Constitutional convention (political custom)

Source: Wikipedia, the free encyclopedia.
Not to be confused with Constituent assembly.

A constitutional convention is an informal and uncodified tradition that is followed by the institutions of a state. In some states, notably those Commonwealth of Nations states that follow the Westminster system and whose political systems derive from British constitutional law, most government functions are guided by constitutional convention rather than by a formal written constitution. In these states, actual distribution of power may be markedly different from those the formal constitutional documents describe. In particular, the formal constitution often confers wide discretionary powers on the head of state that, in practice, are used only on the advice of the head of government, and in some cases not at all.

Some constitutional conventions operate separately from or alongside written constitutions, such as in Canada since the country was formed with the enactment of the Constitution Act, 1867. In others, notably the United Kingdom, which lack a single overarching constitutional document, unwritten conventions are still of vital importance in understanding how the state functions. In most states, however, many old conventions have been replaced or superseded by laws (called codification).

Definitions

The term was first used by British legal scholar A. V. Dicey in his 1883 book, Introduction to the Study of the Law of the Constitution. Dicey wrote that in Britain, the actions of political actors and institutions are governed by two parallel and complementary sets of rules:

The one set of rules are in the strictest sense "laws", since they are rules which (whether written or unwritten, whether enacted by statute or derived from the mass of custom, tradition, or judge-made maxims know [sic?] as the common law) are enforced by the courts. ... The other set of rules consist of conventions, understandings, habits, or practices that—though they may regulate the conduct of the several members of the sovereign power, the Ministry, or other officials—are not really laws, since they are not enforced by the courts. This portion of constitutional law may, for the sake of distinction, be termed the "conventions of the constitution", or constitutional morality.[1]

A century later, Canadian scholar Peter Hogg wrote:

Conventions are rules of the constitution which are not enforced by the law courts. Because they are not enforced by the law courts they are best regarded as non-legal rules, but because they do in fact regulate the working of the constitution they are an important concern of the constitutional lawyer. What conventions do is to prescribe the way in which legal powers shall be exercised. Some conventions have the effect of transferring effective power from the legal holder to another official or institution. Other conventions limit an apparently broad power, or even prescribe that a legal power shall not be exercised at all.[2]

Origins

Constitutional conventions arise when the exercise of a certain type of power, which is not prohibited by law, arouses such opposition that it becomes impossible, on future occasions, to engage in further exercises of this power. For example, the constitutional convention that the Prime Minister of the United Kingdom cannot remain in office without the support of a majority of votes the House of Commons is derived from an unsuccessful attempt by the ministry of Robert Peel to govern without the support of a majority in the House, in 1834–1835.

Enforceability in the courts

Constitutional conventions are not, and cannot be, enforced by courts of law. The primary reason for this, according to the Supreme Court of Canada in its 1981 Patriation Reference, is that, "They are generally in conflict with the legal rules which they postulate and the courts may be bound to enforce the legal rules."[3] More precisely, the conventions make certain acts, which would be permissible under a straightforward reading of the law, impermissible in practice. The court ruled that this conflict between convention and law means that no convention, no matter how well-established or universally accepted, can "crystallize" into law, unless the relevant parliament or legislature enacts a law or constitutional amendment codifying for a convention at which must specify request and consensus' for enactment.[4] This principle is regarded as authoritative in a number of other jurisdictions, including the UK.

Some conventions evolve or change over time. For example, before 1918 the British Cabinet requested a parliamentary dissolution from the monarch, with the Prime Minister conveying the request. Between 1918 and 2011,[5] Prime Ministers requested dissolutions on their own initiative, and were not required to consult members of the Cabinet (although, at the very least, it would have been unusual for the Cabinet not to be aware of the Prime Minister's intention).

However, conventions are rarely ever broken. Unless there is general agreement on the breach, the person who breaches a convention is often heavily criticised, on occasions leading to a loss of respect or popular support.

Examples

Australia

  • Whoever can command a majority in the House of Representatives is entitled to be asked by the Governor-General to form a government, and take the title Prime Minister.
  • Governors-General always act on the advice of their Prime Minister or other relevant minister in regard to particular powers they may exercise.
  • An incumbent Prime Minister who loses an election will advise the Governor-General to appoint the leader of the larger party as Prime Minister so the Governor-General does not need to act alone.
  • State Premiers tender advice to State Governors for Federal Senate elections, in response to the Prime Minister's advice to the Governor-General to call a Federal House of Representatives election.
  • State Governors are given a dormant commission to administer the Commonwealth if the Governor-General is unable to.
  • Vice-regal officers act in a politically neutral way.

No convention is absolute; all but one (the second) of the above conventions were disregarded in the leadup to or during the constitutional crisis of 1975.

