baggins as Christian Hero in The Lord of the Rings". In Pursuit of Truth.
- ^ Shippey 2005, p. 63.
- ^ Shippey 2005, pp. 55–56.
- ^ a b Shippey 2005, pp. 115, 121.
- ISBN 978-0-8131-2301-1.
- ^ Clark Hall, J. R. (2002) [1894]. A Concise Anglo-Saxon Dictionary (4th ed.). University of Toronto Press. p. 185.
- ^ a b c Shippey 2005, pp. 63–66.
- ^ a b c d e Shippey 2005, pp. 129–133.
- ^ Shippey 2005, pp. 117–118.
- ^ a b c Shippey 2005, pp. 245–246.
- ^ Shippey 2005, pp. 237–249.
- ^ ISBN 978-0-664-23466-9.
- ^ S2CID 162647975.
- ^ Straubhaar 2004, pp. 112–115.
- OCLC 24122.
- ^ Butler, Robert W.; Eberhart, John Mark (1 January 2002). "In Tolkien, it's a man's world, and with good reason". Chicago Tribune. Retrieved 21 July 2020.
- ISBN 978-0313312458.
- ^ Basso, Ann McCauley (2008). "Fair Lady Goldberry, Daughter of the River". Mythlore. 27 (1). article 12.
- ISBN 978-1-1358-8033-0.
- ^ Straubhaar 2004, p. 112.
- ^ a b c Straubhaar 2004, p. 113.
- ^ a b Straubhaar 2004, p. 114.
- ^ Shapiro, Stephen (14 December 2002). "Lord of the Rings labelled racist". The Scotsman.
- ^ Straubhaar 2004, p. 115.
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