The Little Mermaid
"The Little Mermaid" | |
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Short story by Hans Christian Andersen | |
![]() The Little Mermaid – illustration by Edmund Dulac | |
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Original title | Den lille havfrue |
Translator | Mary Howitt |
Country | Denmark |
Language | Danish |
Genre(s) | Fantasy, fairy tale |
Publication | |
Published in | Fairy Tales Told for Children. First Collection. Third Booklet. 1837. (Eventyr, fortalte for Børn. Første Samling. Tredie Hefte. 1837.) |
Publication type | Fairy tale collection |
Publisher | C. A. Reitzel |
Publication date | 7 April 1837 |
Published in English | 1845 |
Series | 2525318047 |
"The Little Mermaid" (Danish: Den lille havfrue), sometimes translated in English as "The Little Sea Maid",[1] is a fairy tale written by Danish author Hans Christian Andersen. Originally published in 1837 as part of a collection of fairy tales for children, the story follows the journey of a young mermaid princess who is willing to give up her life in the sea as a mermaid to gain a human soul.
The original story has been the subject of multiple analyses by scholars such as Jacob Bøggild and Pernille Heegaard, as well as the folklorist Maria Tatar. These analyses cover various aspects of the story, from interpreting the themes to discussing why Andersen chose to write a tragic story with a happy ending. It has been adapted to various media, including musical theatre, anime, ballet, opera, and film. There is also a statue portraying the mermaid in Copenhagen, Denmark, where the story was written and first published.
Plot

The Little Mermaid lives in an
When a mermaid turns fifteen, she is permitted to swim to the surface for the first time to catch a glimpse of the world above. When the six mermaids become old enough, each of them visits the upper world one at a time every year. As each returns, the Little Mermaid listens to their various descriptions of the world inhabited by human beings. The elder sisters soon become jaded of the world above and are content to remain below the sea.
When the Little Mermaid's turn comes, she rises up to the surface, watches a birthday celebration being held on a ship in honor of a prince, and falls in love with him from a distance. A violent storm then hits, sinking the ship, and the Mermaid saves the prince from drowning. She delivers him unconscious to the shore near a
The Mermaid asks her grandmother if humans can live forever. Her grandmother explains that humans have a much shorter lifespan than mermaids (around 300 years), but that they have an eternal soul that lives on in heaven, while mermaids turn to sea foam at death and cease to exist.
The Mermaid, longing for the prince and an eternal soul, visits the Sea Witch who lives in a dangerous part of the ocean, surrounded by a forest of polyps, mud, and whirlpools. The Witch helps her by offering a potion that gives her legs in exchange for her voice (her tongue), as the Mermaid has the most enchanting voice in the world. The Witch says that once the Mermaid becomes a human, she will never be able to return to the sea. Consuming the potion will make her feel as if a sword is being passed through her body. When she recovers, she will have human legs and will be able to dance as no human has ever danced before; however, the pain of losing her tail will never leave her: she will constantly feel as if she is walking on sharp knives, and her feet will bleed terribly. Moreover, she will obtain a soul only if she wins the prince's love and marries him, for then a part of his soul will flow into her. Otherwise, at dawn on the first day after he marries someone else, the Mermaid will die with a broken heart and dissolve into sea foam upon the waves.
After agreeing to the arrangement, the Mermaid swims up to the surface near the prince's castle and drinks the potion. The liquid feels like a sword piercing her body and she passes out on the shore, naked. She is found by the prince, who is mesmerized by her beauty and grace, soon discovers that she is mute. Most of all, he likes to see her dance, and she dances for him despite suffering excruciating pain with every step. Soon, the Mermaid becomes the prince's favorite companion and accompanies him on many of his outings. He confides in her his deepest thoughts and feelings but does not fall in love with her.
When the prince's parents encourage him to marry the neighboring princess in an arranged marriage, he tells the Mermaid that he will not because he does not love the princess. He goes on to say that he can only love the young woman from the temple, whom he believes rescued him. It turns out that the princess from the neighboring kingdom was the temple woman, as she was sent to the temple for her education. The prince declares his love for her, and the royal wedding is announced at once.

The marriage is celebrated aboard a wedding ship, and the Mermaid's heart breaks. She despairs, thinking of the death that awaits her, but before dawn, her sisters rise out of the water and bring her a dagger that the Witch has given them in exchange for their beautiful hair. If the Mermaid kills the prince and lets his blood drip on her feet, she will become a mermaid once more, all her suffering will end, and she will live out her full life in the ocean with her family. However, the Mermaid cannot bring herself to kill the sleeping prince lying with the princess, and she throws the dagger and herself off the ship into the water just as dawn breaks.
Her body dissolves into foam, but instead of ceasing to exist, she turns into a luminous and ethereal earthbound spirit, a daughter of the air. While ascending into the atmosphere, she is greeted by other daughters, who say that she has become like them because she strove with all her heart to obtain an immortal soul.