Ignoring constitutional conventions does not always result in a crisis. After the 2010 Tasmanian state election, the Governor of Tasmania rejected the advice of his Premier to appoint the leader of the opposition as Premier because he felt the advice was tendered in bad faith. The Premier went on to form a new government.

Bosnia and Herzegovina

Canada

  • The Prime Minister will request the Governor General to call an election upon the defeat of the government in a confidence or money vote. This convention was broken in 1968 when the ruling minority government of Lester B. Pearson unexpectedly lost a money vote. All the parties in Parliament, who were not prepared for a snap election, agreed to pass a resolution retroactively declaring the lost money vote was not a matter of confidence.[6]
  • Though it is mentioned in various constitutional documents, the precise nature of the office of the Prime Minister operates mostly according to understood, uncodified British conventions.
  • The Supreme Court of Canada is, by statute (the Supreme Court Act), composed of three justices from Quebec and six from anywhere in Canada (including Quebec). This is because Quebec uses civil law rather than the common law system used elsewhere in Canada; it is necessary to have a panel of at least three judges to hear civil law cases. By convention, the remaining six positions are divided in the following manner: three from Ontario; two from the western provinces, typically one from British Columbia and one from the prairie provinces, which rotate amongst themselves (although Alberta is known to cause skips in the rotation); and one from the Atlantic provinces, almost always from Nova Scotia or New Brunswick. The appointment of the most senior puisne justice to chief justice is a convention that has recently fallen into disuse.

Commonwealth Realms

Denmark

France

  • If the president of the
    Constitutional Council
    .

Germany

  • The
    1983 and 2005 by the chancellor deliberately losing a vote of confidence and then asking the president to dissolve the Bundestag – a request which was granted in each case but was controversial in 2005.[8][9][10]
  • The President of Germany is not required to renounce his political affiliation, but since the founding of the Federal Republic in 1949 all presidents have let their party membership "rest" for the duration of their time in office. Joachim Gauck was not a member of any party even prior to taking office. This "resting" party membership was tacitly approved by the CDU/CSU and SPD for presidents who had been members or their parties even though their party rules and bylaws do not provide for such a mechanism.[11]
  • Similar to the provisions about monarchs in many
    parliamentary monarchies
    , the Basic Law formally grants the President powers to be exercised "on the advice of" Parliament or the government which are in practice never exercised by the President without clear direction from those bodies.
  • The Basic Law only specifies how a chancellor is to be elected, not who is eligible. With one exception (
    FDP in 2002 and the Greens in 2021
    ) has no legal relevance and is not legally a precondition for being elected chancellor.
  • Virtually all customs and informal rules regarding
    coalition agreements are based on convention rather than formal rules. Some are even in apparent conflict with the text of the constitution. The Koalitionsausschuss [de] ("coalition committee") which was first acknowledged to exist during the First Erhard cabinet is a method of resolving potential conflicts within a governing coalition that has been criticized as "circumventing" parliament and the cabinet as means to discuss and resolve such issues.[12][13][14]
  • The President of the Bundestag is a member of the biggest faction, even if that faction is otherwise in opposition. This is one of few constitutional conventions already in place during the Weimar Republic and still followed today.

Lebanon

  • The Lebanese constitution states that the President of Lebanon is elected by a simple majority of the Parliament of Lebanon. However, due to the country's delicate ethnic balance, the Parliament's various factions usually try to agree on a consensus candidate.
  • Under the unwritten
    Greek Orthodox
    .

Malaysia

  • At the federal level, the King acts on the Prime Minister's advice, except on certain cases. At the state level, the respective ruler or governor acts on his Chief Minister's advice.
  • At the federal level, the Prime Minister is the leader of the party with an absolute majority of seats in the Dewan Rakyat (House of Representatives) and therefore most likely to command the support of the Dewan Rakyat; and likewise a Chief Minister, the leader of the party with an absolute majority of seats in a State Legislature and therefore most likely to command the support of such State Legislature.
  • The Prime Minister should be a member of the Dewan Rakyat.
  • The Speaker of the Dewan Rakyat chairs the Joint Session of Parliament, where the King addresses both Dewan Negara (Senate) and Dewan Rakyat.

