Penalty shoot-out (association football)

In
The penalty shoot-out is one of the three methods of breaking a draw that are approved by the Laws of the Game; the others are extra time and, for two-legged ties, the away goals rule.[1] A shoot-out is usually used only after one or more of the other methods fail to produce a winner. The method of breaking a draw for a specific match is determined beforehand by the match organising body. In most professional level competitions, two 15-minute extra time periods are played if the score is tied at the end of regulation time, and a shoot-out is held if the score is still tied after the extra time periods.
Although widely employed in football since the 1970s, penalty shoot-outs have been criticised by many followers of the game, due primarily to their perceived reliance on luck rather than skill and their dependence on individual duels between opposing players, which is arguably not in keeping with football as a team sport.[2] However, some believe the pressure and unpredictability involved makes it one of the most thrilling finales to any sport.[3][4]
Overview
During a shoot-out, players other than the kicker and the goalkeepers must remain in the centre circle.[1] The kicking team's goalkeeper stands at the intersection of the goal line and the line marking the penalty area (16.5 m/18 yards) near one of the assistant referees. Goals scored during the shoot-out are not commonly added to the goalscoring records of the players involved.[citation needed]
A draw is a common result in football. Shoot-outs are only used in competitions that require a match-winner at the end of the game
The rules of some competitions provide that a shoot-out may be used to decide placings in a round-robin group, in the unusual event that two teams who have faced each other in a final-day match finish the group with identical statistics, and no other team has the same record. This was invoked in Group A of the
Several leagues, such as the
A team that loses a penalty shoot-out is eliminated from the tournament while the winning team in the shoot-out advances to the next round or is crowned champion but the match is classed as a draw by FIFA. For instance, the Netherlands are considered to have concluded the 2014 FIFA World Cup undefeated, despite being eliminated at the semi-final stage.[9]
Procedure
The following is a summary of the procedure for kicks from the penalty mark. The procedure is specified in Law 10 ("Determining the Outcome of a Match") of the Laws of the Game (p. 71).[1]
- The referee tosses a coin to decide the goal at which the kicks are taken. The choice of goal may be changed by the referee for safety reasons or if the goal or playing surface becomes unusable.[1]
- The referee tosses the coin a second time to determine which team takes the first kick.
- All players other than the kicker and the goalkeepers must remain in the pitch's centre circle (see above).
- Each kick is taken in the general manner of a penalty kick. Each kick is taken from the penalty mark, which is 11 m (12 yards) from the goal line and equidistant from each touch line, with the goal defended only by the opposing goalkeeper. The goalkeeper must remain between the goal posts on their goal line until the ball has been kicked, although they can jump in place, wave their arms, move side to side along the goal line, or otherwise try to distract the shooter.
- Each team is responsible for setting the order in which its eligible players take kicks.
- Each kicker can kick the ball only once. Once kicked, the kicker may not play the ball again.
- No other player on either team, other than the designated kicker and goalkeeper, may touch the ball.[1]
- A kick results in a goal scored for the kicking team if, having been touched once by the kicker, the ball crosses the goal line between the goal posts and under the crossbar, without touching any player, official, or outside agent other than the defending goalkeeper. The ball may touch the goalkeeper, goal posts, or crossbar any number of times before going into the goal as long as the referee believes the ball's motion is the result of the initial kick. This was clarified after an incident in the Edinho was booked for protesting that the kick should have been considered a miss as soon as it rebounded off the post. In 1987, the International Football Association Board clarified Law 14, covering penalty kicks, to support Igna's decision.[10]
- Teams take turns to kick from the penalty mark, until each has taken five kicks. However, if one side has scored more goals than the other could possibly reach with all of its remaining kicks, the shoot-out immediately ends, regardless of the number of kicks remaining; this basis is called "best-of-five kicks". In the 2006 World Cup final, for example, the shoot-out ended after Italy's 2022 FIFA World Cup Final, Gonzalo Montiel's successful conversion of Argentina's fourth kick won the trophy, despite France and Argentina both having one kick left.