Because of the Mermaid's sacrifice, she is given a chance to do good deeds for all her lifespan. She will receive her soul and rise up into Heaven when her lifespan ends.
Publication
"The Little Mermaid" was written by Hans Christian Andersen in 1836 and first published by C.A. Reitzel in
The story was republished on 18 December 1849 as a part of Fairy Tales. 1850 (Eventyr. 1850), and again on 15 December 1862 as a part of the first volume of Fairy Tales and Stories (Eventyr og Historier).[2]
Critical response

The ending with the mermaid's death and resurrection caused debate and critique. On the fact that children are told that their good behavior will help the mermaid earn her soul more quickly, but their bad behavior will add days to her time of service, P. L. Travers, author of Mary Poppins and noted folklore commentator, wrote, "a year taken off when a child behaves; a tear shed and a day added whenever a child is naughty? Andersen, this is blackmail. And the children know it and say nothing. There's magnanimity for you."[3][4]
Other scholars like Jacob Bøggild and Pernille Heegaard notice the ending's shift away from tragedy as well. They point out that the events leading up to the mermaid's death should culminate in tragedy, but that the sudden twist allows the narrative to finish on a hopeful success. Bøggild and Heegaard argue that this disjointed ending was not the result of Andersen's sentimentality and religious beliefs—to which have been attributed his choice to stray from the tragic path in the rest of the narrative. Rather, a conscious choice for ambiguity stemmed from Andersen's skepticism towards idealized physical and religious symbols.[5]
However, other critics including Søren Baggesen and James Massengale have argued that the ending is not tacked on, but is a natural part of the story's structure as a religious narrative.[6] The working title of the story was "Daughters of the Air",[3] which are spirits who, as Andersen conceived them, can earn souls by doing three hundred years' worth of good deeds. At the end of the story, one of these spirits explains to the Little Mermaid that they do as many good things for humankind as they are able so that, at the end of those years, they can receive an immortal soul and "take part in the happiness of mankind".[7] The spirits also explain that because the Little Mermaid refused to kill the Prince and has spent so much time in pain while still doing good things for men, she has "raised [herself] to the spirit-world" and can participate in the three hundred years of good deeds alongside the Daughters of the Air.
Andersen was influenced by Undine, another story of a mermaid gaining a soul through marriage, but felt that his ending was an improvement. In 1837, shortly after completing his manuscript, Andersen wrote to a friend, "I have not, like de la Motte Fouqué in Undine, allowed the mermaid's acquiring of an immortal soul to depend upon an alien creature, upon the love of a human being. I'm sure that's wrong! It would depend rather much on chance, wouldn't it? I won't accept that sort of thing in this world. I have permitted my mermaid to follow a more natural, more divine path."[8][9] Andersen was concerned that the story's meanings would appeal best to adults, but wrote in the foreword to Fairy Tales Told for Children, "I dare presume, however, that the child will also enjoy it and that the denouement itself, plainly considered, will grip the child."[10]
Themes and interpretations

In Maria Tatar's The Annotated Classic Fairy Tales, the transformation of the little mermaid from sea creature to mermaid in human form, and then to a creature of the air, is believed to reflect Andersen's constant engagement with mutability and changes in identity.[11] Tatar also suggests that the Little Mermaid did not give up everything for love alone. Tatar's interpretation of the tale is one that presents a rare heroine with an investigative curiosity which is shown through the mermaid's fascination with the unknown, the forbidden, and her intent on broadening her horizons from the start. Even before she sees the prince, she displays an intense longing to visit the world above the sea through her actions such as: arranging the flowers in her garden into the shape of the sun, listening to her grandmother and sisters' stories of the surface, and peeking in through the window of the prince's cabin during his birthday celebrations. Tatar argues that the mermaid wants, above all, to explore the world and discover things that are beyond what she already knows. The world above seems larger than her own and holds a greater range of possibilities to exercise her adventurous spirit. This is demonstrated in some versions of the story when the prince has a page boy's costume made for her so that she may ride on horseback and explore the land with him. Here, her willingness to cross-dress implies a willingness to transcend gender boundaries and take risks to be able to see the world. Tatar feels this also comments on Andersen's interests in changes in identity.[12]
In her analysis, Virginia Borges concludes that the story contains a theme about love and self-sacrifice and the dangers of accepting abuse or inconsiderate treatment in the name of love.[13]
Alienation, or feeling like an outsider, is also a theme of the tale.[
Some readers may consider the story to be a
Susan White interprets the story as the difficult liminal passage of the girl into the order of speech and social symbolism (power, politics, and agency) which is symbolically understood as masculine.[17]