New Zealand

There is a convention that the Prime Minister of New Zealand should not ask for an early election unless they are unable to maintain confidence and supply.[clarification needed] By the 1950s, it had also become a convention that elections should be held on the last Saturday of November, or the closest date to this range as possible. There are several times when these conventions have been broken and an election has been held several months earlier:

  • 1951 general election: Sidney Holland called the election to get a mandate to face down a dock works dispute. The government was returned to power with an increased majority; by this time the dispute had been resolved.
  • 1984 general election: Robert Muldoon's government held a narrow four-seat majority in Parliament. Muldoon hoped to strengthen his leadership, as two backbenchers (Marilyn Waring and Mike Minogue) were threatening to rebel against the government in an opposition-sponsored anti-nuclear bill. However, Waring and Minogue had not threatened to block confidence and supply. The election was a decisive defeat for the government.
  • 2002 general election: Helen Clark called the election after the collapse of the Alliance, her coalition partners. Some critics argued that the government could still maintain confidence and supply and therefore the early election was not necessary. The Labour Party remained in power with two different coalition partners.

Norway

Because of the 1814 written constitution's pivotal role in providing independence and establishing democracy in the 19th century, the Norwegian parliament has been very reluctant to change it. Few of the developments in the political system that have been taking place since then have been codified as amendments. This reluctance has been labelled constitutional conservatism. The two most important examples of constitutional conventions in the Norwegian political system are parliamentarism and the declining power of the King.

  • Parliamentarism has evolved since 1884 and entails that the cabinet must maintain the support of parliament (an absence of mistrust) but it need not have its express support.
  • All new laws are passed and all new cabinets are therefore formed in a de jure fashion by the King, although not necessarily in a de facto sense.
  • According to the written constitution, the cabinet (council of ministers) are appointed by the King. The appointment of new cabinets by the King is a formality, and the king has not directly exercised executive powers since 1905.

Spain

Much of Spain's political framework is codified in the

Spanish Constitution of 1978, which formalizes the relationship between an independent constitutional monarchy
, the government, and the legislature. However, the constitution invests the monarch as the "arbitrator and moderator of the institutions" of government.

  • The King nominates a candidate to stand for the Presidency of the Government of Spain, sometimes known in English as 'prime minister'. The nominee then stands before the Congress of Deputies and presents his political agenda for the upcoming legislative term, followed by a vote of confidence in the nominee and his agenda. The 1978 constitution allows the King to nominate anyone he sees fit to stand for the vote of confidence so long as the King has met with the political party leaders represented in the Congress beforehand. However, King Juan Carlos I consistently nominated the political party leader who commands a plurality of seats in the Congress of Deputies.
  • The Spanish public perception that the monarchy be politically non-partisan in its adherence to constitutional protocol and convention, yet while protecting the public expression of personal political views by members of the royal family. Expressions of personal political views expressed in public include when the Prince of Asturias and his sisters protested against terrorism following the
    2004 Madrid bombings
    , or when the Queen gave controversial political viewpoints during an informal interview.
  • Constitutionally, the King appoints the twenty members to the General Council of the Judiciary. However, when a vacancy is observed the King's appointment has been customarily on the advice of the government of the day. Additionally, the King appoints the President of the Supreme Court on the advice of the General Council of the Judiciary.
  • According to the 1978 constitution, honours and titles of nobility, and civil and military decorations, are awarded by the King as head of state. However, in most cases since 1978, the King's appointments of titles of nobility have been countersigned by the President of the Government of Spain, with civil awards having been nominated by the President and military awards having been nominated by the military.

Switzerland

The following constitutional conventions are part of the political culture of Switzerland. They hold true at the federal level and mostly so at the cantonal and communal level. Mostly, they aim to reconcile the democratic principle of majority rule with the need to achieve consensus in a nation that is much more heterogeneous in many respects than other nation-states.

  • The government is a body of equals composed in political proportion to the weight of the various factions in Parliament; this creates a permanent grand coalition. For most of the post-war era, the composition of the Federal Council was fixed by the so-called magic formula.
  • Members of a collective body, including the
    Swiss Federal Council
    .
  • The presidency of a collective body, particularly a government, rotates yearly; the president is a primus inter pares.

United Kingdom

Main article: Constitutional conventions of the United Kingdom

While the United Kingdom does not have a written constitution that is a single document, the collection of legal instruments that have developed into a body of law known as constitutional law has existed for hundreds of years.