- If after five rounds of kicks, the teams have scored an equal number of goals (or neither team has scored any goals), additional rounds of one kick each are used until one team scores and the other misses. This is known as sudden death.
- The team that scores the most goals at the end of the shoot-out is the winner of the match.
- Only players who were on the pitch at the end of play or temporarily absent (injured, adjusting equipment etc.) are allowed to participate in the shoot-out.[1] If at the end of the match and before or during the kicks one side has more players on the pitch than the other, whether as a result of injury or red cards, then the side with more players must reduce its numbers to match the opponents; this is known as "reduce to equate". For example, if Team A has eleven players but Team B only has ten, then Team A chooses one player to exclude. Players excluded this way may take no further part in the procedure, either as kicker or goalkeeper, except that they can be used to replace a goalkeeper who becomes injured during the shootout. The rule was introduced by the International Football Association Board in February 2000 because previously an eleventh kick would be taken by the eleventh (i.e. weakest) player of a full-strength team and the first (i.e. strongest) player of a sub-strength team.[11] A rule change in 2016 eliminated the possibility of a team gaining such an advantage if a player is injured or sent off during the shoot-out.[12]
- A team may replace a goalkeeper who becomes injured during the shoot-out with a substitute (provided the team has not already used the maximum number of substitutes allowed by the competition) or by a player previously excluded under the 'reduce to equate' provision.[1]
- If a goalkeeper is sent off during the shoot-out, another player who finished the game must act as goalkeeper.[1]
- If a player, other than the goalkeeper, becomes injured or is sent off during the shoot-out, then the shoot-out continues with no substitution allowed. The opposing team must reduce its numbers accordingly.[1]
- Any player remaining on the pitch may act as the goalkeeper, and it is not required for the same player to have acted as a goalkeeper during the game.
- No player is allowed to take a second kick until all other eligible players on their team have taken a first kick, including the goalkeeper.
- If it becomes necessary for players to take another kick (because the score has remained equal after all eligible players have taken their first kick), players are not required to kick in the same order.[1]
- Kicks from the penalty mark must not be delayed for a player who leaves the field of play. The player's kick is forfeited (not scored) if the player does not return in time to take a kick.
- The referee must not abandon the match if, during the kicks, a team is reduced to fewer than seven players.[1]
Tactics
Defending against a penalty kick is one of the most difficult tasks a goalkeeper can face. Some decide which way they will dive beforehand, giving themselves time to reach the side of the goalmouth. A 2011 study published in the journal Psychological Science found goalkeepers dived to the right 71% of the time when their team was losing, but only 48% when ahead and 49% when tied, a phenomenon believed to be related to certain right-preferring behaviour in social mammals.[13] Others try to read the kicker's motion pattern. Kickers may attempt to feint, or delay their shot to see which way the keeper dives. Shooting high and centre, in the space that the keeper will evacuate, carries the highest risk of shooting above the bar.[14] If a keeper blocks a penalty kick during a match, there is a danger the kicker or a teammate may score from the rebound; this is not relevant in the case of a shoot-out.
Since the entire shoot-out is conducted at the same goal, the crowd behind the goal may favour one team and try to distract the other team's shooters. To forestall any potential advantage, in 2016 the Laws of the Game were modified to add a coin toss between the two teams prior to the shoot-out: the winner of the coin toss has the right to decide which goal is used for the shoot-out (previously, the decision was at the referee's discretion). The referee may change the goal only for safety reasons or if the selected goal or pitch are unusable.[1]
A goalkeeper may not use distracting gamesmanship such as cleaning their boots or asking the referee to see if the ball is placed properly; this risks a
History
Origins
Between 1867 and 1970, the laws of association football
In major competitions, when a

The adoption of the penalty shoot-out by IFAB came too late for the 1970 World Cup, whose rules still prescribed drawing of lots for any knockout match other than the final which ended drawn after extra-time (FIFA refused to announce in advance what would happen if the final itself ended up drawn).[33] The technical report for the 1970 tournament recommended that drawing of lots should be abandoned in future tournaments, noting that "this suggestion has, however, since been cut across by the decision of the International Board as to the taking of penalty kicks to resolve such a deadlock situation."[34] In the event, drawing of lots was never required to decide the winner of a knockout match in any World Cup finals, although it was used in a 1969 qualification tie when Morocco advanced at the expense of Tunisia.