The artist Pen Dalton has made use of Laura Mulvey's interpretation of fetishism in art to link The Little Mermaid to the wearing of fetishistic clothes, and obsessive cosmetic surgery with masculine fears of loss.[18]
The American writer Rictor Norton, in My Dear Boy: Gay Love Letters through the Centuries, and the German scholar Heinrich Detering, in Das offene Geheimnis (The Open Secret), theorize that The Little Mermaid was written as a love letter by Hans Christian Andersen to Edvard Collin.[19][20] This is based on a letter Andersen wrote to Collin, upon hearing of Collin's engagement to a young woman, around the same time that the Little Mermaid was written. Andersen wrote "I languish for you as for a pretty Calabrian wench ... my sentiments for you are those of a woman. The femininity of my nature and our friendship must remain a mystery."[21] Andersen also sent the original story to Collin.[22] Norton interprets the correspondence as a declaration of Andersen's homosexual love for Collin and describes The Little Mermaid as an allegory for Andersen's life.[23]
Adaptations
NBC television series
In 1958, NBC began airing a new television show titled Shirley Temple's Storybook, an American children's anthology series that was hosted and narrated by actress Shirley Temple. The series features adaptations of fairy tales like Mother Goose and other family-oriented stories performed by well-known actors. The first season of sixteen black-and-white and colored episodes aired on NBC between 12 January 1958, and 21 December 1958, as Shirley Temple's Storybook. Thirteen episodes of the first season re-ran on ABC beginning on 12 January 1959.[24] The second season of twenty-five color episodes aired on NBC as The Shirley Temple Show between 18 September 1960, and 16 July 1961 in much the same format that it had under its original title.
The show aired their adaptation of The Little Mermaid on 5 March 1961 as episode 22 during the show's second season. Shirley Temple herself played the mermaid. Unlike the original story, the mermaid does not give up her voice to become human, but she still fails to win the prince's heart when he falls in love with the princess who found him. In the end, when she cannot bring herself to kill the prince with the dagger, she prepares to throw herself into the sea. Neptune himself intervenes and says that for her selfless act, she has earned the right to become a mermaid again and rejoin her family, giving the story a happy ending.
Soviet feature film
This 1976 Russian feature film was directed by Vladimir Bychkov and starred Viktoriya Novikova as the mermaid. The story is set in the 13th century. The mermaid saves the prince from drowning, after other mermaids mesmerize the sailors into crashing their ship onto the rocks. The prince is saved by a local princess under whose care he recovers. The mermaid seeks to marry the prince. A traveling handyman tries to help the mermaid in her love. He finds a local witch who changes her tail into legs in exchange for her hair. The prince marries the local princess and the mermaid is destined to die on the same day. The traveling handyman challenges the prince to a fight and is killed. His sacrifice spares the mermaid from death and her soul becomes eternal.
Faerie Tale Theatre
Filmed in 1987, this installment of Shelley Duvall's Faerie Tale Theatre gives the Little Mermaid the name "Pearl." She lives under the sea with her father the king and her three older sisters.
On her twenty-first birthday, she goes to the surface and sees a prince on a ship and falls in love with him while singing to him from the sea. Later, when the ship catches fire and the prince is thrown into the sea, Pearl rescues him and brings him to shore. There, she revives him and they kiss though he is not fully conscious and for him it is as a dream. Pearl must return to the sea before he is fully awake.
Pearl tells her family what happened and that she's in love with a mortal. They try to talk her out of it, but instead she goes to see the Sea Witch- who also tries to talk her out of it. Pearl is determined. She exchanges her voice for legs. If she cannot win the prince's love, she will turn into sea foam the morning after he weds another.
Meanwhile the prince, still on the beach where Pearl brought him, is found by a princess of a neighboring kingdom, Amelia. The prince transfers his feelings of love for Pearl onto her, believing she is his rescuer, and they begin a courtship that they find each of their fathers had hoped would happen so they could conjoin their kingdoms.
The prince and Amelia are out walking when they come across Pearl, naked and newly-legged, on the shore. They bring her into the castle and learn she's mute, but charming.
Pearl and the Prince kiss, but he apologizes. Eventually Amelia tells the Prince she knows Pearl is in love with him and asks him to speak to her. The Prince asks Pearl and she indicated to him it's true. The Prince tells her he loves her, but is not in love with her, and that he is marrying Amelia. Pearl is heartbroken.
After The Prince weds Amelia, Pearl's sisters come to the surface and announce they've traded their hair to the sea witch in exchange for a dagger. Pearl must use it to kill the Prince and let his blood drip on her feet. Then, she will become a mermaid again and can go on living as she was.
Pearl takes the dagger but cannot go through with it because she loves the Prince too much. Her body then disappears as expected but because she was pure of heart she did not disappear into sea foam but instead became a spirit of the air and watched over the royal couple for the rest of their long, happy lives.