As part of this uncodified British constitution, constitutional conventions play a key role. They are rules that are observed by the various constituted parts though they are not written in any document having legal authority; there are often underlying enforcing principles that are themselves not formal and codified. Nonetheless it is very unlikely that there would be a departure of such conventions without good reason, even if an underlying enforcing principle has been overtaken by history, as these conventions also acquire the force of custom. Examples include:

United States

  • The
    inaugural address stands loosely in its stead). This practice was followed by George Washington and John Adams but abandoned by Thomas Jefferson and not resumed until 1913, when Woodrow Wilson delivered his State of the Union address in person. The constitution requires the President give an update on the state of the union "from time to time", but no specifics are outlined. Speeches have been broadcast on radio since 1923 and 1947; the last State of the Union message delivered only in writing was in 1981 by Jimmy Carter during his lame duck period
    .
  • Much of how the
    United States Cabinet
    operates is dictated by convention; its operations are only vaguely alluded to in the US constitution.
  • While members of the United States House of Representatives are only required to live in the state they represent, it has generally been expected that they live in the district they represent as well, though there are some exceptions; Allen West was elected in 2010 representing a district adjacent to the one he resided in.
  • The
    federal marshal
    with jurisdiction in that state.
  • Cabinet officials and other major executive officers resign and are replaced when a new President takes office, unless explicitly asked to stay on by the new President.
  • The Speaker of the House is always the Representative who leads the majority party, even though the Constitution does not specify that the Speaker must be a member of the chamber. Also by custom the Speaker does not vote (except to break a tie).
  • The President pro tempore of the United States Senate is the seniormost Senator of the majority party.
  • Members of the
    Electoral College
    are pledged to vote for a particular Presidential candidate, and are chosen by popular vote with the name of the candidate, and not necessarily the elector, on the ballot.
  • Senate rules require a majority of 60 votes to invoke cloture, that is, to break off debate on a bill and force a vote. The Senate could revise its rules at any time, and the rules for each session of the House and Senate are typically set at the beginning of each elected Congress. In the Senate, under the current rules, the filibuster is available as a tool for a large-enough minority to indefinitely block any measure it finds objectionable.

See also

References

  1. ^ AV Dicey, Introduction to the Study of the Law of the Constitution, 10th edition, pp. 23-24.
  2. ^ Peter Hogg, Constitutional Law of Canada, p. 7.
  3. ^ Supreme Court of Canada, Attorney General of Manitoba et al. v. Attorney General of Canada et al. (September 28, 1981)
  4. ^ "Manuel v Attorney General [1982] EWCA Civ 4 (30 July 1982)". Bailii.org. Retrieved 2022-09-07.
  5. ^ The prerogative power of the Crown to dissolve Parliament was abolished with the Fixed-term Parliaments Act 2011.
  6. ^ McGregor, Janyce (11 June 2012). "Feeling confident about the budget vote?". CBC News. Archived from the original on April 17, 2013. Retrieved 12 May 2013. In 1968, Lester Pearson was prime minister, presiding over a minority Liberal government. Pearson governed largely with the support of the NDP, but in February the Liberals unexpectedly lost a final Commons vote over an amendment to the Income Tax Act. A strict reading of parliamentary convention would have suggested that vote was enough to trigger an election, because the change constituted a "money bill." But the Liberals were in the process of selecting a new leader, and Pearson gambled that no one really wanted an election right away. Pearson went on television and told Canadians that his government would put a second vote before the House of Commons specifically asking whether or not his government continued to command the confidence of the House of Commons, rather than the merits or demerits of a tax change. His gamble worked: his party won the second, more specific vote and carried on governing.
  7. ^ "Constitution Act, 1867". The Solon Law Archive. V.58. 29 March 1867. Retrieved 15 January 2009.
  8. ^ "Klage der beiden Bundestagsabgeordneten gegen Bundestagsauflösung erfolglos" [Action by two Members of Parliament against dissolution of the Bundestag unsuccessful] (in German). German Federal Constitutional Court.
  9. JSTOR 20827991
    .
  10. ^ "www.bundespraesident.de: Der Bundespräsident / Reden / Auflösung des 15. Deutschen Bundestages - Fernseh- ansprache von Bundespräsident Horst Köhler".
  11. ^ Hinck, Gunnar (26 December 2017). "Steinmeier und seine SPD-Mitgliedschaft: In himmlischer Ruh". Die Tageszeitung: Taz.
  12. ^ Rudzio, Wolfgang (3 April 2008). "Informelles Regieren – Koalitionsmanagement der Regierung Merkel" [Informal governance: coalition management of the Merkel government]. Aus Politik und Zeitgeschichte (in German).
  13. ^ "Fragen an Stefan Marx zu seiner Edition über den Kreßbronner Kreis" [Questions for Stefan Marx on his edition about the Kressbronn Circle]. Parlamentarismus (in German). 23 March 2014. Archived from the original on 19 October 2021. Retrieved 28 October 2021.
  14. ^ "Österreichs Proporz - Modell für Bonn?" [Austria's proportional representation – a model for Bonn?]. Der Spiegel (in German). 11 April 1961.
  15. ^ Parliamentary briefing – the Privy Council Archived 2010-06-15 at the Wayback Machine, accessed 20 June 2012
  16. ^ "Election 2005 – Election Map". BBC News.

Bibliography

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