Development

In England, the first penalty shoot-out in a professional match took place in 1970 at Boothferry Park, Hull, between Hull City and Manchester United during the semi-final of the Watney Cup, and was won by Manchester United. The first player to take a kick was George Best, and the first to miss was Denis Law. Ian McKechnie, who saved Law's kick, was also the first goalkeeper to take a kick; his shot hit the crossbar and deflected over, putting Hull City out of the Cup.
Penalty shoot-outs were used to decide matches in UEFA's
A friendly cup game between the Barcelona women's team and UE Centelles went to penalty shoot-out in December 1970. The format of this shoot-out had penalty kicks taken in sets of three, with Barcelona kicking three, then Centelles kicking three. After two rounds of this continued to produce matching results, the shoot-out was taken to sudden death.[38]
In the first round of the
The final of the
The first major international tournament to be decided by a penalty shoot-out was the
The first penalty shoot-out in the
Famous incidents
Internationals
The finals of nine FIFA 11-a-side tournaments, including three men's World Cups, have gone to penalty shoot-outs. Some of the notable matches are as follows.
- The 1991 FIFA World Youth Championship final between Portugal and Brazil in Lisbon was decided on a penalty shoot-out which the Portuguese won 4–2, with the last shot coming from Rui Costa.
- In the 1994 FIFA World Cup final at the Rose Bowl in Pasadena, California, the match between Brazil and Italy ended goalless after extra time. Brazil went on to win the shoot-out 3–2.[48]
- In the 1999 FIFA Women's World Cup Final, also held at the Rose Bowl, the match between hosts the United States and Chinaended goalless after extra time as well. The United States went on to win the shoot-out 5–4, becoming the first host country to win the tournament.
- The 2006 FIFA World Cup final between France and Italy also went to a penalty shoot-out (after a 1–1 draw followed by a scoreless 30 minutes of extra time) and was won by Italy 5–3 against France in Berlin's Olympic Stadium, winning their fourth world title.[49]
- In the 2011 FIFA Women's World Cup final, held at Waldstadion in Frankfurt, the match between the United States and Japan ended 2–2 after extra time. This time, the United States ended up on the losing side. Japan won the shoot-out 3–1, thus becoming the first Asian country to win the senior—either men's or women's—World Cup.
- The 2013 FIFA U-20 World Cup final in Istanbul went to a penalty shoot-out after a 0–0 draw after extra time. France won 4–1 over Uruguay. It was their first U-20 World Cup title, thus became the first nation to win all five FIFA 11-a-side men's titles (FIFA World Cup, FIFA Confederations Cup, FIFA U-20 World Cup, FIFA U-17 World Cup, and the Olympic football tournament).
- The 2022 FIFA World Cup final between France and Argentina went to penalty shoot-out after the extra time ended with a 3–3 draw. Argentina won 4–2 against France in shoot-out to lift the World Cup trophy for the first time since 1986.[50]
The first penalty shoot-out in a World Cup match was in the dramatic West Germany vs France semi-final match in 1982. After the penalty shoot-out ended equal, it went into sudden death.[51][52][53]
Goalkeepers have been known to win shoot-outs by their kicking. For example, in a
The England national team has lost seven (out of ten) penalty shoot-outs in major tournament finals, including losses to Germany in the semi-finals of the
The Netherlands, meanwhile, lost four consecutive shoot-outs: against Denmark in Euro 1992, France in Euro 1996, Brazil in the 1998 World Cup, and Italy in Euro 2000, before finally winning one against Sweden in Euro 2004. In Euro 2000, the Netherlands had two penalty kicks during the match and four attempts in the shoot-out but only managed to convert one kick against Italian keeper Francesco Toldo. Frank de Boer had both a penalty kick and shoot-out kick saved by Toldo, who also saved from Paul Bosvelt to give Italy a 3–1 shoot-out victory. The Netherlands' fortunes seemed to improve during the 2014 World Cup, when they defeated Costa Rica on penalty kicks in their quarter-final match, only to lose their semi-final match against Argentina on penalties. The 2022 World Cup saw their losing a shoot-out against Argentina once again, but this time in the quarter-finals.
The Italians have lost six shoot-outs in major championships, notably being eliminated on penalties from three consecutive World Cups (1990–1998, including the 1994 final), the Euro 2008 quarter-finals, and the Euro 2016 quarter-finals. However, they have also won five shoot-outs, including the Euro 2000 semi-final against the Netherlands, the Euro 2012 quarter-final against England, the 2006 World Cup final against France, the Euro 2020 semi-final against Spain, and the Euro 2020 final against England.
On 16 November 2005, a place in the World Cup was directly determined by a penalty shoot-out for the first time. The
During the 2006 FIFA World Cup in Germany,
The same competition featured a shoot-out between Germany and Argentina, the two most successful teams up to that point in terms of World Cup finals penalty shoot-outs: Each team had competed in three shoot-outs and won all of them. Germany won the shoot-out, leaving Germany alone with a 4–0 record in World Cup finals.
On 20 June 2007, a new UEFA record was established.[58] The semi-final of the European Under-21 Championships in Heerenveen between the Netherlands and England team finished 1–1, and thirty-two penalties were taken before the tie was broken. The Netherlands eventually won the shoot-out 13–12.
Domestic cups
In the
On 31 August 2005, a new English record was established when a shoot-out between Tunbridge Wells and Littlehampton Town in an FA Cup replay involved 40 kicks being taken, with Tunbridge Wells winning 16–15.[63][64]
Shoot-outs have been used to settle six
Penalty shoot-outs have been used for many years to settle drawn games in the earlier rounds of the
The Community Shield is also settled using penalties, following the normal 90 minutes of play, but no extra time. Manchester United have won the shield three times via a shoot-out, beating Arsenal in 2003, Chelsea in 2007, and Portsmouth in 2008. Manchester United lost the 2009 match on penalties to Chelsea.
In 2008, the Turkish Cup Final featured two clubs outside of Istanbul's Top Three for the first time in two decades, but penalty kicks decided the winner between Gençlerbirliği and Kayserispor, the latter having reached the final for the first time ever. After a scoreless 120 minutes, 28 penalty kicks were needed to decide the outcome, and Kayserispor, thanks to the goal scoring and goal saving heroics of Dimitar Ivankov, won its first Turkish Cup 11–10.[65]
In the
AEK was shooting first. Both AEK and Olympiacos scored in the first 4 penalties. Majstorovic of AEK hit the horizontal crossbar in the 5th penalty giving the chance to Djordjevic (for whom it was the closing game of his career) to seal the victory for Olympiacos. However, his shot was blocked by AEK's Argentinian goalkeeper Saja. Hence, the shooting continued. Both teams scored their 6th and 7th penalties. Center-back Antzas was slotted to hit the 8th penalty for Olympiacos, but keeper Nikopolidis took the initiative and took the penalty instead tying the score to 7–7. Nikopolidis blocked the subsequent (9th) penalty by Georgeas for AEK but Antzas missed the penalty for Olympiacos (saved by Saha) and failed to finish the shoot-out.
Since Olympiacos had only 9 players in the field, the shooters had to rotate, going back to those that shoot the very first penalties. All 7 subsequent penalty takers for both teams scored, leading to a penalty shoot out that was at 14–14 with 32 penalty shots having been taken. However,
UEFA club competitions
The first penalty shoot-out in a European Cup final occurred in the
In the
In the
In the
The
In the semi-finals of the UEFA Champions League between Real Madrid and Bayern Munich, Iker Casillas and Manuel Neuer each saved two spot kicks. Neuer kept out penalties from Cristiano Ronaldo (£80 million) and Kaká (£56 million), then the most expensive footballers in history from their transfer fees.[67]
On 19 May 2012, Chelsea defeated Bayern Munich 4–3 on penalties in the
On 26 May 2021,
Records
The world record for the longest penalty shoot-out, and the highest score, in a first class match is 56 penalties during the 2023–24 Liga Alef (Israel's third tier) promotion play-offs when F.C. Dimona beat Shimshon Tel Aviv 23–22.[70]
The world record for the most penalties scored consecutively in a shoot out stands at 31, in a
In major international tournaments, the most penalties came in the
The longest FIFA World Cup penalty shoot-out, male or female, occurred in the 2023 FIFA Women's World Cup knockout stage match between Australia and France; the shoot-out saw 20 penalties taken, with Australia ultimately prevailing 7–6.[75][76][77]
On 11 December 2012, Bradford City set the record for most consecutive penalty shootout wins. They won 9 penalty shootouts since 2009 and that included wins against Arsenal and local rivals Huddersfield Town.[78]
The shortest possible penalty shootout consists of three kicks by each team, with one team scoring all its kicks and the other team failing to score any. An example of this occurred in the semi-final of the 2017 FIFA Confederations Cup, with Chile beating Portugal 3–0,[79] or the UEFA Euro 2024 where Portugal beat Slovenia with the same result in the shootout.
Statistical record
A shoot-out is usually considered for statistical purposes to be separate from the match which preceded it.
The
In the calculation of
Criticisms
As a way to decide a football match, shoot-outs have been seen variously as a thrilling climax or as an unsatisfactory cop-out.
Paul Doyle describes shoot-outs as "exciting and suspense-filled" and
The result is often seen as a lottery rather than a test of skill;[90] managers Luiz Felipe Scolari[92] and Roberto Donadoni[93] described them as such after their teams had respectively won and lost shoot-outs. Others disagree. Mitch Phillips called it "the ultimate test of nerve and technique".[94] Paul Doyle emphasised the psychological element.[90]
Only a small subset of a footballer's skills is tested by a shoot-out. Ian Thomsen likened deciding the
Inferior teams are tempted to play for a scoreless draw, calculating that a shoot-out offers their best hope of victory.
The Economist reported on the advantage of the team kicking first usually winning and on the players aiming higher usually scoring a goal.[102]
Advantage to team kicking first?
Ignacio Palacios-Huerta has suggested that the alternating kick sequence gives an unfair advantage to the team kicking first, with statistical evidence showing that the team kicking first wins in 60% of the cases, probably because the team kicking second is under more pressure when trailing in the shoot-out.[103] As a remedy, he proposed using the Thue–Morse sequence to determine the kicking order.[104] Another, more comprehensive, analysis by InStat looked at over 2,000 penalty kick shootouts the first to go won 51.48% of the time.[105] However, in the academic literature, empirical support for the existence of such a first-mover advantage is ambiguous.[106] For instance, an extensive study conducted in 2024 found no first-mover advantage in modern European football.[107]
As part of a trial to reduce a potential first-mover advantage, the
- Original sequence
- AB AB AB AB AB (sudden death starts) AB AB AB etc.
- Trial sequence
- AB BA AB BA AB (sudden death starts) BA AB BA etc.
The trial was initially scheduled at the 2017 UEFA European Under-17 Championship and the 2017 UEFA Women's Under-17 Championship in May 2017 if a penalty shoot-out would be needed.[109] The trial was extended in June 2017 to include the 2017 UEFA European Under-19 Championship and the 2017 UEFA Women's Under-19 Championship.[110]
The penalty shoot-out in the Women's Under-17 Championship semi-final between Germany and Norway was the first ever to implement this new system.[111] It was also used in the 2017 FA Community Shield on 6 August 2017.[112]
During IFAB's 133rd Annual Business Meeting in Glasgow, Scotland on 22 November 2018, it was agreed that due to the lack of strong support mainly because of its complexity, the ABBA option would no longer be used in future competitions.[113]
Alternatives
Other tie-break methods have been proposed, both before and since shoot-outs were introduced.
Association football used the
A drawn result may be allowed to stand, unless the fixture determines which team qualifies for a later round. Before 1993 (except in 1974) the FA Charity Shield was shared if the match was drawn. When the third place playoff of the 1972 Olympic tournament between the Soviets and East Germany ended 2–2 after extra time,[115] the bronze medal was shared by the two teams.[116]
During the
Alternatives include replaying a match that has ended in a draw. In the
Other suggestions have included using elements of match play such as most shots on goal, most
Henry Birtles' "Advantage" proposal is for the shoot-out to be held before extra-time, and only acting as a tiebreak if the game remains a draw after the full 120 minutes.[120] Proponents of this idea state that it would lead to a more offensive extra-time as one of the teams would know they have to score and there would never be a match in which both teams are simply waiting for penalties. Another advantage is that players who have missed would have a chance to redeem themselves in extra-time. The obvious flaw is that the team that wins the penalty shoot-out would be inclined to play defensively in extra time in the knowledge that a draw would put them through. However, this flaw is not so clear because a single goal makes the difference between winning and losing, as opposed to a team that defends a single-goal lead more comfortably because a conceded goal is the difference between winning and drawing.
Another alternative is Attacker Defender Goalkeeper (ADG), which features a series of ten contests, in which an attacker kicks off from 32 yards and has 20 seconds to score a goal against a defender and goalkeeper. At the completion of the ten contests, the team with the most goals is the winner.[121][122]
North American experiments
The
Instead of a straight penalty kick, the shoot-out started 35 yards or 32 m from the goal and having five seconds to attempt a shot. The player could make as many moves as he could in a breakaway situation in the five seconds, then attempt a shot. This procedure is similar to that used in an ice hockey penalty shot. As with a standard shoot-out, this variation used a best-of-five-kicks model, and if the score was still level, the tiebreaker would head to an extra round of one attempt per team.
This format rewarded player skills, as players were able to attempt to deceive goalkeepers and play the ball in an attempt to make the shot, as in a one-on-one skills contest, and goalkeepers could take on the attackers without restrictions that are normally implemented in penalty shootouts. Soccer Bowl '81, the NASL's 1981 championship final, was decided by this format.[123]
From its inception in
From its inception in
In the MLS Next Pro development league, all draws are followed by a penalty shoot out. While both teams receive 1 match point for the draw, the team winning the penalty shootout gets an additional match point, resulting in draws giving 1 point to the loser of the shootout and 2 to the winner.[125]
See also
- List of FIFA World Cup penalty shoot-outs
- List of FIFA Women's World Cup penalty shoot-outs
- List of UEFA European Championship penalty shoot-outs
- List of Copa América penalty shoot-outs
- Penalty kick
- Golden goal
Bibliography
- On Penalties by Andrew Anthony (ISBN 0-224-06116-X)
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But all those things combine to make it dramatic and compulsive viewing, the ultimate element of instant unpredictability, a quick fix for both the "short attention span" generation and all the ones before it, too. Shootouts provide all the things we like about sports. Heroes stepping into the spotlight with a single moment of brilliant or fortune. Sympathetic figures who your heart bleeds for.
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Nothing beats penalty shootouts for drama. And how great was the camera pivot to capture Manchester United legend Peter Schmeichel's reactions every time his son Kasper saved a penalty for Denmark? Truly gripping theatre.
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External links
- Penalty Shoot-out Trivia — RSSSF